chalmers@arizona.edu
[[This paper will appear in (M. Garcia-Caprintero and J. Macia, eds) Two-Dimensional Semantics: Foundations and Applications (Oxford Univesity Press, 2004). An abridged version will appear under the title "Epistemic Two-Dimensional Semantics" in a special issue of Philsophical Studies in 2004.]]
Table of Contents
1 Meaning, reason, and modality
1.1 Frege, Carnap, and Kripke
1.2 Two-dimensional semantics
1.3 Varieties of two-dimensional semantics
1.4 The Core Thesis
2 The contextual understanding
2.1 Orthographic contextual intensions
2.2 Linguistic contextual intensions
2.3 Semantic contextual intensions
2.4 A further problem
2.5 Hybrid contextual intensions
2.6 Token-reflexive contextual intensions
2.7 Extended contextual intensions
2.8 Cognitive contextual intensions
2.9 Summary
3 The epistemic understanding
3.1 Epistemic dependence
3.2 Epistemic intensions
3.3 Epistemic necessitation
3.4 Scenarios
3.4.1 Scenarios as centered worlds
3.4.2 Scenarios as maximal hypotheses
3.5 Canonical descriptions
3.6 Scrutability
3.7 Subsentential epistemic intensions
3.8 Tokens and types
3.9 Apriority
3.10 The second dimension
3.11 The Core Thesis
3.12 Applications
4 Epistemic intensions and contextual intensions
4.1 Problem cases
4.2 Semantic contextual intensions
4.3 Linguistic contextual intensions
5 Other varieties of two-dimensionalism
5.1 Stalnaker's diagonal
5.2 Kaplan's character
5.3 Evans' deep necessity
5.4 Davies and Humberstone's "fixedly actually"
5.5 Chalmers' primary intensions
5.6 Jackson's A-intensions
5.7 Kripke's epistemic duplicates
5.8 Other approaches
Why is two-dimensional semantics important? One can think of it as the most recent act in a drama involving three of the central concepts of philosophy: meaning, reason, and modality. First, Kant linked reason and modality, by suggesting that what is necessary is knowable a priori, and vice versa. Second, Frege linked reason and meaning, by proposing an aspect of meaning (sense) that is constitutively tied to cognitive significance. Third, Carnap linked meaning and modality, by proposing an aspect of meaning (intension) that is constitutively tied to possibility and necessity.
Carnap's proposal was intended as something of a vindication of Frege's. Frege's notion of sense is somewhat obscure, but Carnap's notion of intension is more clearly defined. And given the Kantian connection between reason and modality, it follows that intensions have many of the properties of Fregean senses. In effect, Carnap's link between meaning and modality, in conjunction with Kant's link between modality and reason, could be seen as building a Fregean link between meaning and reason. The result was a golden triangle of constitutive connections between meaning, reason, and modality.
Some years later, Kripke severed the Kantian link between apriority and necessity, thus severing the link between reason and modality. Carnap's link between meaning and modality was left intact, but it no longer grounded a Fregean link between meaning and reason. In this way the golden triangle was broken: meaning and modality were dissociated from reason.
Two-dimensional semantics promises to restore the golden triangle. While acknowledging the aspects of meaning and modality that derive from Kripke, it promises to explicate further aspects of meaning and modality that are more closely tied to the rational domain. In particular it promises to look at the space of possibilities in a different way, and to erect a notion of meaning on that basis. In this way, we might once again have a grip on an aspect of meaning that is constitutively tied to reason.
To date, this restoration has been incomplete. Many different ways of understanding two-dimensional semantics have been proposed, and many of them restore the triangle at best partially. It is controversial whether two-dimensional semantics can be understood in such a way that the triangle is fully restored. To see this is possible, we need to investigate the foundations of two-dimensional semantics, and explore the many different ways in which the framework can be understood. I think that when the framework is understood in the right way, it can reinstantiate the links between meaning, reason, and modality.
We can begin with some more detailed background. If we squint at history from just the right angle, focusing on one strand of thought and setting aside others, we obtain a simplified rational reconstruction that brings out the key points.
It is useful to start with Frege. Frege held that an expression in a language typically has a referent — or what I will here call an extension. The extension of a singular term is an individual: for example, the extension of the name 'Hesperus' is the planet Venus, and the extension of the description 'the teacher of Aristotle' is Plato. The extension of a general term is a class. And the extension of a sentence is its truth-value.
Frege noted that the extension of an expression does not in general determine its cognitive significance: the role it plays in reasoning and in knowledge. For example, 'Hesperus' (the name used for the evening star) and 'Phosphorus' (the name used for the morning star) have the same referent but have different cognitive significance, as witnessed by the fact that 'Hesperus is Hesperus' is cognitively trivial, while 'Hesperus is Phosphorus' is nontrivial. The same goes for many other pairs of expressions: perhaps 'renate' (creature with a kidney) and 'cordate' (creature with a heart), or 'water' and 'H2O', or 'I' (as used by me) and 'David Chalmers'. In each pair, the members are co-extensive (they have the same extension), but they are cognitively and rationally distinct.
Frege held that meaning is tied constitutively to cognitive significance, so that if two expressions have different cognitive significance, they have different meaning. It follows that there must be more to meaning than extension. Frege postulated a second aspect to meaning: sense. When two expressions are cognitively distinct, they have different senses. For example, the nontriviality of 'Hesperus is Phosphorus' entails that although 'Hesperus' and 'Phosphorus' have the same extension, they have a different sense. We can put the general idea as follows:
Fregean Thesis: Two expressions 'A' and 'B' have the same sense iff 'A == B' is cognitively insignificant.
Here, 'A == B' is a claim that is true if and only if 'A' and 'B' have the same extension. Where 'A' and 'B' are singular terms, this will be the identity 'A=B'; where 'A' and 'B' are sentences, this will be the material biconditional 'A iff B'; and so on. As for cognitive significance, we can say at a first approximation that a claim is cognitively insignificant when it can be known trivially by a rational being. As such, we can see this characterization of sense as providing a first bridge between meaning and reason.
The idea that expressions have senses is attractive, but senses are nevertheless elusive. What exactly is a sense? What exactly is cognitive significance? How does one analyze meanings beyond extensions? In the middle part of the 20th century, a number of philosophers, notably Carnap, had an insight. We can use the notions of possibility and necessity to help understand meaning, and in particular to help understand sense.
There are many possible ways the world might be; and we can use language to describe these possibilities. An expression can be applied to the actual state of the world, yielding an actual extension, or it can be applied to alternative possible states of the world, yielding alternative possible extensions. Take expressions such as 'renate' and 'cordate'. In the world as it actually is, all renates are cordates, so these terms have the same extension. But it is not necessary that all renates are cordates: if the world had been different, some renates might have failed to be cordates. Applied to such an alternative possibility, the two terms have a different extension. We can say: 'renate' and 'cordate' are co-extensive, but they are not necessarily co-extensive. Carnap suggested that we say two expressions have the same intension if and only if they are necessarily co-extensive.[*] So 'renate' and 'cordate' have the same extension, but different intension. We can put the general claim as follows:
Carnapian Thesis: 'A' and 'B' have the same intension iff 'A == B' is necessary.
*[[See Carnap 1947. The idea is also present in Lewis 1944.]]
What exactly is an intension? Carnap's characterization suggests a natural definition: an intension is a function from possibilities to extensions.[*] The possibilities here correspond to different possible states of the world. Relative to any possibility, an expression has an extension: for example, a sentence (e.g. 'All renates are cordates') can be true or false relative to a possibility, and a singular term (e.g. 'the teacher of Aristotle') picks out an individual relative to a possibility. An expression's intension is the function that maps a possibility to the expression's extension relative to that possibility. When two expressions are necessarily co-extensive, they will pick out the same extension relative to all possibilities, so they will have the same intension. When two expressions are not necessarily co-extensive, they will not pick out the same extension relative to all possibilities, so they will have different intensions. So intensions behave just as Carnap suggests they should.
*[[This definition of an intension is often attributed to Carnap, but in Carnap 1947 it plays at most a minor role. He proposes something like this (in section 40, p. 181) as a way of understanding individual concepts, which are the intensions of names, but then moves to a slightly different understanding. Earlier in the book, he characterizes necessity ("L-truth") in terms of state-descriptions, which are akin to possible worlds. But state-descriptions soon drop out of the discussion, so that intensions are treated in effect as something of a primitive semantic value. This sort of construction is also discussed in Carnap 1963, pp. 892-94. (Thanks to Wolfgang Schwartz for pointers here.) A proposal close to the definition above is present in C.I. Lewis's suggestion that an intension "comprises whatever must be true of any possible world in order that the proposition should apply to it or be true of it" (Lewis 1944).]]
Seen this way, the notion of an intension provides a bridge between meaning and modality. Just as a sense can be seen as a sort of meaning that is constitutively tied to reason, an intension can be seen as a sort of meaning that is constitutively tied to modality. Furthermore, intensions seem to behave very much as senses are supposed to behave. Just as two expressions can have the same extension but different senses, two expressions can have the same extension but different intensions. And just as sense was supposed to determine extension, intension seems to determine extension, at least relative to a world.
One can make a direct connection by adding an additional claim connecting modality and reason. It has often been held that a proposition is necessary if and only if it is a priori (knowable independently of experience) or trivial (yields no substantive knowledge of the world). The notions of apriority and triviality are essentially rational notions, defined in epistemic terms. Carnap himself held a version of the thesis involving triviality, but it is more useful for our purposes to focus on the version involving apriority. In this form, the relevant thesis goes back at least to Kant, so we can call it:
Kantian Thesis: A sentence S is necessary iff S is a priori.
If we combine the Carnapian Thesis with the Kantian Thesis, we obtain the following:
Neo-Fregean Thesis: Two expressions 'A' and 'B' have the same intension iff 'A == B' is a priori.
If this claim is accepted, then one has recaptured something that is at least close to the Fregean thesis. For apriority is at least closely related to cognitive insignificance. When a proposition is cognitively insignificant, it is plausibly a priori. The reverse is not the case, on Frege's understanding of cognitive significance: many logical and mathematical propositions are cognitively significant, even though they are a priori. But in any case, apriority and cognitive insignificance are at least closely related rational notions. Typical cognitively significant identities, such as 'Hesperus is Phosphorus', 'Water is H2O', and 'I am David Chalmers' are all a posteriori. If the Neo-Fregean Thesis is correct, it follows that 'Hesperus' and 'Phosphorus' have different intensions, as do 'water' and 'H2O', and 'I' and 'David Chalmers'. So intensions behave quite like Fregean senses.
In effect, modality serves as a bridge in explicating the tie between meaning and reason. One constructs a notion of meaning using modal notions, combines this with the claim that modality is constitutively tied to reason, and ends with a link between all three. The central connection between meaning, reason, and modality is captured within the Neo-Fregean thesis: intension is a notion of meaning, defined in terms of modality, that is constitutively connected to reason.
This golden triangle was shattered by Kripke, who cut the connection between reason and modality. Kripke argued that the Kantian Thesis is false: there are many sentences that are necessarily true but whose truth is not knowable a priori. For example, Kripke argued that given that Hesperus is actually Phosphorus, it could not have been that Hesperus was not Phosphorus: Hesperus is necessarily the planet Venus, and so is Phosphorus. So although 'Hesperus is Phosphorus' is not knowable a priori, it is nevertheless necessary. More generally, Kripke argued that names and natural kind terms are rigid designators, picking out the same extension in all possible worlds. It follows that any true identity involving such terms is necessary. For example, 'Water is H2O' is necessary, even though it is a posteriori. The same goes for claims involving indexicals: 'I am David Chalmers' (as used by me) is another a posteriori necessity.
If Kripke is right about the Kantian Thesis, then the Neo-Fregean Thesis is also false. Since 'Hesperus is Phosphorus' is necessary, 'Hesperus' and 'Phosphorus' have the same intension, picking out the planet Venus in all possibilities. But the equivalence between 'Hesperus' and 'Phosphorus' is nevertheless a posteriori and cognitively significant. So cognitively and rationally distinct pairs of expressions can have the same intension: witness 'Hesperus' and 'Phosphorus', 'water' and 'H2O', 'I' and 'David Chalmers'. So the Neo-Fregean Thesis fails, and intensions no longer behave like Fregean senses.
In effect, Kripke leaves intact the Carnapian link between meaning and modality, but in severing the Kantian link between reason and modality, he also severs the Fregean link between meaning and reason. This is roughly the received view in contemporary analytic philosophy: meaning and modality are connected, but both are disconnected from reason.
Although most contemporary analytic philosophers accept Kripke's
arguments against the Kantian thesis, many would still like to hold
that Frege was right about something. There remains an intuition
that 'Hesperus' and 'Phosphorus' (or 'water' and 'H2O', or 'I' and
'David Chalmers') differ in at least some dimension of their meaning,
corresponding to the difference in their cognitive and rational roles.
One might try to do this by breaking the Carnapian connection between
meaning and modality. Two-dimensional semantics takes another
strategy: in effect, it finds another way of looking at modality that
yields a Fregean aspect of meaning.
The core idea of two-dimensional semantics is that there are two
different ways in which the extension of an expression depends on
possible states of the world. First, the actual extension of an
expression depends on the character of the actual world in which an
expression is uttered. Second, the counterfactual extension of an
expression depends on the character of the counterfactual world in
which the expression is evaluated. Corresponding to these two sorts
of dependence, expressions correspondingly have two sorts of
intensions, associating possible states of the world with extensions
in different ways. On the two-dimensional framework, these two
intensions can be seen as capturing two dimensions of meaning.
These two intensions correspond to two different ways of thinking of
possibilities. In the first case, one thinks of a possibility as
representing a way the actual world might turn out to be: or as it is
sometimes put, one considers a possibility as actual. In the second
case, one acknowledges that the actual world is fixed, and thinks of a
possibility as a way the world might have been but is not: or as it is
sometimes put, one considers a possibility as counterfactual. When
one evaluates an expression relative to a possible world, one may get
different results, depending on whether one considers the possible
world as actual or as counterfactual.
The second way of thinking about possibilities is the more familiar in
contemporary philosophy. Kripke's arguments rely on viewing
possibilities in this way. Take a possibility in which the bright
object in the evening sky is a satellite around the earth, and in
which Venus is visible and bright only in the morning. When we think
of this possibility as a counterfactual way things might have been, we
do not describe it as a possibility in which Hesperus is Mars, but as
one in which Hesperus (and Phosphorus) is invisible in the evening.
So relative to this possibility considered as counterfactual,
'Hesperus' picks out Venus. Correspondingly, the second-dimensional
intensions of both 'Hesperus' and 'Phosphorus' both pick out Venus in
this possibility, and in all possibilities in which Venus exists. It
is this familiar sort of intension that yields the Kripkean gap
between intension and cognitive significance.
The first way of thinking about possibilities is the less familiar in
contemporary philosophy. If we take the possibility described above,
and think of it as a way the world might actually be, we can say: if
the world really is that way, then 'Hesperus' picks out a satellite.
So relative to this possibility considered as actual, 'Hesperus' picks
out not Venus but the satellite. Correspondingly, the
first-dimensional intension of 'Hesperus' picks out the satellite in
this possibility, while that of 'Phosphorus' picks out Venus. So
'Hesperus' and 'Phosphorus' have different first-dimensional
intensions. This difference is tied to the fact that the actual-world
reference of 'Hesperus' and 'Phosphorus' is fixed in quite different
ways, although as things turn out, their referents coincide. Because
of this, it seems that the first dimension may be better suited than
the second for a link to reason and to cognitive significance.
The possibilities evaluated in the second dimension are usually
thought of as possible worlds. The possibilities evaluated in the
first dimension are a little different, as they reflect the nature of
a world from the point of view of a speaker using an expression within
a world. It is useful for many purposes to see these possibilities as
centered worlds: worlds marked with a "center", which is an ordered
pair of an individual and a time. We can think of the center of the
world as representing the perspective of the speaker within the world.
I have been deliberately vague about just how the relevant intensions
are to be defined, since as we will see, there are many different ways
to define them. Because of this, giving detailed examples is tricky,
because different frameworks treat cases differently. Nevertheless,
it is useful to go through some examples, giving an intuitive analysis
of the results that two-dimensional semantics might be expected to
give if it is to yield something like a Fregean sense in the first
dimension. We will later see how this can be cashed out in detail.
For now, I will use "1-intension" as a generic name for a
first-dimensional intension, and "2-intension" as a generic name for a
second-dimensional intension.
First, 'Hesperus is Phosphorus'. In a centered world considered as
actual, this is true roughly when the morning star visible from the
center of that world is the same as the evening star. In a world
considered as counterfactual, it is true when Venus is Venus.
'Hesperus' functions roughly to pick out the evening star in the
actual world, so the 1-intension of 'Hesperus' picks out the evening
star in a given centered world. Likewise, the 1-intension of
'Phosphorus' picks out the morning star in a centered world. Both of
these terms behave rigidly in counterfactual evaluation, so their
2-intensions pick out their actual referents in all worlds. So the
2-intensions of both 'Hesperus' and 'Phosphorus' pick out Venus in all
worlds.
Second, 'Water is H2O'. In a centered world considered as actual,
this is true roughly when the clear, drinkable liquid around the
center of that world has a certain pattern of chemical structure. In
a world considered as counterfactual, it is true when H2O is H2O. The
reference of 'water' is fixed roughly by picking out the substance
with certain superficial properties and a certain connection to the
speaker in the actual world, so its 1-intension picks out roughly the
substance with those properties connected to the center of a given
world. Similarly, the 1-intension of 'H2O' picks out the substance
with the right sort of chemical structure in a centered world. As in
the first case, both expressions behave rigidly in counterfactual
evaluation, so their 2-intensions pick out H2O in all worlds.
Third, 'I am a philosopher'. In a centered world considered as
actual, this sentence is true when the being at the center of the
world is a philosopher. In a world considered as counterfactual, this
sentence (or at least my utterance of it) is true if David Chalmers is
a philosopher in that world. The actual-world reference of 'I' is
fixed by picking out the subject who utters the token; so the
1-intension of 'I' picks out the subject at the center of a given
world. 'I' behaves as a rigid designator in counterfactual
evaluation, so its 2-intension picks out the actual referent (in this
case, David Chalmers) in all possible worlds. 'Philosopher', by
contrast, is a broadly descriptive term: both its 1-intension and its
2-intension function to pick out beings with certain characteristic
attributes.
Certain patterns seem to emerge. The first two sentences are
necessary (at least if Kripke is right), and both of them have a
2-intension that is true in all worlds. The third sentence is
contingent, and its 2-intension is false in some worlds. So it seems
that a sentence is necessary precisely when it has a necessary
2-intension. This corresponds directly to the Carnapian thesis:
2-intensions, in effect, are defined so that two expressions will have
the same 2-intensions when they are necessarily equivalent.
On the other hand, all three of these sentences are a posteriori, and
all of them appear to have a 1-intension that is false in some
centered worlds. At the same time, a priori sentences such as
(perhaps) 'All bachelors are unmarried males' or 'Hesperus (if it
exists) has been visible in the evening' can plausibly be seen as
having a 1-intension that is true in all centered worlds. So it is at
least tempting to say that a sentence is a priori precisely when it
has a necessary 1-intension. This corresponds to the neo-Fregean
thesis: one might naturally suggest that two expressions have the same
1-intension precisely when they are a priori equivalent. To
illustrate, one can note that the difference in the 1-intensions of
'Hesperus' and 'Phosphorus', or of 'water' and 'H2O', seems to be
closely tied to their a priori inequivalence. All this needs to be
analyzed in more depth, but one might at least characterize the
general sort of behavior suggested in the examples above, where
differences in 1-intensions go along at least roughly with differences
in cognitive significance, as quasi-Fregean.
Along with the 1-intension and the 2-intension of a given expression,
one can also define a two-dimensional intension. In many cases,
just as an expression's extension depends on how the actual world
turns out, an expression's 2-intension depends on how the actual world
turns out. The expression's two-dimensional intension captures this
dependence: it can be seen as a function from centered worlds to
2-intensions, or equivalently as a function from pairs of centered
worlds and worlds to truth-values. In the case of 'Hesperus', for
example, the two-dimensional intension maps a centered world V to the
2-intension that picks out V's evening star (if it exists) in any
worlds W. The actual 2-intension of an expression corresponds to the
two-dimensional intension evaluated at the actual centered world of
the speaker: given that Venus is the actual world's evening star, the
2-intension of 'Hesperus' picks out Venus in all worlds. The
1-intension of an expression can be reconstructed by "diagonalizing"
the two-dimensional intension: one evaluates the two-dimensional
intension at a centered world W, yielding a 2-intension, and then
one evaluates this 2-intension at the same world
(stripped of its center). One might think of the two-dimensional
intension as representing the way that an expression can be used to
evaluate counterfactual worlds, depending on which world turns out to
be actual.
I will return to these themes later, but for now it must be
acknowledged that the situation is much more complicated than I have
made things sound. A number of different two-dimensional systems
have been introduced, and many of these give different results. A
partial list of proponents of these systems, along with the names
they give to their two-dimensional notions, includes:
There are many differences between these systems, some on the
surface, and some quite deep. Surface differences include the fact
that where Chalmers and Jackson speak of two sorts of intensions,
Evans and Davies and Humberstone speak of two sorts of necessity, while
Kaplan and Stalnaker speak of propositions. This sort of difference
is mostly intertranslatable. Given a notion of necessity and a
corresponding way of evaluating possibilities (as with Evans and
Davies and Humberstone), one can define a corresponding sort of
intension, and vice versa. Stalnaker's propositional content is just
a set of possible worlds, which is equivalent to the intension of a
sentence, and Kaplan's content is closely related.[*] Kaplan's and
Stalnaker's first-dimensional notions are defined over contexts (which
are at least closely related to centered worlds), and initially
involve a two-dimensional intension: a function from contexts to
2-intensions. Stalnaker diagonalizes this function, yielding a
function from contexts to truth-values, or a 1-intension. Kaplan
leaves his character as a two-dimensional function from contexts to
2-intensions, but a corresponding step could straightforwardly be
taken. So in all these cases, there is a similar formal structure.
*[[Kaplan's content is strictly speaking a singular proposition rather
than a set of worlds, but it immediately determines a set of worlds.
For our purposes, the difference between singular propositions, other
structured propositions, and sets of worlds in analyzing the second
dimension of content will not be crucial, so for simplicity I will
speak as if the relevant second-dimensional contents are intensions.
The discussion can be straightforwardly adapted to other views.]]
At a conceptual level, the systems have something further in common.
In each case, the first-dimensional notion is put forward at least in
part as a way of better capturing the cognitive or rational
significance of an expression than the second dimension. And in each
case, at least some sort of link between the first-dimensional notion
and apriority has been claimed. In Kaplan's and Stalnaker's original
publications, it is held that character and diagonal propositions
closely reflect matters of apriority, at least in some cases. For
Evans and Davies and Humberstone, when a statement of a certain sort
is knowable a priori, it is deeply necessary, or true fixedly
actually. And for Chalmers and Jackson, whenever a sentence is a
priori, it has a necessary primary intension or 1-intension.
But these similarities mask deep underlying conceptual differences.
These systems are defined in quite different ways, and apply to quite
different items of language, yielding quite different results.
Correspondingly, proponents of these systems differ greatly in the
scope and strength of their claims. Kaplan's analysis is restricted
to just a few linguistic expressions: indexicals and demonstratives.
He explicitly resists an extension of his system to other expressions,
such as names and natural kind terms. Evans and Davies and
Humberstone develop their analysis for a different narrow class of
expressions: descriptive names, and perhaps (in the case of Davies and
Humberstone) some natural kind terms. Stalnaker's analysis applies in
principle to any sentence, but in more recent work, he has explicitly
disavowed any strong connection with apriority, and has been skeptical
about applications of two-dimensional semantics in that direction. By
contrast, Chalmers and Jackson suggest that their notions are defined
for a very wide class of expressions, and make strong claims about the
connection between these notions and apriority. (The current paper
might be viewed in part as a defense of these strong claims.)
These differences arise from different interpretations of the formal
two-dimensional framework. The framework of worlds and intensions,
taken alone, is simply an abstract structure in need of content.
Different interpretations flesh out this content in different ways.
The interpretations are not necessarily incompatible, although it is
possible that some are ill-defined, or rest on false presuppositions.
The relations between these interpretations, however, are not
well-understood.
The main project of this paper is to explore the different ways in
which a two-dimensional framework can be understood. What are the
fundamental concepts underlying different interpretations of the
framework? How are these related? How do the differences between
these interpretations explain the differences in the scope and
strength of the claims that are made for them? Which interpretations
of the framework yield the strongest connections between the first
dimension and the rational domain?
The central question on which I will focus is the following. Is there
an interpretation of the two-dimensional framework that yields
constitutive connections between meaning, reason, and modality? That
is, is there an interpretation on which the first dimension is tied
universally to the rational domain? On this way of thinking, the
ideal form of the two-dimensional framework will recapture something
like the neo-Fregean thesis: two terms will have the same 1-intension
if and only if they are equivalent a priori. To get at this question,
we can focus on the following core thesis:
Here, S should be understood as a sentence token (such as an
utterance) rather than a sentence type, to accommodate the possibility
that different tokens of the same expression type may have different
1-intensions. Correspondingly, we should understand apriority as a
property of sentence tokens. I will say more about the relevant
notion of apriority and the type/token distinction in section 3.8.
But for now, to a first approximation, we can say that a sentence
token S is a priori when S expresses a thought that can be justified
independently of experience. And I will take it that the intuitive
judgments about apriority above are correct: a typical utterance of
'Hesperus is Phosphorus' is not a priori, in this sense, while a
typical utterance of 'All bachelors are unmarried' is a priori in this
sense.
The Core Thesis links the rational notion of apriority, the modal
notion of necessity, and the semantic notion of intension. If the
Core Thesis is true, it restores a golden triangle of connections
between meaning, reason, and possibility. It also immediately entails
a version of the Neo-Fregean Thesis (given plausible principles about
compositionality).
If the two-dimensional framework can be understood in such a way that
the Core Thesis is true, it promises an account of a broadly Fregean
aspect of meaning, tied constitutively to the epistemic domain. It
also promises further rewards: perhaps an account of the contents of
thought on which content is tied deeply to a thought's rational role
(potentially yielding an account of so-called "narrow content" and
"modes of presentation" in thought), and perhaps a view of modality on
which there are deep links between the rational and modal domains
(potentially grounding a connection between notions of conceivability
and possibility). So the key question in what follows will be: can we
define 1-intensions so that the Core Thesis is true?
To anticipate, my answer will be as follows. There are two quite
different ways of understanding the two-dimensional framework: the
contextual understanding and the epistemic understanding. The
contextual understanding uses the first dimension to capture
context-dependence. The epistemic understanding uses the first
dimension to capture epistemic dependence. The contextual
understanding is more familiar, but it cannot satisfy the Core Thesis.
The epistemic understanding is less familiar, but it can satisfy the
Core Thesis. The reason is that only on the epistemic understanding
is the first dimension constitutively tied to the epistemic domain.
Within each of these general understandings of the framework, there
are various possible specific interpretations. In what follows, I
will first explore contextual interpretations (section 2), and then
epistemic interpretations (section 3). Some of these interpretations
are closely related to existing proposals, but rather than working
directly with existing proposals, I will characterize these
interpretations from first principles. This allows us to examine the
properties of these interpretations in a clear light, free of problems
of textual exegesis. Later in the paper, I will examine how existing
proposals fit into this scheme.
A methodological note: in this paper I will adopt the approach of
semantic pluralism, according to which expressions can be associated
with semantic values in many different ways. Expression types and
expression tokens can be associated (via different semantic relations)
with extensions, various different sorts of intensions, and with many
other entities (structured propositions, conventionally implied
contents, and so on). On this approach, there is no claim that any
given semantic value exhausts the meaning of an expression, and I will
not claim that the semantic values that I focus on are exhaustive. (I
think that such claims are almost always implausible.)
Likewise, this approach gives little weight to disputes over whether a
given (purported) semantic value is "the" meaning of an expression, or
even whether it is truly a "semantic" value at all. Such disputes
will be largely terminological, depending on the criteria one takes to
be crucial in one's prior notion of "meaning" or "semantics". On the
pluralist approach, the substantive questions are: can expressions
(whether types or tokens) be associated with values that have
such-and-such properties? If so, what is the nature of the
association and of the values? What aspects of language and thought
can this association help us to analyze and explain?
My focus in this paper will be almost wholly on whether there is an
association between expression tokens and 1-intensions that satisfies
the Core Thesis, and on how this association can be understood. I
will not say much more about the motivations for this sort of
approach, about the broader shape of the resulting semantic theory, or
about applications. Motivation and broader questions are discussed in
"On Sense and Intension" (Chalmers 2002b), which gives a gentler
introduction to these issues. Applications are discussed in "The
Components of Content" (Chalmers 2002c) and in "Does Conceivability
Entail Possibility" (Chalmers 2002a).
On the contextual understanding of two-dimensional semantics, the
possibilities involved in the first dimension represent possible
contexts of utterance, and the intension involved in the first
dependence represents the context-dependence of an expression's
extension. There are many ways in which the extension of an
expression can depend on the context in which it is uttered. On the
contextual understanding, a 1-intension captures the way in which an
expression's extension depends on its context. As we will see, this
sort of context-dependence can itself be understood in a number of
different ways.
To formalize this, we can start by focusing on expression tokens:
spoken or written tokens of words, sentences, and other expressions.
We can take it that any expression token has an extension. In cases
where a token "aims" to have an extension but fails, as with an empty
name, we can say that it has a null extension. If there are some
expression tokens that do not even aim to have an extension (as
perhaps with some exclamations), they are outside the scope of our
discussion. A token of a sentence corresponds to an utterance;
its extension is a truth-value.
Any expression token falls under a number of different expression
types. A token may fall under an orthographic type (corresponding
to its form), a semantic type (corresponding to its meaning), a
linguistic type (corresponding to its identity within a language), and
various other types. Different tokens of the same expression type
will often have different extensions. When two tokens of the same
expression type have different extensions, this reflects a difference
in the context in which the tokens are embedded.
For our purposes, contexts can be modeled as centered worlds. The
context in which an expression token is uttered will be a centered
world containing the token. This can be modeled as a world centered
on the speaker making the utterance, at the time of utterance. It is
also possibly to model a context by a different sort of centered world
with just an expression token marked at the center. The previous
version will work for most purposes, however, as long as we assume that a
subject makes at most one utterance at a given time.
One can now define the contextual intension of an expression type.
This is a function from centered worlds to extensions. It is defined
at worlds centered on a subject uttering a token of the expression
type. At such a world, the contextual intension returns the extension
of the expression token at the center.
One can also define the contextual intension of an expression token,
relative to a type of which it is a token. This is also a function
from centered worlds to extensions. It is defined at worlds centered
on a token of the same type, and returns the extension of the token at
the center. This contextual intension is the same as the contextual
intension of the relevant expression type.
The first-dimensional intensions in the two-dimensional framework are
often understood as contextual intensions of some sort. On this way
of seeing things, a 1-intension mirrors the evaluation of certain
metalinguistic subjunctive conditionals: if a token of the relevant
type were uttered in the relevant context, what would its extension
be? Of course, for every different way of classing expression tokens
under types, there will be a different sort of contextual intension.
In what follows I examine some of the relevant varieties of contextual
intension.[*]
*[[Constructs akin to contextual intensions have been stressed by
Robert Stalnaker in a number of writings (e.g. Stalnaker 1978, 1999).
At the same time, Stalnaker and Ned Block have both been active
critics of the overextension of this framework (e.g. Stalnaker 1990,
2001; Block 1991; Block and Stalnaker 1999). The discussion in this
section owes a significant debt to Stalnaker and Block. Although I
carve up the territory in a different way, a number of the varieties
of contextual intension that I mention are touched on explicitly or
implicitly by Stalnaker and Block at various points, and some of my
critical points echo points made by them in criticizing certain
applications of the two-dimensional framework.]]
We can say that two tokens are tokens of the same orthographic type
when they have the same orthography. This holds roughly when they are
made up of the same letters or sounds, regardless of their meaning,
and regardless of the language in which they are uttered. The exact
details of what counts as the same orthography can be understood in
different ways, but these differences will not matter for our
purposes.
The orthographic contextual intension of an expression token T
is defined at centered worlds with a token of T's orthographic type at
the center. It maps such a world to the extension of the relevant
token in that world.
(The orthographic contextual intension of a sentence token is closely
related to its diagonal proposition, as defined by Stalnaker (1978).
I will return to this matter later.)
As an example, let S be Oscar's utterance of 'Water is H2O'. Let W1
be Oscar's world (Earth), centered on Oscar making this utterance.
Oscar's utterance is true, so S's orthographic contextual intension is
true at W1. Let W2 be a universe containing Twin Earth (where
everything is just as on earth except that the watery liquid is XYZ),
centered on Twin Oscar uttering 'Water is H2O'. Twin Oscar's
utterance is false (his word 'water' refers to XYZ), so S's
orthographic contextual intension is false at W2. Let W3 be a
universe containing Steel Earth, where the word 'water' refers to
steel but chemical terms are the same, centered on Steel Oscar
uttering 'Water is H2O'. Steel Oscar's utterance is false, so S's
orthographic contextual intension is false at W3.
It is clear that orthographic contextual intensions do not satisfy the
Core Thesis. For every orthographic type, some possible token of
that type expresses a falsehood. For example, there are worlds in
which the string 'bachelors are unmarried' means that horses are cows.
In such a centered world, the orthographic contextual intension of
'bachelors are unmarried' is false. The same goes for any sentence.
So no truth has a necessary contextual intension, and in particular no
a priori truth has a necessary contextual intension. So if
1-intensions are understood as orthographic contextual intensions, the
Core Thesis is obviously false.
We can say that two expression tokens are tokens of the same
linguistic type when they are tokens of the same expression in a
language. This assumes that expression tokens belong to languages,
and that languages involve expressions such as words, phrases, and
sentences. So any two tokens of the English word 'water' share a
linguistic type, as do any two utterances of the French sentence
'C'est la vie'.
The linguistic contextual intension of an expression token T
is defined at centered worlds with a token of T's linguistic type at
the center. It maps such a world to the extension of the relevant
token in that world.
(The linguistic contextual intension of an expression is in some
respects like its character, as defined by Kaplan. I will return to
this matter later.)
As before, let S be Oscar's utterance of 'Water is H2O'. If W1 is
Oscar's own centered world (Earth): S's linguistic contextual
intension is true at W1. If W2 is Twin Oscar's centered world (Twin
Earth): it is arguable that Twin Oscar's word 'water' is a different
word from Oscar's word 'water'. Certainly if the referent of
'water' is essential to the word, as many theorists hold, then Twin
Oscar's 'water' is a different word. If so, S's linguistic contextual
intension is not defined at W2. If W3 is Steel Oscar's centered world
(where 'water' means steel): here it is reasonably clear that Steel
Oscar's 'water' is a different word that has the same orthography. If
so, S's linguistic contextual intension is not defined at W3.
Applying this sort of reasoning, one reaches the conclusion that S's
contextual intension is true at every world in which at which it is
defined, since the English word 'water' refers to H2O in every world
in which it exists, and so does the English expression 'H2O'.
If this is right, then linguistic contextual intensions do not satisfy
the core thesis. 'Water is H2O' is a posteriori, but it seems to have
a necessary contextual intension, true at every world at which it is
defined. The same goes even more clearly for sentences involving
names, such as 'Cicero is Tully'. It is widely held that names have
their referents essentially; if so, the linguistic contextual
intensions of true identities of this sort will be true at all worlds
at which they are defined. As such, linguistic contextual intensions
do not behave at all like Fregean senses. If 1-intensions are
understood as linguistic contextual intensions, the Core Thesis is
false.
There are some expressions for which linguistic contextual intensions
behave more like Fregean senses. One such is 'I': setting certain odd
cases aside, any token of the English word 'I' picks out the utterer
of that token. So the linguistic contextual intension of 'I' picks
out the speaker at the center of any centered world at which it is
defined. In this way, it behaves much as we earlier suggested the
1-intension of 'I' should behave. Something similar applies to other
indexicals, such as 'today', and to some broadly descriptive terms,
such as 'philosopher'. It is in the case of names and natural kind
terms that the fit seems to be worst.
We can say that two expression tokens are tokens of the same semantic
type when they have the same semantic value. An expression token's
semantic value is its meaning or content, or some aspect of its
meaning or content. There are many different ways of assigning
semantic values to expression tokens, so there are correspondingly
many different ways of classing expression tokens under semantic types.
The semantic contextual intension of an expression token T is
defined at centered worlds with a token of T's linguistic type at the
center. It maps such a world to the extension of the relevant token
in that world.
As before, let S be Oscar's utterance of 'Water is H2O'. If W1 is
Oscar's own centered world (Earth): S's semantic contextual intension
is true at W1. If W2 is Twin Oscar's centered world (Twin Earth): at
least on many ways of assigning semantic value, Twin Oscar's term
'water' has a different semantic value from Oscar's, so S's semantic
contextual intension (for this sort of semantic type) is undefined at
W2. If W3 is Steel Oscar's centered world, then Steel Oscar's term
'water' clearly has a different semantic value from Oscar's, so S's
semantic contextual intension is undefined at W3. If W4 is a world
centered on French Oscar, a counterpart of Oscar who speaks French and
is uttering 'eau est H2O': then it is plausible that this utterance
has the same semantic value as Oscar's, so S's semantic contextual
intension is defined at W1 and is true there.
Of course the behavior of a semantic contextual intension will depend
on our choice of semantic value. For example, if we stipulate that
the relevant semantic value of an expression is its extension, then
any two co-extensive expressions will have the same semantic
contextual intension, and there is no chance that the Core Thesis will
be true. There are two choices of semantic value that are somewhat
more interesting, however.
We might stipulate that the relevant semantic value of an expression
is its standing meaning: roughly, the aspect of meaning that is
common to all tokens of the expression's linguistic type. If we do
this, then an expression's semantic contextual intension will be an
extension of its linguistic contextual intension to a broader space of
worlds. At worlds centered on a token of the same linguistic type,
the intensions will give the same results. But the semantic
contextual intensions will also be defined at other worlds, centered
on synonyms and translations of the original expression.
Nevertheless, if 1-intensions are understood as these semantic
contextual intensions, the Core Thesis will be false for the same
reasons as in the case of linguistic contextual intension. For
example, if the extension of 'water' is essential to the word, then it
is part of the word's standing meaning. So the semantic contextual of
'Water is H2O' will be true at every world where it is defined, and
the Core Thesis is false.
Alternatively, we might stipulate that the relevant semantic value of
an expression token is its Fregean or descriptive content,
corresponding roughly to the expression's cognitive significance for
the subject. On this reading, the Core Thesis may be more plausible.
For example, one might argue that Oscar's and Twin Oscar's terms
'water' have the same descriptive content. If so, then the semantic
contextual intension of Oscar's utterance 'Water is H2O' is defined at
W2 and is false there. On the other hand, Steel Oscar's term 'water'
plausibly has a different descriptive content, so the semantic
contextual intension of Oscar's utterance is not defined at W3.
Understood this way, semantic contextual intensions behave as we might
expect a Fregean 1-intension to behave, at least to some extent. One
can argue that when a statement is a priori, any possible statement
with the same descriptive content will be a priori and so will be
true, so that the expressions semantic contextual intension will be
necessary, as the Core Thesis requires. Correspondingly, one might
suggest that when a statement is not a priori, then there will be
possible statements with the same descriptive content that are false,
so that the statement's semantic contextual intension will not be
necessary, as the Core Thesis requires.
I will argue shortly that this is not quite right. But even if it
were right, it is clear that this sort of 1-intension cannot
underwrite the full ambitions of the Fregean two-dimensionalists. The
Fregean two-dimensionalist, as sketched previously, intends to use the
two-dimensional framework to ground an aspect of meaning that is
constitutively tied to meaning. But semantic contextual intensions as
defined here presuppose such a Fregean semantic value, and so cannot
independently ground such an account. If this is the best a
two-dimensionalist can do, then if someone is independently doubtful
about a Fregean aspect of meaning, two-dimensionalism cannot help. At
best, two-dimensionalism will be a helpful tool in analyzing such a
notion of meaning, given an independent grounding for the notion.[*]
*[[This sort of point in made quite clearly, in the context of
discussing narrow content, by Stalnaker 1991, Block 1991, and Block
and Stalnaker 1999.]]
We have seen that orthographic contextual intensions are far from
satisfying the Core Thesis, while linguistic contextual intensions are
closer at least in some cases, and some sort of semantic contextual
intensions may be closer still. But there is a further problem that
arises for any sort of linguistic or semantic contextual intension,
suggesting that no such contextual intension can satisfy the Core
Thesis.
Let S be a token of 'A sentence token exists' (where a sentence token
is understood to be a concrete entity produced by speech, writing, or
a similar process). Then S is true. Furthermore, any token of the
linguistic item 'A sentence token exists' is true. Any token that
means the same thing as 'A sentence token exists' is true. So it
seems that S will have a necessary linguistic contextual intension,
and a necessary semantic contextual intension, under any reasonable
way of classifying linguistic and semantic types. But S is clearly a
posteriori: it expresses empirical knowledge of the world, which could
not be justified independently of experience. So S is a
counterexample to the Core Thesis. So the Core Thesis is false for
any sort of semantic or linguistic contextual intension.
The same goes for a number of other sentences. If S1 is 'Language
exists' (where a language is understood to be a spoken or written
language, not just an abstract language), then any utterance of the
same expression or with the same meaning will be true. So S1 has a
necessary linguistic and contextual intension, despite being a
posteriori. If S2 is 'I exist', then any utterance of the same
expression with the same meaning will be true, so S2 has a necessary
linguistic and semantic contextual intension. But (somewhat
controversially) S2 is a posteriori, justifiable only on the basis of
experience. If S3 is 'I am uttering now', then any utterance of the
same expression or with the same meaning will be true. S3 is clearly
a posteriori, but has a necessary linguistic and semantic contextual
intension.
All these cases are counterexamples to the Core Thesis. All of them
are a posteriori and cognitively significant, and many of them seem to
be as cognitively significant as paradigmatic expressions of empirical
knowledge. But all have necessary semantic and linguistic contextual
intensions. So the Core Thesis is false for all such intensions.
The trouble is that apriority and being true whenever uttered are
fundamentally different notions. The first builds in an epistemic or
rational element, but the second builds in no such element. The
second build in a metalinguistic element, but the first builds in no
such element. It is possible to understand the second in a way that
makes it coincide with the first in many cases, in effect by building
in an epistemic element into the individuation of the relevant
linguistic types. But it is impossible to do so in all such cases,
since the second has an ineliminable metalinguistic element that goes
beyond the epistemic domain.
I think the moral is that to satisfy the Core Thesis, we must
understand the two-dimensional framework in a quite different,
non-contextual way. But before doing so, I will more briefly examine
some further ways in which one might define a contextual intension.
Given orthographic, linguistic, and semantic types for expression
tokens, it is possible to define hybrid types corresponding to
conjunctions of two or more of these types. One can then define
corresponding hybrid contextual intensions.
For example, one might say that two expressions share the same
orthographic/semantic type when they share the same orthographic
type and the same semantic type. One can then define the
orthographic/semantic contextual intension of an expression as the
function that maps a world centered on a token of the appropriate
orthogaphic/semantic type to the extension of that token.
Hybrid contextual intensions may be useful for some purposes, but it
is clear that they will not satisfy the Core Thesis any better than
non-hybrid contextual intensions. So I will set them aside here.
It is possible to define a slightly different sort of contextual
intension for an expression token by focusing not on the types that
the token falls under, but on the token itself. Let us assume that an
expression tokens are not tied to their context essentially: a given
token might have been uttered in another context. Then we can say
that the token-reflexive contextual intension of an expression token
T is a function that maps a centered world containing T to the
extension of T in that world.
The precise behavior of a token-reflexive contextual intension will
depend on what properties an expression token has necessarily. It is
plausible that such a token has any properties necessarily, it has its
orthographic properties necessarily. If so, its token-reflexive
contextual intension will be a restriction of its orthographic
contextual intension, obtained by eliminating worlds centered on a
different token of the same orthographic type. One might also hold
that a token has some semantic value necessarily, or that it has its
linguistic type necessarily. If so, its token-reflexive contextual
intension will be a restriction of its semantic or linguistic
contextual intension. If an expression has more than one of these
things necessarily, its token-reflexive contextual intension will be a
restriction of a hybrid contextual intension. If it has further
properties necessarily (e.g. its speaker), it will be a further
restriction of the relevant contextual intension.
It is not obvious how to decide exactly which properties an expression
token has necessarily. But however we do this, it is clear that
token-reflexive contextual intensions cannot satisfy the Core Thesis.
The counterexamples discussed above, such as 'I am uttering now', will
apply equally to token-reflexive contextual intensions. Furthermore:
insofar as tokens have any properties necessarily, one can likely
construct sentence tokens attributing these properties that are true
whenever uttered, but not a priori (e.g. 'This token has four words';
'David Chalmers is speaking now'). And insofar as tokens have few
properties necessarily, one can likely construct sentences that are a
priori but that are not true whenever uttered (e.g. 'All bachelors are
unmarried'). So if 1-intensions are understood as token-reflexive
contextual intensions, the Core Thesis is false.
In an attempt to get around the problems posed by sentences such as
'I am uttering now', one might attempt to construct contextual
intensions that are defined at centered worlds that do not contain a
token of the relevant expression type. The most obvious way to do
this is to appeal to certain counterfactual conditionals. Let us say
that the extended contextual intension is defined at any centered
world, independently of whether a token of the type is present there.
At a given centered world, the extended contextual intension returns
what the extension of a token of that type would be, if it were
uttered at the center of that world.
One can then say that the extended contextual intension of an
expression token (relative to a type) is maps a centered world to what
the extension of a token of that type would be, if it were uttered at
the center of the world. So in principle, one might have extended
linguistic contextual intensions, extended semantic contextual
intensions, and so on. One could define an extended token-reflexive
contextual intension in an analogous way.
An obvious problem here is that in many cases, it is unclear how to
evaluate the counterfactual. It may be reasonably straightforward in
some cases, such as 'I am a philosopher': true just when an utterance
of 'I am a philosopher' by the subject at the center would be true, so
true just when the person at the center is a philosopher. But how is
one to evaluate what a token of 'water' would refer to if it were used
in a world where there is no liquid, and in which nobody speaks a
language? How does one evaluate whether an utterance of 'I am
speaking loudly' would be true if it were uttered, in a world where
the subject at the center is not in fact speaking? In some cases, it
seems impossible for a token of the relevant type to be uttered in the
relevant context. In other cases, it may be possible, but it is
possible in many different ways, yielding many different results. So
the truth of the relevant counterfactuals seems to be underdetermined,
and an expression's extended contextual intensions seems to be
ill-defined.[*]
*[[A point of this sort is made by Stalnaker 1990.]]
Another problem: even if extended contextual intensions behave
coherently, they give results that are different from what we need.
For example, let S = 'I am uttering now'. S is a posteriori, so the
Core Thesis requires that its 1-intension be false at some worlds.
For example, it is desirable that S's 1-intension be false at an
utterance-free world. Let W be such an utterance-free centered world.
To evaluate S's contextual intension at W, we ask: if S were uttered
at the center of W, what would its extension be? It is clear that if
S were uttered in W, it would be true. So S's extended contextual
intension is true at W, and indeed is true at all worlds. So the Core
Thesis is still false for extended contextual intensions.
To get anything like the result that is needed, we would need to
evaluate S's extension in W without S being present in W. But it is
very hard to do that on the contextual model. On the contextual
understanding, 1-intensions are derivative on facts about the
extensions of various possible tokens, as uttered in various possible
contexts. It seems clear that on such an understanding, the
1-intension of a sentence such as 'There are sentence tokens' will
never be false.
I think that the idea of an extended contextual intension is getting
at something important: that we need to be able to evaluate an
expression's 1-intension in centered worlds that do not contain a
token of the expression. But this is the wrong way to achieve the
goal. To do this properly, I think we need to go beyond the
contextual understanding of 1-intensions.
One might suggest that to capture a token's cognitive significance, we
should not focus on a token's broadly linguistic properties, such as
its orthography, its semantic value, and its language. Instead, we
need to focus on its cognitive properties, which correspond to
mental features of the subject that produces the token. Some such
features include: the concept or belief that the token expresses; the
cognitive role associated with the token; and the intentions
associated with the token. Assuming that we have a way of
individuating the mental types in question, we can then classify
expression tokens under corresponding cognitive types.
For a given scheme of cognitive typing, one can then define the
cognitive contextual intension of an expression token as the
intension that maps a world centered on a token of the same cognitive
type to the extension of that token. In the three cases above: a
conceptual contextual intension will be defined at worlds centered
on a token expressing the same concept or belief; a cognitive-role
contextual intension will be defined at worlds centered on a token
associated with the same cognitive role; and an intention-based
contextual intension will be defined at worlds centered on a token
associated with the same intentions.
Assuming that one can make sense of the relevant typing, there is a
natural extension of this idea. One could define a sort of extended
cognitive contextual intension, defined at worlds that do not contain
the token at all, but merely contain the relevant mental feature. For
example, the extended conceptual contextual intension will be defined
at any world that contain the relevant concept at its center,
irrespective of whether it contains any token, and will return the
extension of the concept. (This assumes that concepts have
extensions, which seems reasonable enough.) The extended
cognitive-role contextual intension might be defined at any world
centered on a concept that plays the relevant cognitive role,
returning the concept's extension; and the extended intention-based
contextual intension will be defined at any world centered on a
concept is associated with the same intentions.
This sort of intension has some promise of dealing with the central
problems raised so far. In the case of 'A sentence token exists': one
can make a case that the extended conceptual contextual intension of
this expression is false at some centered worlds: those in which a
subject has the relevant concepts and the relevant thought, but in
which there are no sentence tokens. So the intension is not
necessary, reflecting the aposteriority of the sentence. The same
goes for 'Language exists', and for 'I am uttering now'. By allowing
intensions to be evaluated without relying on language, the
metalinguistic element of contextual intensions has been reduced or
eliminated.
Still, analogous problems arise. 'I am thinking now' will plausibly
have a necessary conceptual contextual intension, but it is plausibly
a posteriori: the thought itself is justified only by experience,
albeit by introspective experience. The same goes for 'I exist'. And
the same will apply to specific attributions of mental features: a
thought such as 'I have the concept concept' will be true whenever
it is thought, but it is not justifiable a priori. Something similar
applies to thoughts attributing certain cognitive roles or certain
intentions. So even here, some a posteriori sentences and thoughts
will have a necessary 1-intension.
As for the other main sort of problem discussed so far, that
associated with 'Water is H2O': a proponent might hold that although
Oscar and Twin Oscar do not have the same word 'water', their words
express the same concept, at least under one reasonable way of
individuating concept types. If so, then the conceptual contextual
intension of Oscar's token 'Water is H2O' will be false at the world
centered on Twin Oscar, as the Fregean conception requires. At the
same time, it might be undefined at the world centered on Steel Oscar
(since he seems to have a different concept), as required.
It is controversial, however, whether concepts (or roles or
intensions) can be individuated in a way that yields these results.
Many theorists hold that even a token concept expressed by 'water' has
its extension essentially, and that all concepts of the same type have
the same extension. If so, then a statement such as 'Water is H2O'
will have a necessary intension. They might concede that concepts or
thoughts can also be individuated syntactically or formally; but on
this way of doing things, 'All bachelors are unmarried' will have a
contingent intension. So either way, the Core Thesis is false.
One might argue that there is an intermediate way of individuating
concept types that yields the right results. But many will deny this.
It might be objected that this requires individuating concepts by
their narrow content (that aspect of their content that is
determined by a subject's intrinsic properties), and it is highly
controversial whether narrow content exists. Some think that the
two-dimensional framework can be used to give an account of narrow
content; but in this context, it seems illegitimate for the framework
to presuppose narrow content. This is a precise analog of the problem
that arose for the Fregean version of semantic contextual intensions
above.
I think that the situation here is not entirely clear. One could
argue with some plausibility that there is an intuitive sense in
which Oscar and Twin Oscar have the same concept, where there is no
corresponding intuitive sense that they have the same word. If so,
one could appeal to this intuitive sort of concept individuation to
ground some sort of conceptual contextual intension here. One might
arguably be able to do the same sort of thing with cognitive roles, or
intentions. But the intuitions in question are likely to be disputed
by many, so this approach will be at best weakly-grounded, unless one
can give some sort of independent account of the relevant concept
types.
On my view, (extended) cognitive contextual intensions are the sort of
contextual intensions that are closest to satisfying the Core Thesis.
But ultimately, the central problems arise for them too. One might
try appealing to related notions that carry features of the subject
across worlds: for example, an evidential contextual intension,
requiring sameness of evidence; a fixing contextual intension,
requiring sameness of reference-fixing procedures or intentions; a
physical contextual intension, requiring that subjects be physical
duplicates; functional, phenomenal, physical-phenomenal
contextual intensions, which require that subjects be functional,
phenomenal, and physical-phenomenal duplicates; and so on. But it is
not hard to see that all of these suggestions are subject to versions
of the problems mentioned above. So we still need an account of the
relevant intensions.
[One can also define other sorts of contextual intensions. One can
define hybrid contextual intensions, which type sentences according to
combinations of their orthographic, semantic, or linguistic
properties. One can define token-reflexive contextual intensions,
which turn on the extension of the original sentence token (not
type-identical tokens) in other contexts. One can define extended
contextual intensions, which turn on the extension that a sentence of
the relevant type would have had if it had been uttered in a
context. And one can define cognitive contextual intensions, which
turn on holding fixed a speaker's cognitive properties (as opposed to
a speaker's utterances) across centered worlds. I discuss intensions
of these sorts in Chalmers (2004). Some of them have interesting
properties, but a detailed examination suggests that none of them
satisfy the Core Thesis.]
Overall, it seems that there is no way to define contextual intensions
so that they satisfy the Core Thesis. Two central problems have
arisen repeatedly. First, by building in a token of the relevant
mental or linguistic type into the world of evaluation, the
constitutive connection with the a priori is lost. Second, for a
contextual intension to behave in a quasi-Fregean manner, we need to
antecedently classify tokens under some sort of quasi-Fregean type, so
that the framework cannot independently ground quasi-Fregean notions,
as was originally hoped.
Contextual intensions may still be useful for many purposes. But they
do not yield any restoration of the golden triangle, and in particular
they do not deliver a notion of meaning that is deeply tied to reason.
The fundamental problem is that although some contextual intensions
yield a reasonably strong correlation with the epistemic domain,
none are constitutively connected to the epistemic domain. To
restore the connection between meaning and reason, we need to approach
the two-dimensional framework in epistemic terms.
On the epistemic understanding of two-dimensional semantics, the
possibilities involved in the first dimension are understood as
epistemic possibilities, and the intensions involved in the first
dimension represent the epistemic dependence of the extension of our
expressions on the state of the world.
There are two key ideas here. The first is the idea of epistemic
space: there are many ways the world might turn out to be, and there
is a corresponding space of epistemic possibilities. The second is
the idea of scrutability: once we know how the world has turned out,
or once we know which epistemic possibility is actual, we are in a
position to determine the extensions of our expressions. Together,
these two ideas suggest than at expression can be associated with a
function from epistemic possibilities to extensions: an epistemic
intension.
Take the first idea first. There are many ways the world might be,
for all we know. And there are even more ways the world might be, for
all we know a priori. The oceans might contain H2O or they might
contain XYZ; the evening star might be identical to the morning star
or it might not. These ways the world might be correspond to
epistemically possible hypotheses, in a broad sense. Let us say that
a claim is epistemically possible (in the broad sense) when it is
not ruled out a priori. Then it is epistemically possible that water
is H2O, and it is epistemically possible that water is XYZ. It is
epistemically possible that Hesperus is Phosphorus, and epistemically
possible that Hesperus is not Phosphorus.
Just as one can think of metaphysically possible hypotheses as
corresponding to an overarching space of metaphysical possibilities,
one can think of epistemically possible hypotheses as corresponding to
an overarching space of epistemic possibilities. Some possibilities
in the space of metaphysical possibilities are maximally specific:
these can be thought of as maximal metaphysical possibilities, or as
they are often known, possible worlds. In a similar way, some
possibilities in the space of epistemic possibilities are maximally
specific: these can be thought of as maximal epistemic
possibilities, or as I will call them, scenarios.
A scenario corresponds, intuitively, to a maximally specific way the
world might be, for all one can know a priori. Scenarios stand to
epistemic possibility as possible worlds stand to metaphysical
possibility. Indeed, it is natural to think of a scenario as a sort
of possible world, or better, as a centered possible world. There
are some complications here, but for the moment it is helpful to think
of scenarios intuitively in such terms.
For any scenario, it is epistemically possible that the scenario is
actual. Intuitively speaking, for any world W, it is epistemically
possible that W is actual. And for any centered world W, it is
epistemically possible that W is actual. Here the center represents a
hypothesis about my own location within the world. In entertaining
the hypothesis that W is actual, I entertain the hypothesis that the
actual world is qualitatively just like W, that I am the subject at
the center of W, and that now is the time at the center of W.
For example, let the XYZ-world be a specific centered "Twin Earth"
world, in which the subject at the center is surrounded by XYZ in the
oceans and lakes. Then no amount of a priori reasoning can rule out
the hypothesis that the XYZ-world is my actual world: i.e., that I am
in fact living in such a world, where the liquid in the oceans and
lakes around me is XYZ. So the XYZ-world represents a highly
specific epistemic possibility.
When we think of a world as an epistemic possibility in this way, we
are considering it as actual. On the epistemic understanding, to
consider a world W as actual is to consider the hypothesis that W is
one's own world. When one considers such a hypothesis, in effect
considers the hypothesis that D is the case, where D is a statement
giving an appropriate description of W. One can think of D,
intuitively, as a description of W in neutral qualitative terms, along
with a specification in indexical terms of a center's location in W.
I will return to this matter later.
The second key idea is that of scrutability: the idea that there is a
strong epistemic dependence of an expression's extension on the state
of the world. If we come to know that the world has a certain
character, we are in a position to conclude that the expression has a
certain extension. And if we were to learn that the world has a
different character, we would be in a position to conclude the
expression has a different extension. That is: we are in a position
to come to know the extension of an expression, depending on which
epistemic possibility turns out to be actual.
If we take the case of 'Water is H2O': we can say that given that the
world turns out as it actually has, with H2O in the oceans and lakes,
then it turns out that water is H2O. So if the H2O-world is actual,
water is H2O. But if we were to discover that the oceans and lakes in
the actual world contained XYZ, we would judge that water is XYZ. And
even now, we can judge: if it turns out that the liquid in the
oceans and lakes is XYZ, it will turn out that water is XYZ. Or we
can simply say: if the XYZ-world is actual, then water is XYZ.
The same goes more generally. If W1 is a specific scenario in which
the morning and evening star are the same, and W2 is a scenario in
which the morning and evening star are different, then we can say: if
W1 is actual, then Hesperus is Phosphorus; if W2 is actual, then
Hesperus is not Phosphorus. The same goes, in principle, for a very
wide range of scenarios and statements. Given a statement S, and
given enough information about an epistemically possible state of the
world, we are in a position to judge whether, if that state of the
world obtains, S is the case.
All this is reflected in the way we use language to describe and
evaluate epistemic possibilities. It is epistemically possible that
water is XYZ. It is also epistemically possible that the XYZ-world is
actual. And intuitively speaking, the epistemic possibility that the
XYZ-world is actual is an instance of the epistemic possibility that
water is XYZ. We can say as above: if the XYZ-world turns out to be
actual, it will turn out that water is XYZ. We might also use a
straightforward indicative conditional: if the XYZ-world is actual,
then water is XYZ. Or we can use the Ramsey test, commonly used to
evaluate indicative conditionals: if I hypothetically accept that the
XYZ-world is actual, I should hypothetically conclude that water is
XYZ.
We can put all this by saying that the XYZ-world verifies 'Water is
XYZ', where verification is a way of expressing the intuitive relation
between scenarios and sentences described above.[*] Intuitively, a
scenario W verifies a sentence S when the epistemic possibility that W
is actual is an instance of the epistemic possibility that S is the
case; or when we judge that if W turns out to be actual, it will turn
out that S is the case; or if the indicative conditional 'if W is
actual, then S is the case' is rationally assertible, or if
hypothetically accepting that W is actual leads to hypothetically
concluding that S is the case. We can also say that when W verifies
S, W makes S true when it is considered as actual. Verification
captures the way that we use language to describe and evaluate
epistemic possibilities.
*[[The term 'verify' is used for a related idea in Evans 1979. See
also Yablo 1999.]]
This dependence can be represented by the epistemic intension of a
sentence S. This is a function from scenarios to truth-values. If a
scenario W verifies S, then S's epistemic intension is true at W; if W
verifies ~S, then S's epistemic intension is false at W; otherwise,
S's epistemic intension is indeterminate at W. So the epistemic
intension of 'Water is XYZ' is true at the XYZ-world.
Given this intuitive conception of epistemic intensions, there is a
strong prima facie case that they satisfy the Core Thesis. When S is
a priori, we would expect that every scenario verifies S. And when S
is not a priori, ~S is epistemically possible, so we would expect that
there is a scenario that verifies ~S. If these claims hold true, then
S is a priori iff S has a necessary epistemic intension (one that is
true at all scenarios).
Epistemic intensions resemble contextual intensions in some
superficial respects, but they are fundamentally quite different. The
central difference, as we will see, is that epistemic intensions are
defined in epistemic terms. From what we have seen so far, epistemic
intensions behave at least somewhat as one would like a quasi-Fregean
1-intension to behave. But to investigate this matter, we must define
the relevant notions more precisely.
The intuitive picture of the epistemic understanding above can be
regarded as capturing what is essential to an epistemic understanding.
To fill in the picture, however, a more precise analysis is required.
What follows is one way to flesh out these details. Not all of the
details that follow are essential to an epistemic account per se,
but they provide a natural way of elaborating such an account.[*]
*[[Note that some of these details are necessarily complex, and some
readers may prefer to skim the remainder of this section or skip ahead
to section 4 on a first reading. Some other papers cover some of this
material in more depth: notably, "The Nature of Epistemic Space"
(Chalmers forthcoming), which covers the issues in 3.4 in more detail;
"Conceptual Analysis and Reductive Explanation" (Chalmers and Jackson
2001), which is especially relevant to the issues in 3.6; and "Does
Conceivability Entail Possibility?" and "On Sense and Intension"
(Chalmers 2002a and 2002b), which discuss a number of aspects of these
issues that are not discussed here.]]
Starting with the intuitive picture, we can say that the epistemic
intension of a sentence token is a function from a space of scenarios
to the set of truth-values, such that:
When the conditions specified here obtain, we can also say that W
verifies S. The epistemic intension of S will be false at W when W
verifies ~S, and it will be indeterminate at W when W verifies neither
S nor ~S.
Rather than leaving the notion of "the hypothesis that W is actual" as
primitive, it is useful (although not mandatory) to invoke the notion
of a canonical description of a scenario. We can then characterize
an epistemic intension as follows.
It remains to clarify three notions: the notion of a scenario, that of
a canonical description, and that of epistemic necessitation. I
investigate each of these in what follows.
First, we need to say more about epistemic possibility and necessity.
The epistemic understanding of two-dimensional semantics is grounded
in a notion of deep epistemic possibility, or equivalently, of deep
epistemic necessity. In the ordinary sense, we say that S is
epistemically possible roughly when S may be the case for all we know,
and that S is epistemically necessary roughly when we are in a
position to know that S is the case. A notion of deep epistemic
necessity goes beyond this sort of dependence on the shifting state of
an individual's knowledge, to capture some sort of rational must: a
statement is deeply epistemically necessary when in some sense, it
rationally must be true.
Such a notion can be understood in various ways, but for our purposes
there is a natural candidate. We can say that S is deeply
epistemically necessary when it is a priori: that is, when the
thought expressed by S can be justified independently of experience,
yielding a priori knowledge. (I say more about the notion of
apriority in section 3.9) Then S is deeply epistemically possible when
the negation of S is not epistemically necessary: that is, when the
thought that S expresses cannot be ruled out a priori. Henceforth, I
will usually drop the modifiers "deep" and "deeply", and speak simply
of epistemic possibility and necessity.
In this sense, 'Water is XYZ' is epistemically possible: one cannot
know a priori that water is not XYZ. In the same way, 'Hesperus is
not Phosphorus' is epistemically possible, as is 'I am not a
philosopher'. On the other hand, 'Some bachelors are married' is not
epistemically possible, and 'All bachelors are married' is
epistemically necessary. Similarly, one can argue that 'Hesperus has
never been visible in the evening sky' is epistemically impossible,
and that its negation is epistemically necessary.
A claim is deeply epistemically possible, intuitively speaking, when
it expresses a rationally coherent hypothesis about the actual world.
The standards of rational coherence here are in one sense weaker than
usual: if a hypothesis conflicts with empirical knowledge, it may
still be deeply epistemically possible. The standards are in another
sense stronger than usual: if a hypothesis can be ruled out only by a
great amount of a priori reasoning, it is nevertheless deeply
epistemically impossible. It is possible to define notions of
possibility that meet different standards, but the current standards
are best for our current purposes.
The epistemic necessity operator applies to both sentence types and
sentence tokens. We require this as the sentences S whose epistemic
intensions we are defining are tokens, and it is possible for two
sentence tokens of the same linguistic type to have different
epistemic properties (for the reasons, see section 3.8). The
canonical descriptions D of scenarios, on the other hand, are sentence
types, using expressions whose epistemic properties are fixed by the
language. We also need an epistemic necessitation operator between
sentence types of this sort and sentence tokens.
An epistemic necessity operator of this sort can be seen as a
primitive of the system I am developing. On the picture where
epistemic necessity corresponds to apriority, we can characterize its
properties intuitively as follows. Let us say that thoughts are the
sort of occurrent propositional attitudes expressed by assertive
sentences. Then a sentence token S is epistemically necessary when
the thought expressed by S can be justified independently of
experience, yielding a priori knowledge. A sentence type D is a
priori when it is possible for a token of S to be epistemically
necessary. A sentence type D epistemically necessitates a sentence
token S when a material conditional 'D ⊃ S' is epistemically
necessary, where this is understood as a possible token material
conditional whose constituent token of S expresses the same thought as
the original token. I will say more about the characterization of
epistemic necessity in section 3.9, but this understanding will
suffice for present purposes.
We can now say that a scenario W verifies a sentence token S when a
material conditional 'D ⊃ S' is epistemically necessary, where D is a
canonical description of W. If epistemic necessity is understood as
apriority, then on this model a scenario W verifies a sentence S when
one could in principle rule out a priori the hypothesis that W is
actual but S is not the case.
This definition works naturally with the characterizations we will
give of scenarios and of canonical descriptions, but it should be
noted that this is not the only possible definition. There are
various ways in which an epistemic framework might characterize the
required relationship between D and S in other terms, which need not
appeal directly to notions such as apriority.
For example, one might appeal to the intuitive heuristics described
earlier. One could say that W verifies S when the epistemic
possibility that W is actual is an instance of the epistemic
possibility that S is the case. Or appealing to canonical
descriptions, one could say that W verifies S when the epistemic
possibility that D is the case is an instance of the epistemic
possibility that S is the case. Here one might leave this intuitive
evaluation of epistemic possibilities as a primitive, much as the
intuitive evaluation of counterfactual possibilities is often taken as
a primitive.
Alternatively, one could ground epistemic necessitation in indicative
conditionals: D epistemically necessitates S when the indicative
conditional "if D is the case, then S is the case" is intuitively
acceptable on rational reflection. (See Chalmers 1998 for a
discussion of this approach.) In a closely related idea, one could
ground epistemic necessitation in the Ramsey test: D epistemically
necessitates S (relative to a subject) when if the subject
hypothetically accepts that D is the case, the subject should
rationally conclude that S is the case. The latter approach yields
what we might call the Ramsey intension of an expression: the Ramsey
intension of a subject's expression S is true at W when if the subject
hypothetically accepts that D is the case (where D is a canonical
description of W), the subject should rationally conclude that S is
the case.
Ramsey intensions behave very much like epistemic intensions as
defined above. It is plausible they often yield the same results: for
example, both the epistemic intension and the Ramsey intension of
"water is H2O" are plausibly false at the XYZ-world. There are
arguably some cases where they yield different results. For example,
Yablo (2002) has argued that the indicative conditional "if 'tail'
means leg, then tails are legs" is acceptable. If so, then the Ramsey
intension of 'tails are legs' may be true in a world where 'tail'
means legs, but the epistemic intension will not. (See Chalmers 2002a
for discussion.) Likewise, if I accept that I have recently been
given a drug that corrupts my adding abilities, then I should arguably
suspend judgment about whether 57 plus 46 is 103. If so, the Ramsey
intension of "57+46=103" will plausibly be indeterminate in a scenario
where the subject at the center has been given such a drug, but the
epistemic intension will not. It may that the Ramsey test can be
understood in a way that handles the cases above differently, so that
Ramsey intensions behave in the way that a Fregean intension should,
but the matter is not entirely clear.
Ramsey intensions are a sort of epistemic intension in the
general sense, as they are defined in epistemic terms. But where
epistemic intensions as defined above are grounded in the notion of
apriority, Ramsey intensions are grounded in the notion of rational
inference. This has certain advantages: for example, those who are
skeptical about apriority usually still accept that there is a
coherent notion of rational inference. In what follows I will usually
stay with epistemic intensions grounded in a notion of apriority, but
the possibility of alternative understandings should be kept in mind.
These alternative understandings suggest that the epistemic
understanding of the two-dimensional framework is not entirely
beholden to the notion of apriority. Even if one rejects apriority,
or if one rejects the application of apriority in this context, one
should not reject the epistemic understanding. It is a prima facie
datum that there is an epistemic dependence between
epistemic possibilities and sentences, of the sort that was
intuitively characterized earlier. One who rejects apriority will
simply need to capture this dependence in other ways. My own view is
that the understanding in terms of apriority runs the deepest, but the
alternatives deserve exploration.
We can here note a fundamental difference between all of these sorts
of epistemic evaluation and contextual evaluation. To evaluate a
sentence S in a scenario W, there is no requirement that W contain a
token of S. Even if W contains such a token, the definition gives it
no special role to play. All that matters is the first-order
epistemic relation between D and S, not whether D says something
metalinguistic about a token of S. More generally, metalinguistic
facts about how a token of S would behave in certain possible
circumstances play no role in defining epistemic intensions. We will
see shortly how this enables us to deal straightforwardly with the
problem cases for contextual intensions.
Scenarios are intended to stand to epistemic possibility as possible
worlds stand to metaphysical possibility. This claim can be expressed
by the following:
In effect, the Plenitude Principle says that there are enough
scenarios to verify every epistemically possible claim, and that no
scenario verifies an epistemically impossible claim. It is easy to
see that if we understand epistemic necessity as apriority, the
Plenitude Principle is equivalent to the Core Thesis. (I give it a
different name to leave open the option of understanding epistemic
necessity in different terms.) So the only question is whether we can
understand scenarios and verification so that the Plenitude Principle
is true.
Intuitively, a scenario should correspond to a maximally specific
epistemically possible hypothesis, or (for short) a maximal
hypothesis: a hypothesis such that if one knew that it were true, one
would be in a position to know any truth by reasoning alone. (Note
that talk of "hypotheses" here is intuitive; formalizations of the
relevant notions will follow.) We might say that a hypothesis H1
leaves another hypothesis H2 open if the conjunctions of H1 with
both H2 and its negation are epistemically possible. A maximal
hypothesis is one that leaves no possible hypothesis open. To every
scenario, there should correspond a maximal hypothesis, and vice
versa.
There are two concrete ways in which we might understand scenarios.
The first is the way we have already sketched: as centered possible
worlds. The uncentered part of the world corresponds to a hypothesis
about the objective character of one's world. The centered part is
needed to handle indexical claims, such as "I am in Australia". If we
are given only a full objective description of a world, numerous
indexical hypotheses will be left open, so such a description does not
correspond to a maximal hypothesis. Correspondingly, there are
numerous epistemically possible (but incompatible) objective-indexical
claims: e.g. "the world is objectively thus and I am a philosopher"
and "the world is objectively thus and I am not a philosopher". We
need distinct scenarios to verify these claims: hence centered worlds.
There is good reason to believe that for every centered world, there
is a corresponding maximal hypothesis, at least if we describe worlds
under the right sort of canonical description. (It is arguable that
for certain indexical hypotheses involving demonstratives, one may
need further information in the center of the world: marked
experiences, as well as a marked subject and time. But I will leave
this matter to one side.) And one can easily make the case that an
epistemically impossible sentence will be verified by no centered
world (if it were so verified, it would not be epistemically
impossible). The residual question is whether there are enough
centered worlds to correspond to all maximal hypotheses, and to
verify all epistemically possible statements. This matters turns on
the following thesis:
The standard Kripkean cases of statements that are epistemically
possible but metaphysically impossible are straightforwardly
compatible with this thesis. For each such statement S, there is
some way the world could turn out such that if things turn out that
way, it will turn out that S is the case; and each of these ways the
world could turn out can be seen as a centered world. In the case of
'Water is XYZ', the XYZ-world is such a world; something similar
applies to other cases. One might worry about how a metaphysically
possible world (the XYZ-world) can verify a metaphysically impossible
statement ('Water is XYZ')? But two-dimensional evaluation makes this
straightforward: 'Water is XYZ' is true at the XYZ-world considered as
actual, but false at the XYZ-world considered as counterfactual. The
metaphysical impossibility of 'Water is XYZ' reflects the fact that it
is false at all worlds considered as counterfactual. But this is
quite compatible with its being true at some worlds considered as
actual.
Are there any counterexamples to the Metaphysical Plenitude thesis? I
have argued elsewhere (Chalmers 2002a) that there are no such
counterexamples. Certainly, there are no clear cases of
epistemically possible claims that are verified by no centered world.
Still, some controversial philosophical views entail that there are
such cases. For example, some theists hold that it is necessary that
an omniscient being exists, while also holding that it is not a priori
that an omniscient being exists. If so, "No omniscient being exists"
will be a counterexample to Metaphysical Plenitude: it will be an
epistemically possible statement that is verified by no possible
world. In effect, on this view the space of metaphysical
possibilities is smaller in some respects than the space of
epistemic possibilities.
The same goes for some other philosophical views. On some views on
which the laws of nature of our world are the laws of all worlds, for
example, the negation of a law of nature will be a counterexample to
Metaphysical Plenitude. On views on which a mathematical claim (such
as the Continuum Hypothesis) can be necessarily true but not knowable
a priori, the negation of such a claim will be a counterexample to
Metaphysical Plenitude. On some versions of the epistemic theory of
vagueness, some claims involving vague terms (e.g. the statement that
someone of a certain height is tall) may be a counterexample to
Metaphysical Plenitude. On some materialist views about
consciousness, the claim that there are zombies (unconscious physical
duplicates of conscious beings) may be a counterexample to
Metaphysical Plenitude. If these views are correct, there will be
epistemically possible claims that are not verified by any centered
metaphysically possible worlds. If so, Metaphysical Plenitude (and
the Core Thesis for epistemic intensions over centered metaphysically
possible worlds) will be false.
All of these views are highly controversial, and I have argued
elsewhere (Chalmers 2002a) that all of them are incorrect. One can
plausibly argue in reverse: the Metaphysical Plenitude thesis, which
appears to fit all standard cases, gives us reason to reject these
controversial views. More deeply, one can argue that these views rest
on a mistaken conception of metaphysical possibility and necessity.
My own view is that a careful analysis of the roots of our modal
concepts supports constitutive links between epistemic and
metaphysical modal notions, and thereby grounds the Metaphysical
Plenitude thesis. If this is correct, then understanding scenarios in
terms of centered worlds yields epistemic intensions that satisfy the
Core Thesis.
It is nevertheless useful to have an approach to the space of
epistemic possibilities that is neutral on these substantive questions
about metaphysical possibility. This allows even those philosophers
who deny Metaphysical Plenitude to make use of the notion of an
epistemic intension, and allows a maximally general defense of the
epistemic understanding of two-dimensional semantics.
The alternative is to understand scenarios in purely epistemic terms
from the start. One might reasonably hold that since we want
epistemic intensions to be constitutively connected to the epistemic
realm, we need not invoke the metaphysical modality at all. Instead,
we can do things wholly in terms of the epistemic modality. There are
a couple of ways one might proceed here. One could introduce the
notion of a scenario (a maximal epistemic possibility) as a modal
primitive, in the same way that some philosophers introduce the notion
of a world (a maximal metaphysical possibility) as a modal primitive.
Or one could try to construct scenarios directly out of materials
that are already at hand.
I take the second course in Chalmers (forthcoming), examining a
detailed construction. I do not have space to do that here, but I can
give a brief idea of how one might proceed. The idea I will outline
is a linguistic construction of scenarios, constructed out of
linguistic expressions in an idealized language, along with a basic
operator of epistemic possibility.
Let us say that a sentence D of a language L is epistemically
complete when (i) D is epistemically possible, and (ii) there is no
sentence S of L such that both D&S and D&~S are epistemically
possible. When D is epistemically complete, it is in effect as
specific as an epistemically possible sentence can be. Let us say
that D is compatible with H when D&H is epistemically possible, and
D implies H when D&~H is epistemically impossible (that is, when
there is an a priori entailment from D to H). Then if D is
epistemically incomplete, it leaves questions open: there will be H
such that D is compatible with H but D does not imply H. If D is
epistemically complete, D leaves no questions open: if D is compatible
with H, D implies H. Note that D need not explicitly include every
such hypothesis as a conjunct; these hypotheses need only be implied.
Intuitively, scenarios should correspond to epistemically complete
hypotheses, whether or not they are expressible in a language such
as English. It is likely that actual languages do not have the
expressive resources to express an epistemically complete hypothesis,
as they are restricted to finite sentences and have a limited lexicon.
So for the purposes of this construction, we need to presuppose an
idealized language that can express arbitrary hypotheses. In
particular, our language L should allow infinitary sentences (at least
infinitary conjunctions) and should have terms that express every
possible concept, or at least every concept of a certain sort. It is
also important that expressions in L are epistemically invariant, so
that there cannot be two tokens S1 and S2 of the same sentence type
(used with full competence) such that S1 is epistemically necessary
and S2 is not. The exact requirements for L raise subtle issues, but
we can pass over them here.
We can then focus on epistemically complete sentences of L. By the
idealization, every such sentence will express a maximally specific
hypothesis, and vice versa. So scenarios should correspond to
epistemically complete sentences in L, although perhaps with more than
one such sentence per scenario. We can say that two sentences S and T
are equivalent when S implies T and T implies S (that is, when S&~T
and T&~S are epistemically impossible). Any epistemically complete
sentences in L will then fall into an equivalence class. We can now
identify scenarios with equivalence classes of epistemically complete
sentences in L. To anticipate the definition of verification: we can
also say that a scenario verifies a sentence S (of an arbitrary
language) when D implies S, where D is an epistemically complete
sentence of L in the scenario's equivalence class.
Defined this way, scenarios are tailor-made to satisfy the Plenitude
Principle. This principle requires the following:
Here S may be a sentence token in any language (not necessarily in L).
To see the plausibility of this thesis, first note that because L has
unlimited expressive power, some epistemically possible sentence S1 of
L will imply S. Second, it is plausible that any epistemically
possible sentence S1 of L is implied by some epistemically complete
sentence D of L. Intuitively, to obtain D from S1, one simply
conjoins arbitrary sentences that are epistemically compatible with S1
(and other conjoined sentences) until one can conjoin no more. The
issue is not completely trivial, there might be endless infinitary
conjunction with no maximal point, but under certain reasonable
assumptions, such a sentence will exist. If so, then every
epistemically possible sentence is verified by some scenario. In
reverse, it is clear that any sentence verified by a scenario is
epistemically possible. So the corresponding version of the Plenitude
Principle is plausibly true.
In effect, this construction formalizes the intuitive idea of a
maximal hypothesis: a maximal hypothesis is equivalent to an
equivalence class of epistemically complete sentences in an idealized
language. We might say that where the first-approach takes a
metaphysical approach to scenarios, on which they correspond to
centered metaphysically possible worlds, the second approach takes an
epistemic approach to scenarios, on which they correspond to maximal
hypotheses.
What is the relationship between the two constructions? My own view
is there is a close correspondence: every centered world corresponds
to a maximal hypothesis, and every maximal hypothesis corresponds to a
centered world. (Not quite one-to-one: in certain cases there may be
more than one centered world per maximal hypothesis, for example when
there are symmetrical worlds with symmetrically corresponding
centers.[*]) If so, then the Plenitude Principle will plausibly be
satisfied either way. But philosophers who deny Metaphysical
Plenitude will deny the close correspondence, holding that there are
maximal hypotheses that correspond to no centered world. For example,
a philosopher who holds that 'There is an omniscient being' is
necessary but not a priori will hold that there is a maximal
hypothesis that verifies the sentence in question, but that there is
no centered metaphysically possible world in the vicinity. Such a
philosopher should embrace the epistemic approach to scenarios.
*[[See Chalmers forthcoming, section 4(4) for more on ways in which
there could be more than one centered world per maximal hypothesis.
Schroeter (2004) raises the possibility that there are intrinsic
properties for which there is no semantically neutral conception. If
there are such properties, then this is another source of a
many-to-one correspondence. If such properties exist, then an
epistemically complete description of a centered world may not need to
specify their precise distribution. If so, then an epistemically
complete description need not be ontologically complete, and more than
one centered world (with different but isomorphic distributions of
intrinsic properties) may correspond to the same maximal
hypothesis.]]
The epistemic approach to scenarios is grounded more purely in the
epistemic realm, and its central theses require fewer commitments than
the metaphysical approach. For this reason, one can argue that the
epistemic approach to scenarios is more basic. Centered worlds are
more familiar and are useful for various applications, however, so I
will use both understandings of scenarios in what follows.
On either understanding, one scenario will be privileged with respect
to any statement token as the actualized scenario at that token. On
the world-based view, this will be the world centered on the speaker
and the time of utterance. On the epistemic view, this will
correspond to the maximal hypothesis that is true of the world from
the speaker's perspective at the time of utterance. In general, we
expect that when an expression token's epistemic intension is
evaluated at the scenario that is actualized at that token, the result
will be the token's extension.
1.2 Two-dimensional semantics
1.3 Varieties of two-dimensional semantics
Kaplan (1978; 1989): character and content
Stalnaker (1978): diagonal proposition and propositional expressed
Evans (1979): deep necessity and superficial necessity
Davies/Humberstone (1981): "fixedly actual" truth and necessary truth
Chalmers (1996): primary intension and secondary intension
Jackson (1998): A-intension and C-intension 1.4 The Core Thesis
Core Thesis: For any sentence S, S is a priori iff S has a necessary
1-intension.
Neo-Fregean Thesis (2D Version): Two expressions 'A' and 'B' have
the same 1-intension iff 'A == B' is a priori.
2 The Contextual Understanding
2.1 Orthographic contextual intensions
2.2 Linguistic contextual intensions
2.3 Semantic contextual intensions
2.4 A further problem
2.5 Hybrid contextual intensions
2.6 Token-reflexive contextual intensions
2.7 Extended contextual intensions
2.8 Cognitive contextual intensions
2.9 Summary
3 The epistemic understanding
3.1 Epistemic dependence
3.2 Epistemic intensions
The epistemic intension of a sentence token S is true at a scenario W
iff the hypothesis that W is actual epistemically necessitates S.
The epistemic intension of a sentence token S is true at a scenario W
iff D epistemically necessitates S, where D is a canonical description
of W.
3.3 Epistemic necessitation
3.4 Scenarios
Plenitude Principle: For all S, S is epistemically possible if and
only if there is a scenario that verifies S.
3.4.1 Scenarios as centered worlds
Metaphysical Plenitude: For all S, if S is epistemically possible,
there is a centered metaphysically possible world that verifies S.
3.4.2 Scenarios as maximal hypotheses
Epistemic Plenitude: For all S, if S is epistemically possible,
then some epistemically complete sentence of L implies S.