chalmers@arizona.edu
[[This paper will appear in (M. Garcia-Caprintero and J. Macia, eds) Two-Dimensional Semantics: Foundations and Applications (Oxford Univesity Press, 2004). An abridged version will appear under the title "Epistemic Two-Dimensional Semantics" in a special issue of Philsophical Studies in 2004.]]
Table of Contents
1 Meaning, reason, and modality
1.1 Frege, Carnap, and Kripke
1.2 Two-dimensional semantics
1.3 Varieties of two-dimensional semantics
1.4 The Core Thesis
2 The contextual understanding
2.1 Orthographic contextual intensions
2.2 Linguistic contextual intensions
2.3 Semantic contextual intensions
2.4 A further problem
2.5 Hybrid contextual intensions
2.6 Token-reflexive contextual intensions
2.7 Extended contextual intensions
2.8 Cognitive contextual intensions
2.9 Summary
3 The epistemic understanding
3.1 Epistemic dependence
3.2 Epistemic intensions
3.3 Epistemic necessitation
3.4 Scenarios
3.4.1 Scenarios as centered worlds
3.4.2 Scenarios as maximal hypotheses
3.5 Canonical descriptions
3.6 Scrutability
3.7 Subsentential epistemic intensions
3.8 Tokens and types
3.9 Apriority
3.10 The second dimension
3.11 The Core Thesis
3.12 Applications
4 Epistemic intensions and contextual intensions
4.1 Problem cases
4.2 Semantic contextual intensions
4.3 Linguistic contextual intensions
5 Other varieties of two-dimensionalism
5.1 Stalnaker's diagonal
5.2 Kaplan's character
5.3 Evans' deep necessity
5.4 Davies and Humberstone's "fixedly actually"
5.5 Chalmers' primary intensions
5.6 Jackson's A-intensions
5.7 Kripke's epistemic duplicates
5.8 Other approaches
Why is two-dimensional semantics important? One can think of it as the most recent act in a drama involving three of the central concepts of philosophy: meaning, reason, and modality. First, Kant linked reason and modality, by suggesting that what is necessary is knowable a priori, and vice versa. Second, Frege linked reason and meaning, by proposing an aspect of meaning (sense) that is constitutively tied to cognitive significance. Third, Carnap linked meaning and modality, by proposing an aspect of meaning (intension) that is constitutively tied to possibility and necessity.
Carnap's proposal was intended as something of a vindication of Frege's. Frege's notion of sense is somewhat obscure, but Carnap's notion of intension is more clearly defined. And given the Kantian connection between reason and modality, it follows that intensions have many of the properties of Fregean senses. In effect, Carnap's link between meaning and modality, in conjunction with Kant's link between modality and reason, could be seen as building a Fregean link between meaning and reason. The result was a golden triangle of constitutive connections between meaning, reason, and modality.
Some years later, Kripke severed the Kantian link between apriority and necessity, thus severing the link between reason and modality. Carnap's link between meaning and modality was left intact, but it no longer grounded a Fregean link between meaning and reason. In this way the golden triangle was broken: meaning and modality were dissociated from reason.
Two-dimensional semantics promises to restore the golden triangle. While acknowledging the aspects of meaning and modality that derive from Kripke, it promises to explicate further aspects of meaning and modality that are more closely tied to the rational domain. In particular it promises to look at the space of possibilities in a different way, and to erect a notion of meaning on that basis. In this way, we might once again have a grip on an aspect of meaning that is constitutively tied to reason.
To date, this restoration has been incomplete. Many different ways of understanding two-dimensional semantics have been proposed, and many of them restore the triangle at best partially. It is controversial whether two-dimensional semantics can be understood in such a way that the triangle is fully restored. To see this is possible, we need to investigate the foundations of two-dimensional semantics, and explore the many different ways in which the framework can be understood. I think that when the framework is understood in the right way, it can reinstantiate the links between meaning, reason, and modality.
We can begin with some more detailed background. If we squint at history from just the right angle, focusing on one strand of thought and setting aside others, we obtain a simplified rational reconstruction that brings out the key points.
It is useful to start with Frege. Frege held that an expression in a language typically has a referent — or what I will here call an extension. The extension of a singular term is an individual: for example, the extension of the name 'Hesperus' is the planet Venus, and the extension of the description 'the teacher of Aristotle' is Plato. The extension of a general term is a class. And the extension of a sentence is its truth-value.
Frege noted that the extension of an expression does not in general determine its cognitive significance: the role it plays in reasoning and in knowledge. For example, 'Hesperus' (the name used for the evening star) and 'Phosphorus' (the name used for the morning star) have the same referent but have different cognitive significance, as witnessed by the fact that 'Hesperus is Hesperus' is cognitively trivial, while 'Hesperus is Phosphorus' is nontrivial. The same goes for many other pairs of expressions: perhaps 'renate' (creature with a kidney) and 'cordate' (creature with a heart), or 'water' and 'H2O', or 'I' (as used by me) and 'David Chalmers'. In each pair, the members are co-extensive (they have the same extension), but they are cognitively and rationally distinct.
Frege held that meaning is tied constitutively to cognitive significance, so that if two expressions have different cognitive significance, they have different meaning. It follows that there must be more to meaning than extension. Frege postulated a second aspect to meaning: sense. When two expressions are cognitively distinct, they have different senses. For example, the nontriviality of 'Hesperus is Phosphorus' entails that although 'Hesperus' and 'Phosphorus' have the same extension, they have a different sense. We can put the general idea as follows:
Fregean Thesis: Two expressions 'A' and 'B' have the same sense iff 'A == B' is cognitively insignificant.
Here, 'A == B' is a claim that is true if and only if 'A' and 'B' have the same extension. Where 'A' and 'B' are singular terms, this will be the identity 'A=B'; where 'A' and 'B' are sentences, this will be the material biconditional 'A iff B'; and so on. As for cognitive significance, we can say at a first approximation that a claim is cognitively insignificant when it can be known trivially by a rational being. As such, we can see this characterization of sense as providing a first bridge between meaning and reason.
The idea that expressions have senses is attractive, but senses are nevertheless elusive. What exactly is a sense? What exactly is cognitive significance? How does one analyze meanings beyond extensions? In the middle part of the 20th century, a number of philosophers, notably Carnap, had an insight. We can use the notions of possibility and necessity to help understand meaning, and in particular to help understand sense.
There are many possible ways the world might be; and we can use language to describe these possibilities. An expression can be applied to the actual state of the world, yielding an actual extension, or it can be applied to alternative possible states of the world, yielding alternative possible extensions. Take expressions such as 'renate' and 'cordate'. In the world as it actually is, all renates are cordates, so these terms have the same extension. But it is not necessary that all renates are cordates: if the world had been different, some renates might have failed to be cordates. Applied to such an alternative possibility, the two terms have a different extension. We can say: 'renate' and 'cordate' are co-extensive, but they are not necessarily co-extensive. Carnap suggested that we say two expressions have the same intension if and only if they are necessarily co-extensive.[*] So 'renate' and 'cordate' have the same extension, but different intension. We can put the general claim as follows:
Carnapian Thesis: 'A' and 'B' have the same intension iff 'A == B' is necessary.
*[[See Carnap 1947. The idea is also present in Lewis 1944.]]
What exactly is an intension? Carnap's characterization suggests a natural definition: an intension is a function from possibilities to extensions.[*] The possibilities here correspond to different possible states of the world. Relative to any possibility, an expression has an extension: for example, a sentence (e.g. 'All renates are cordates') can be true or false relative to a possibility, and a singular term (e.g. 'the teacher of Aristotle') picks out an individual relative to a possibility. An expression's intension is the function that maps a possibility to the expression's extension relative to that possibility. When two expressions are necessarily co-extensive, they will pick out the same extension relative to all possibilities, so they will have the same intension. When two expressions are not necessarily co-extensive, they will not pick out the same extension relative to all possibilities, so they will have different intensions. So intensions behave just as Carnap suggests they should.
*[[This definition of an intension is often attributed to Carnap, but in Carnap 1947 it plays at most a minor role. He proposes something like this (in section 40, p. 181) as a way of understanding individual concepts, which are the intensions of names, but then moves to a slightly different understanding. Earlier in the book, he characterizes necessity ("L-truth") in terms of state-descriptions, which are akin to possible worlds. But state-descriptions soon drop out of the discussion, so that intensions are treated in effect as something of a primitive semantic value. This sort of construction is also discussed in Carnap 1963, pp. 892-94. (Thanks to Wolfgang Schwartz for pointers here.) A proposal close to the definition above is present in C.I. Lewis's suggestion that an intension "comprises whatever must be true of any possible world in order that the proposition should apply to it or be true of it" (Lewis 1944).]]
Seen this way, the notion of an intension provides a bridge between meaning and modality. Just as a sense can be seen as a sort of meaning that is constitutively tied to reason, an intension can be seen as a sort of meaning that is constitutively tied to modality. Furthermore, intensions seem to behave very much as senses are supposed to behave. Just as two expressions can have the same extension but different senses, two expressions can have the same extension but different intensions. And just as sense was supposed to determine extension, intension seems to determine extension, at least relative to a world.
One can make a direct connection by adding an additional claim connecting modality and reason. It has often been held that a proposition is necessary if and only if it is a priori (knowable independently of experience) or trivial (yields no substantive knowledge of the world). The notions of apriority and triviality are essentially rational notions, defined in epistemic terms. Carnap himself held a version of the thesis involving triviality, but it is more useful for our purposes to focus on the version involving apriority. In this form, the relevant thesis goes back at least to Kant, so we can call it:
Kantian Thesis: A sentence S is necessary iff S is a priori.
If we combine the Carnapian Thesis with the Kantian Thesis, we obtain the following:
Neo-Fregean Thesis: Two expressions 'A' and 'B' have the same intension iff 'A == B' is a priori.
If this claim is accepted, then one has recaptured something that is at least close to the Fregean thesis. For apriority is at least closely related to cognitive insignificance. When a proposition is cognitively insignificant, it is plausibly a priori. The reverse is not the case, on Frege's understanding of cognitive significance: many logical and mathematical propositions are cognitively significant, even though they are a priori. But in any case, apriority and cognitive insignificance are at least closely related rational notions. Typical cognitively significant identities, such as 'Hesperus is Phosphorus', 'Water is H2O', and 'I am David Chalmers' are all a posteriori. If the Neo-Fregean Thesis is correct, it follows that 'Hesperus' and 'Phosphorus' have different intensions, as do 'water' and 'H2O', and 'I' and 'David Chalmers'. So intensions behave quite like Fregean senses.
In effect, modality serves as a bridge in explicating the tie between meaning and reason. One constructs a notion of meaning using modal notions, combines this with the claim that modality is constitutively tied to reason, and ends with a link between all three. The central connection between meaning, reason, and modality is captured within the Neo-Fregean thesis: intension is a notion of meaning, defined in terms of modality, that is constitutively connected to reason.
This golden triangle was shattered by Kripke, who cut the connection between reason and modality. Kripke argued that the Kantian Thesis is false: there are many sentences that are necessarily true but whose truth is not knowable a priori. For example, Kripke argued that given that Hesperus is actually Phosphorus, it could not have been that Hesperus was not Phosphorus: Hesperus is necessarily the planet Venus, and so is Phosphorus. So although 'Hesperus is Phosphorus' is not knowable a priori, it is nevertheless necessary. More generally, Kripke argued that names and natural kind terms are rigid designators, picking out the same extension in all possible worlds. It follows that any true identity involving such terms is necessary. For example, 'Water is H2O' is necessary, even though it is a posteriori. The same goes for claims involving indexicals: 'I am David Chalmers' (as used by me) is another a posteriori necessity.
If Kripke is right about the Kantian Thesis, then the Neo-Fregean Thesis is also false. Since 'Hesperus is Phosphorus' is necessary, 'Hesperus' and 'Phosphorus' have the same intension, picking out the planet Venus in all possibilities. But the equivalence between 'Hesperus' and 'Phosphorus' is nevertheless a posteriori and cognitively significant. So cognitively and rationally distinct pairs of expressions can have the same intension: witness 'Hesperus' and 'Phosphorus', 'water' and 'H2O', 'I' and 'David Chalmers'. So the Neo-Fregean Thesis fails, and intensions no longer behave like Fregean senses.
In effect, Kripke leaves intact the Carnapian link between meaning and modality, but in severing the Kantian link between reason and modality, he also severs the Fregean link between meaning and reason. This is roughly the received view in contemporary analytic philosophy: meaning and modality are connected, but both are disconnected from reason.
Although most contemporary analytic philosophers accept Kripke's
arguments against the Kantian thesis, many would still like to hold
that Frege was right about something. There remains an intuition
that 'Hesperus' and 'Phosphorus' (or 'water' and 'H2O', or 'I' and
'David Chalmers') differ in at least some dimension of their meaning,
corresponding to the difference in their cognitive and rational roles.
One might try to do this by breaking the Carnapian connection between
meaning and modality. Two-dimensional semantics takes another
strategy: in effect, it finds another way of looking at modality that
yields a Fregean aspect of meaning.
The core idea of two-dimensional semantics is that there are two
different ways in which the extension of an expression depends on
possible states of the world. First, the actual extension of an
expression depends on the character of the actual world in which an
expression is uttered. Second, the counterfactual extension of an
expression depends on the character of the counterfactual world in
which the expression is evaluated. Corresponding to these two sorts
of dependence, expressions correspondingly have two sorts of
intensions, associating possible states of the world with extensions
in different ways. On the two-dimensional framework, these two
intensions can be seen as capturing two dimensions of meaning.
These two intensions correspond to two different ways of thinking of
possibilities. In the first case, one thinks of a possibility as
representing a way the actual world might turn out to be: or as it is
sometimes put, one considers a possibility as actual. In the second
case, one acknowledges that the actual world is fixed, and thinks of a
possibility as a way the world might have been but is not: or as it is
sometimes put, one considers a possibility as counterfactual. When
one evaluates an expression relative to a possible world, one may get
different results, depending on whether one considers the possible
world as actual or as counterfactual.
The second way of thinking about possibilities is the more familiar in
contemporary philosophy. Kripke's arguments rely on viewing
possibilities in this way. Take a possibility in which the bright
object in the evening sky is a satellite around the earth, and in
which Venus is visible and bright only in the morning. When we think
of this possibility as a counterfactual way things might have been, we
do not describe it as a possibility in which Hesperus is Mars, but as
one in which Hesperus (and Phosphorus) is invisible in the evening.
So relative to this possibility considered as counterfactual,
'Hesperus' picks out Venus. Correspondingly, the second-dimensional
intensions of both 'Hesperus' and 'Phosphorus' both pick out Venus in
this possibility, and in all possibilities in which Venus exists. It
is this familiar sort of intension that yields the Kripkean gap
between intension and cognitive significance.
The first way of thinking about possibilities is the less familiar in
contemporary philosophy. If we take the possibility described above,
and think of it as a way the world might actually be, we can say: if
the world really is that way, then 'Hesperus' picks out a satellite.
So relative to this possibility considered as actual, 'Hesperus' picks
out not Venus but the satellite. Correspondingly, the
first-dimensional intension of 'Hesperus' picks out the satellite in
this possibility, while that of 'Phosphorus' picks out Venus. So
'Hesperus' and 'Phosphorus' have different first-dimensional
intensions. This difference is tied to the fact that the actual-world
reference of 'Hesperus' and 'Phosphorus' is fixed in quite different
ways, although as things turn out, their referents coincide. Because
of this, it seems that the first dimension may be better suited than
the second for a link to reason and to cognitive significance.
The possibilities evaluated in the second dimension are usually
thought of as possible worlds. The possibilities evaluated in the
first dimension are a little different, as they reflect the nature of
a world from the point of view of a speaker using an expression within
a world. It is useful for many purposes to see these possibilities as
centered worlds: worlds marked with a "center", which is an ordered
pair of an individual and a time. We can think of the center of the
world as representing the perspective of the speaker within the world.
I have been deliberately vague about just how the relevant intensions
are to be defined, since as we will see, there are many different ways
to define them. Because of this, giving detailed examples is tricky,
because different frameworks treat cases differently. Nevertheless,
it is useful to go through some examples, giving an intuitive analysis
of the results that two-dimensional semantics might be expected to
give if it is to yield something like a Fregean sense in the first
dimension. We will later see how this can be cashed out in detail.
For now, I will use "1-intension" as a generic name for a
first-dimensional intension, and "2-intension" as a generic name for a
second-dimensional intension.
First, 'Hesperus is Phosphorus'. In a centered world considered as
actual, this is true roughly when the morning star visible from the
center of that world is the same as the evening star. In a world
considered as counterfactual, it is true when Venus is Venus.
'Hesperus' functions roughly to pick out the evening star in the
actual world, so the 1-intension of 'Hesperus' picks out the evening
star in a given centered world. Likewise, the 1-intension of
'Phosphorus' picks out the morning star in a centered world. Both of
these terms behave rigidly in counterfactual evaluation, so their
2-intensions pick out their actual referents in all worlds. So the
2-intensions of both 'Hesperus' and 'Phosphorus' pick out Venus in all
worlds.
Second, 'Water is H2O'. In a centered world considered as actual,
this is true roughly when the clear, drinkable liquid around the
center of that world has a certain pattern of chemical structure. In
a world considered as counterfactual, it is true when H2O is H2O. The
reference of 'water' is fixed roughly by picking out the substance
with certain superficial properties and a certain connection to the
speaker in the actual world, so its 1-intension picks out roughly the
substance with those properties connected to the center of a given
world. Similarly, the 1-intension of 'H2O' picks out the substance
with the right sort of chemical structure in a centered world. As in
the first case, both expressions behave rigidly in counterfactual
evaluation, so their 2-intensions pick out H2O in all worlds.
Third, 'I am a philosopher'. In a centered world considered as
actual, this sentence is true when the being at the center of the
world is a philosopher. In a world considered as counterfactual, this
sentence (or at least my utterance of it) is true if David Chalmers is
a philosopher in that world. The actual-world reference of 'I' is
fixed by picking out the subject who utters the token; so the
1-intension of 'I' picks out the subject at the center of a given
world. 'I' behaves as a rigid designator in counterfactual
evaluation, so its 2-intension picks out the actual referent (in this
case, David Chalmers) in all possible worlds. 'Philosopher', by
contrast, is a broadly descriptive term: both its 1-intension and its
2-intension function to pick out beings with certain characteristic
attributes.
Certain patterns seem to emerge. The first two sentences are
necessary (at least if Kripke is right), and both of them have a
2-intension that is true in all worlds. The third sentence is
contingent, and its 2-intension is false in some worlds. So it seems
that a sentence is necessary precisely when it has a necessary
2-intension. This corresponds directly to the Carnapian thesis:
2-intensions, in effect, are defined so that two expressions will have
the same 2-intensions when they are necessarily equivalent.
On the other hand, all three of these sentences are a posteriori, and
all of them appear to have a 1-intension that is false in some
centered worlds. At the same time, a priori sentences such as
(perhaps) 'All bachelors are unmarried males' or 'Hesperus (if it
exists) has been visible in the evening' can plausibly be seen as
having a 1-intension that is true in all centered worlds. So it is at
least tempting to say that a sentence is a priori precisely when it
has a necessary 1-intension. This corresponds to the neo-Fregean
thesis: one might naturally suggest that two expressions have the same
1-intension precisely when they are a priori equivalent. To
illustrate, one can note that the difference in the 1-intensions of
'Hesperus' and 'Phosphorus', or of 'water' and 'H2O', seems to be
closely tied to their a priori inequivalence. All this needs to be
analyzed in more depth, but one might at least characterize the
general sort of behavior suggested in the examples above, where
differences in 1-intensions go along at least roughly with differences
in cognitive significance, as quasi-Fregean.
Along with the 1-intension and the 2-intension of a given expression,
one can also define a two-dimensional intension. In many cases,
just as an expression's extension depends on how the actual world
turns out, an expression's 2-intension depends on how the actual world
turns out. The expression's two-dimensional intension captures this
dependence: it can be seen as a function from centered worlds to
2-intensions, or equivalently as a function from pairs of centered
worlds and worlds to truth-values. In the case of 'Hesperus', for
example, the two-dimensional intension maps a centered world V to the
2-intension that picks out V's evening star (if it exists) in any
worlds W. The actual 2-intension of an expression corresponds to the
two-dimensional intension evaluated at the actual centered world of
the speaker: given that Venus is the actual world's evening star, the
2-intension of 'Hesperus' picks out Venus in all worlds. The
1-intension of an expression can be reconstructed by "diagonalizing"
the two-dimensional intension: one evaluates the two-dimensional
intension at a centered world W, yielding a 2-intension, and then
one evaluates this 2-intension at the same world
(stripped of its center). One might think of the two-dimensional
intension as representing the way that an expression can be used to
evaluate counterfactual worlds, depending on which world turns out to
be actual.
I will return to these themes later, but for now it must be
acknowledged that the situation is much more complicated than I have
made things sound. A number of different two-dimensional systems
have been introduced, and many of these give different results. A
partial list of proponents of these systems, along with the names
they give to their two-dimensional notions, includes:
There are many differences between these systems, some on the
surface, and some quite deep. Surface differences include the fact
that where Chalmers and Jackson speak of two sorts of intensions,
Evans and Davies and Humberstone speak of two sorts of necessity, while
Kaplan and Stalnaker speak of propositions. This sort of difference
is mostly intertranslatable. Given a notion of necessity and a
corresponding way of evaluating possibilities (as with Evans and
Davies and Humberstone), one can define a corresponding sort of
intension, and vice versa. Stalnaker's propositional content is just
a set of possible worlds, which is equivalent to the intension of a
sentence, and Kaplan's content is closely related.[*] Kaplan's and
Stalnaker's first-dimensional notions are defined over contexts (which
are at least closely related to centered worlds), and initially
involve a two-dimensional intension: a function from contexts to
2-intensions. Stalnaker diagonalizes this function, yielding a
function from contexts to truth-values, or a 1-intension. Kaplan
leaves his character as a two-dimensional function from contexts to
2-intensions, but a corresponding step could straightforwardly be
taken. So in all these cases, there is a similar formal structure.
*[[Kaplan's content is strictly speaking a singular proposition rather
than a set of worlds, but it immediately determines a set of worlds.
For our purposes, the difference between singular propositions, other
structured propositions, and sets of worlds in analyzing the second
dimension of content will not be crucial, so for simplicity I will
speak as if the relevant second-dimensional contents are intensions.
The discussion can be straightforwardly adapted to other views.]]
At a conceptual level, the systems have something further in common.
In each case, the first-dimensional notion is put forward at least in
part as a way of better capturing the cognitive or rational
significance of an expression than the second dimension. And in each
case, at least some sort of link between the first-dimensional notion
and apriority has been claimed. In Kaplan's and Stalnaker's original
publications, it is held that character and diagonal propositions
closely reflect matters of apriority, at least in some cases. For
Evans and Davies and Humberstone, when a statement of a certain sort
is knowable a priori, it is deeply necessary, or true fixedly
actually. And for Chalmers and Jackson, whenever a sentence is a
priori, it has a necessary primary intension or 1-intension.
But these similarities mask deep underlying conceptual differences.
These systems are defined in quite different ways, and apply to quite
different items of language, yielding quite different results.
Correspondingly, proponents of these systems differ greatly in the
scope and strength of their claims. Kaplan's analysis is restricted
to just a few linguistic expressions: indexicals and demonstratives.
He explicitly resists an extension of his system to other expressions,
such as names and natural kind terms. Evans and Davies and
Humberstone develop their analysis for a different narrow class of
expressions: descriptive names, and perhaps (in the case of Davies and
Humberstone) some natural kind terms. Stalnaker's analysis applies in
principle to any sentence, but in more recent work, he has explicitly
disavowed any strong connection with apriority, and has been skeptical
about applications of two-dimensional semantics in that direction. By
contrast, Chalmers and Jackson suggest that their notions are defined
for a very wide class of expressions, and make strong claims about the
connection between these notions and apriority. (The current paper
might be viewed in part as a defense of these strong claims.)
These differences arise from different interpretations of the formal
two-dimensional framework. The framework of worlds and intensions,
taken alone, is simply an abstract structure in need of content.
Different interpretations flesh out this content in different ways.
The interpretations are not necessarily incompatible, although it is
possible that some are ill-defined, or rest on false presuppositions.
The relations between these interpretations, however, are not
well-understood.
The main project of this paper is to explore the different ways in
which a two-dimensional framework can be understood. What are the
fundamental concepts underlying different interpretations of the
framework? How are these related? How do the differences between
these interpretations explain the differences in the scope and
strength of the claims that are made for them? Which interpretations
of the framework yield the strongest connections between the first
dimension and the rational domain?
The central question on which I will focus is the following. Is there
an interpretation of the two-dimensional framework that yields
constitutive connections between meaning, reason, and modality? That
is, is there an interpretation on which the first dimension is tied
universally to the rational domain? On this way of thinking, the
ideal form of the two-dimensional framework will recapture something
like the neo-Fregean thesis: two terms will have the same 1-intension
if and only if they are equivalent a priori. To get at this question,
we can focus on the following core thesis:
Here, S should be understood as a sentence token (such as an
utterance) rather than a sentence type, to accommodate the possibility
that different tokens of the same expression type may have different
1-intensions. Correspondingly, we should understand apriority as a
property of sentence tokens. I will say more about the relevant
notion of apriority and the type/token distinction in section 3.8.
But for now, to a first approximation, we can say that a sentence
token S is a priori when S expresses a thought that can be justified
independently of experience. And I will take it that the intuitive
judgments about apriority above are correct: a typical utterance of
'Hesperus is Phosphorus' is not a priori, in this sense, while a
typical utterance of 'All bachelors are unmarried' is a priori in this
sense.
The Core Thesis links the rational notion of apriority, the modal
notion of necessity, and the semantic notion of intension. If the
Core Thesis is true, it restores a golden triangle of connections
between meaning, reason, and possibility. It also immediately entails
a version of the Neo-Fregean Thesis (given plausible principles about
compositionality).
If the two-dimensional framework can be understood in such a way that
the Core Thesis is true, it promises an account of a broadly Fregean
aspect of meaning, tied constitutively to the epistemic domain. It
also promises further rewards: perhaps an account of the contents of
thought on which content is tied deeply to a thought's rational role
(potentially yielding an account of so-called "narrow content" and
"modes of presentation" in thought), and perhaps a view of modality on
which there are deep links between the rational and modal domains
(potentially grounding a connection between notions of conceivability
and possibility). So the key question in what follows will be: can we
define 1-intensions so that the Core Thesis is true?
To anticipate, my answer will be as follows. There are two quite
different ways of understanding the two-dimensional framework: the
contextual understanding and the epistemic understanding. The
contextual understanding uses the first dimension to capture
context-dependence. The epistemic understanding uses the first
dimension to capture epistemic dependence. The contextual
understanding is more familiar, but it cannot satisfy the Core Thesis.
The epistemic understanding is less familiar, but it can satisfy the
Core Thesis. The reason is that only on the epistemic understanding
is the first dimension constitutively tied to the epistemic domain.
Within each of these general understandings of the framework, there
are various possible specific interpretations. In what follows, I
will first explore contextual interpretations (section 2), and then
epistemic interpretations (section 3). Some of these interpretations
are closely related to existing proposals, but rather than working
directly with existing proposals, I will characterize these
interpretations from first principles. This allows us to examine the
properties of these interpretations in a clear light, free of problems
of textual exegesis. Later in the paper, I will examine how existing
proposals fit into this scheme.
A methodological note: in this paper I will adopt the approach of
semantic pluralism, according to which expressions can be associated
with semantic values in many different ways. Expression types and
expression tokens can be associated (via different semantic relations)
with extensions, various different sorts of intensions, and with many
other entities (structured propositions, conventionally implied
contents, and so on). On this approach, there is no claim that any
given semantic value exhausts the meaning of an expression, and I will
not claim that the semantic values that I focus on are exhaustive. (I
think that such claims are almost always implausible.)
Likewise, this approach gives little weight to disputes over whether a
given (purported) semantic value is "the" meaning of an expression, or
even whether it is truly a "semantic" value at all. Such disputes
will be largely terminological, depending on the criteria one takes to
be crucial in one's prior notion of "meaning" or "semantics". On the
pluralist approach, the substantive questions are: can expressions
(whether types or tokens) be associated with values that have
such-and-such properties? If so, what is the nature of the
association and of the values? What aspects of language and thought
can this association help us to analyze and explain?
My focus in this paper will be almost wholly on whether there is an
association between expression tokens and 1-intensions that satisfies
the Core Thesis, and on how this association can be understood. I
will not say much more about the motivations for this sort of
approach, about the broader shape of the resulting semantic theory, or
about applications. Motivation and broader questions are discussed in
"On Sense and Intension" (Chalmers 2002b), which gives a gentler
introduction to these issues. Applications are discussed in "The
Components of Content" (Chalmers 2002c) and in "Does Conceivability
Entail Possibility" (Chalmers 2002a).
On the contextual understanding of two-dimensional semantics, the
possibilities involved in the first dimension represent possible
contexts of utterance, and the intension involved in the first
dependence represents the context-dependence of an expression's
extension. There are many ways in which the extension of an
expression can depend on the context in which it is uttered. On the
contextual understanding, a 1-intension captures the way in which an
expression's extension depends on its context. As we will see, this
sort of context-dependence can itself be understood in a number of
different ways.
To formalize this, we can start by focusing on expression tokens:
spoken or written tokens of words, sentences, and other expressions.
We can take it that any expression token has an extension. In cases
where a token "aims" to have an extension but fails, as with an empty
name, we can say that it has a null extension. If there are some
expression tokens that do not even aim to have an extension (as
perhaps with some exclamations), they are outside the scope of our
discussion. A token of a sentence corresponds to an utterance;
its extension is a truth-value.
Any expression token falls under a number of different expression
types. A token may fall under an orthographic type (corresponding
to its form), a semantic type (corresponding to its meaning), a
linguistic type (corresponding to its identity within a language), and
various other types. Different tokens of the same expression type
will often have different extensions. When two tokens of the same
expression type have different extensions, this reflects a difference
in the context in which the tokens are embedded.
For our purposes, contexts can be modeled as centered worlds. The
context in which an expression token is uttered will be a centered
world containing the token. This can be modeled as a world centered
on the speaker making the utterance, at the time of utterance. It is
also possibly to model a context by a different sort of centered world
with just an expression token marked at the center. The previous
version will work for most purposes, however, as long as we assume that a
subject makes at most one utterance at a given time.
One can now define the contextual intension of an expression type.
This is a function from centered worlds to extensions. It is defined
at worlds centered on a subject uttering a token of the expression
type. At such a world, the contextual intension returns the extension
of the expression token at the center.
One can also define the contextual intension of an expression token,
relative to a type of which it is a token. This is also a function
from centered worlds to extensions. It is defined at worlds centered
on a token of the same type, and returns the extension of the token at
the center. This contextual intension is the same as the contextual
intension of the relevant expression type.
The first-dimensional intensions in the two-dimensional framework are
often understood as contextual intensions of some sort. On this way
of seeing things, a 1-intension mirrors the evaluation of certain
metalinguistic subjunctive conditionals: if a token of the relevant
type were uttered in the relevant context, what would its extension
be? Of course, for every different way of classing expression tokens
under types, there will be a different sort of contextual intension.
In what follows I examine some of the relevant varieties of contextual
intension.[*]
*[[Constructs akin to contextual intensions have been stressed by
Robert Stalnaker in a number of writings (e.g. Stalnaker 1978, 1999).
At the same time, Stalnaker and Ned Block have both been active
critics of the overextension of this framework (e.g. Stalnaker 1990,
2001; Block 1991; Block and Stalnaker 1999). The discussion in this
section owes a significant debt to Stalnaker and Block. Although I
carve up the territory in a different way, a number of the varieties
of contextual intension that I mention are touched on explicitly or
implicitly by Stalnaker and Block at various points, and some of my
critical points echo points made by them in criticizing certain
applications of the two-dimensional framework.]]
We can say that two tokens are tokens of the same orthographic type
when they have the same orthography. This holds roughly when they are
made up of the same letters or sounds, regardless of their meaning,
and regardless of the language in which they are uttered. The exact
details of what counts as the same orthography can be understood in
different ways, but these differences will not matter for our
purposes.
The orthographic contextual intension of an expression token T
is defined at centered worlds with a token of T's orthographic type at
the center. It maps such a world to the extension of the relevant
token in that world.
(The orthographic contextual intension of a sentence token is closely
related to its diagonal proposition, as defined by Stalnaker (1978).
I will return to this matter later.)
As an example, let S be Oscar's utterance of 'Water is H2O'. Let W1
be Oscar's world (Earth), centered on Oscar making this utterance.
Oscar's utterance is true, so S's orthographic contextual intension is
true at W1. Let W2 be a universe containing Twin Earth (where
everything is just as on earth except that the watery liquid is XYZ),
centered on Twin Oscar uttering 'Water is H2O'. Twin Oscar's
utterance is false (his word 'water' refers to XYZ), so S's
orthographic contextual intension is false at W2. Let W3 be a
universe containing Steel Earth, where the word 'water' refers to
steel but chemical terms are the same, centered on Steel Oscar
uttering 'Water is H2O'. Steel Oscar's utterance is false, so S's
orthographic contextual intension is false at W3.
It is clear that orthographic contextual intensions do not satisfy the
Core Thesis. For every orthographic type, some possible token of
that type expresses a falsehood. For example, there are worlds in
which the string 'bachelors are unmarried' means that horses are cows.
In such a centered world, the orthographic contextual intension of
'bachelors are unmarried' is false. The same goes for any sentence.
So no truth has a necessary contextual intension, and in particular no
a priori truth has a necessary contextual intension. So if
1-intensions are understood as orthographic contextual intensions, the
Core Thesis is obviously false.
We can say that two expression tokens are tokens of the same
linguistic type when they are tokens of the same expression in a
language. This assumes that expression tokens belong to languages,
and that languages involve expressions such as words, phrases, and
sentences. So any two tokens of the English word 'water' share a
linguistic type, as do any two utterances of the French sentence
'C'est la vie'.
The linguistic contextual intension of an expression token T
is defined at centered worlds with a token of T's linguistic type at
the center. It maps such a world to the extension of the relevant
token in that world.
(The linguistic contextual intension of an expression is in some
respects like its character, as defined by Kaplan. I will return to
this matter later.)
As before, let S be Oscar's utterance of 'Water is H2O'. If W1 is
Oscar's own centered world (Earth): S's linguistic contextual
intension is true at W1. If W2 is Twin Oscar's centered world (Twin
Earth): it is arguable that Twin Oscar's word 'water' is a different
word from Oscar's word 'water'. Certainly if the referent of
'water' is essential to the word, as many theorists hold, then Twin
Oscar's 'water' is a different word. If so, S's linguistic contextual
intension is not defined at W2. If W3 is Steel Oscar's centered world
(where 'water' means steel): here it is reasonably clear that Steel
Oscar's 'water' is a different word that has the same orthography. If
so, S's linguistic contextual intension is not defined at W3.
Applying this sort of reasoning, one reaches the conclusion that S's
contextual intension is true at every world in which at which it is
defined, since the English word 'water' refers to H2O in every world
in which it exists, and so does the English expression 'H2O'.
If this is right, then linguistic contextual intensions do not satisfy
the core thesis. 'Water is H2O' is a posteriori, but it seems to have
a necessary contextual intension, true at every world at which it is
defined. The same goes even more clearly for sentences involving
names, such as 'Cicero is Tully'. It is widely held that names have
their referents essentially; if so, the linguistic contextual
intensions of true identities of this sort will be true at all worlds
at which they are defined. As such, linguistic contextual intensions
do not behave at all like Fregean senses. If 1-intensions are
understood as linguistic contextual intensions, the Core Thesis is
false.
There are some expressions for which linguistic contextual intensions
behave more like Fregean senses. One such is 'I': setting certain odd
cases aside, any token of the English word 'I' picks out the utterer
of that token. So the linguistic contextual intension of 'I' picks
out the speaker at the center of any centered world at which it is
defined. In this way, it behaves much as we earlier suggested the
1-intension of 'I' should behave. Something similar applies to other
indexicals, such as 'today', and to some broadly descriptive terms,
such as 'philosopher'. It is in the case of names and natural kind
terms that the fit seems to be worst.
We can say that two expression tokens are tokens of the same semantic
type when they have the same semantic value. An expression token's
semantic value is its meaning or content, or some aspect of its
meaning or content. There are many different ways of assigning
semantic values to expression tokens, so there are correspondingly
many different ways of classing expression tokens under semantic types.
The semantic contextual intension of an expression token T is
defined at centered worlds with a token of T's linguistic type at the
center. It maps such a world to the extension of the relevant token
in that world.
As before, let S be Oscar's utterance of 'Water is H2O'. If W1 is
Oscar's own centered world (Earth): S's semantic contextual intension
is true at W1. If W2 is Twin Oscar's centered world (Twin Earth): at
least on many ways of assigning semantic value, Twin Oscar's term
'water' has a different semantic value from Oscar's, so S's semantic
contextual intension (for this sort of semantic type) is undefined at
W2. If W3 is Steel Oscar's centered world, then Steel Oscar's term
'water' clearly has a different semantic value from Oscar's, so S's
semantic contextual intension is undefined at W3. If W4 is a world
centered on French Oscar, a counterpart of Oscar who speaks French and
is uttering 'eau est H2O': then it is plausible that this utterance
has the same semantic value as Oscar's, so S's semantic contextual
intension is defined at W1 and is true there.
Of course the behavior of a semantic contextual intension will depend
on our choice of semantic value. For example, if we stipulate that
the relevant semantic value of an expression is its extension, then
any two co-extensive expressions will have the same semantic
contextual intension, and there is no chance that the Core Thesis will
be true. There are two choices of semantic value that are somewhat
more interesting, however.
We might stipulate that the relevant semantic value of an expression
is its standing meaning: roughly, the aspect of meaning that is
common to all tokens of the expression's linguistic type. If we do
this, then an expression's semantic contextual intension will be an
extension of its linguistic contextual intension to a broader space of
worlds. At worlds centered on a token of the same linguistic type,
the intensions will give the same results. But the semantic
contextual intensions will also be defined at other worlds, centered
on synonyms and translations of the original expression.
Nevertheless, if 1-intensions are understood as these semantic
contextual intensions, the Core Thesis will be false for the same
reasons as in the case of linguistic contextual intension. For
example, if the extension of 'water' is essential to the word, then it
is part of the word's standing meaning. So the semantic contextual of
'Water is H2O' will be true at every world where it is defined, and
the Core Thesis is false.
Alternatively, we might stipulate that the relevant semantic value of
an expression token is its Fregean or descriptive content,
corresponding roughly to the expression's cognitive significance for
the subject. On this reading, the Core Thesis may be more plausible.
For example, one might argue that Oscar's and Twin Oscar's terms
'water' have the same descriptive content. If so, then the semantic
contextual intension of Oscar's utterance 'Water is H2O' is defined at
W2 and is false there. On the other hand, Steel Oscar's term 'water'
plausibly has a different descriptive content, so the semantic
contextual intension of Oscar's utterance is not defined at W3.
Understood this way, semantic contextual intensions behave as we might
expect a Fregean 1-intension to behave, at least to some extent. One
can argue that when a statement is a priori, any possible statement
with the same descriptive content will be a priori and so will be
true, so that the expressions semantic contextual intension will be
necessary, as the Core Thesis requires. Correspondingly, one might
suggest that when a statement is not a priori, then there will be
possible statements with the same descriptive content that are false,
so that the statement's semantic contextual intension will not be
necessary, as the Core Thesis requires.
I will argue shortly that this is not quite right. But even if it
were right, it is clear that this sort of 1-intension cannot
underwrite the full ambitions of the Fregean two-dimensionalists. The
Fregean two-dimensionalist, as sketched previously, intends to use the
two-dimensional framework to ground an aspect of meaning that is
constitutively tied to meaning. But semantic contextual intensions as
defined here presuppose such a Fregean semantic value, and so cannot
independently ground such an account. If this is the best a
two-dimensionalist can do, then if someone is independently doubtful
about a Fregean aspect of meaning, two-dimensionalism cannot help. At
best, two-dimensionalism will be a helpful tool in analyzing such a
notion of meaning, given an independent grounding for the notion.[*]
*[[This sort of point in made quite clearly, in the context of
discussing narrow content, by Stalnaker 1991, Block 1991, and Block
and Stalnaker 1999.]]
We have seen that orthographic contextual intensions are far from
satisfying the Core Thesis, while linguistic contextual intensions are
closer at least in some cases, and some sort of semantic contextual
intensions may be closer still. But there is a further problem that
arises for any sort of linguistic or semantic contextual intension,
suggesting that no such contextual intension can satisfy the Core
Thesis.
Let S be a token of 'A sentence token exists' (where a sentence token
is understood to be a concrete entity produced by speech, writing, or
a similar process). Then S is true. Furthermore, any token of the
linguistic item 'A sentence token exists' is true. Any token that
means the same thing as 'A sentence token exists' is true. So it
seems that S will have a necessary linguistic contextual intension,
and a necessary semantic contextual intension, under any reasonable
way of classifying linguistic and semantic types. But S is clearly a
posteriori: it expresses empirical knowledge of the world, which could
not be justified independently of experience. So S is a
counterexample to the Core Thesis. So the Core Thesis is false for
any sort of semantic or linguistic contextual intension.
The same goes for a number of other sentences. If S1 is 'Language
exists' (where a language is understood to be a spoken or written
language, not just an abstract language), then any utterance of the
same expression or with the same meaning will be true. So S1 has a
necessary linguistic and contextual intension, despite being a
posteriori. If S2 is 'I exist', then any utterance of the same
expression with the same meaning will be true, so S2 has a necessary
linguistic and semantic contextual intension. But (somewhat
controversially) S2 is a posteriori, justifiable only on the basis of
experience. If S3 is 'I am uttering now', then any utterance of the
same expression or with the same meaning will be true. S3 is clearly
a posteriori, but has a necessary linguistic and semantic contextual
intension.
All these cases are counterexamples to the Core Thesis. All of them
are a posteriori and cognitively significant, and many of them seem to
be as cognitively significant as paradigmatic expressions of empirical
knowledge. But all have necessary semantic and linguistic contextual
intensions. So the Core Thesis is false for all such intensions.
The trouble is that apriority and being true whenever uttered are
fundamentally different notions. The first builds in an epistemic or
rational element, but the second builds in no such element. The
second build in a metalinguistic element, but the first builds in no
such element. It is possible to understand the second in a way that
makes it coincide with the first in many cases, in effect by building
in an epistemic element into the individuation of the relevant
linguistic types. But it is impossible to do so in all such cases,
since the second has an ineliminable metalinguistic element that goes
beyond the epistemic domain.
I think the moral is that to satisfy the Core Thesis, we must
understand the two-dimensional framework in a quite different,
non-contextual way. But before doing so, I will more briefly examine
some further ways in which one might define a contextual intension.
Given orthographic, linguistic, and semantic types for expression
tokens, it is possible to define hybrid types corresponding to
conjunctions of two or more of these types. One can then define
corresponding hybrid contextual intensions.
For example, one might say that two expressions share the same
orthographic/semantic type when they share the same orthographic
type and the same semantic type. One can then define the
orthographic/semantic contextual intension of an expression as the
function that maps a world centered on a token of the appropriate
orthogaphic/semantic type to the extension of that token.
Hybrid contextual intensions may be useful for some purposes, but it
is clear that they will not satisfy the Core Thesis any better than
non-hybrid contextual intensions. So I will set them aside here.
It is possible to define a slightly different sort of contextual
intension for an expression token by focusing not on the types that
the token falls under, but on the token itself. Let us assume that an
expression tokens are not tied to their context essentially: a given
token might have been uttered in another context. Then we can say
that the token-reflexive contextual intension of an expression token
T is a function that maps a centered world containing T to the
extension of T in that world.
The precise behavior of a token-reflexive contextual intension will
depend on what properties an expression token has necessarily. It is
plausible that such a token has any properties necessarily, it has its
orthographic properties necessarily. If so, its token-reflexive
contextual intension will be a restriction of its orthographic
contextual intension, obtained by eliminating worlds centered on a
different token of the same orthographic type. One might also hold
that a token has some semantic value necessarily, or that it has its
linguistic type necessarily. If so, its token-reflexive contextual
intension will be a restriction of its semantic or linguistic
contextual intension. If an expression has more than one of these
things necessarily, its token-reflexive contextual intension will be a
restriction of a hybrid contextual intension. If it has further
properties necessarily (e.g. its speaker), it will be a further
restriction of the relevant contextual intension.
It is not obvious how to decide exactly which properties an expression
token has necessarily. But however we do this, it is clear that
token-reflexive contextual intensions cannot satisfy the Core Thesis.
The counterexamples discussed above, such as 'I am uttering now', will
apply equally to token-reflexive contextual intensions. Furthermore:
insofar as tokens have any properties necessarily, one can likely
construct sentence tokens attributing these properties that are true
whenever uttered, but not a priori (e.g. 'This token has four words';
'David Chalmers is speaking now'). And insofar as tokens have few
properties necessarily, one can likely construct sentences that are a
priori but that are not true whenever uttered (e.g. 'All bachelors are
unmarried'). So if 1-intensions are understood as token-reflexive
contextual intensions, the Core Thesis is false.
In an attempt to get around the problems posed by sentences such as
'I am uttering now', one might attempt to construct contextual
intensions that are defined at centered worlds that do not contain a
token of the relevant expression type. The most obvious way to do
this is to appeal to certain counterfactual conditionals. Let us say
that the extended contextual intension is defined at any centered
world, independently of whether a token of the type is present there.
At a given centered world, the extended contextual intension returns
what the extension of a token of that type would be, if it were
uttered at the center of that world.
One can then say that the extended contextual intension of an
expression token (relative to a type) is maps a centered world to what
the extension of a token of that type would be, if it were uttered at
the center of the world. So in principle, one might have extended
linguistic contextual intensions, extended semantic contextual
intensions, and so on. One could define an extended token-reflexive
contextual intension in an analogous way.
An obvious problem here is that in many cases, it is unclear how to
evaluate the counterfactual. It may be reasonably straightforward in
some cases, such as 'I am a philosopher': true just when an utterance
of 'I am a philosopher' by the subject at the center would be true, so
true just when the person at the center is a philosopher. But how is
one to evaluate what a token of 'water' would refer to if it were used
in a world where there is no liquid, and in which nobody speaks a
language? How does one evaluate whether an utterance of 'I am
speaking loudly' would be true if it were uttered, in a world where
the subject at the center is not in fact speaking? In some cases, it
seems impossible for a token of the relevant type to be uttered in the
relevant context. In other cases, it may be possible, but it is
possible in many different ways, yielding many different results. So
the truth of the relevant counterfactuals seems to be underdetermined,
and an expression's extended contextual intensions seems to be
ill-defined.[*]
*[[A point of this sort is made by Stalnaker 1990.]]
Another problem: even if extended contextual intensions behave
coherently, they give results that are different from what we need.
For example, let S = 'I am uttering now'. S is a posteriori, so the
Core Thesis requires that its 1-intension be false at some worlds.
For example, it is desirable that S's 1-intension be false at an
utterance-free world. Let W be such an utterance-free centered world.
To evaluate S's contextual intension at W, we ask: if S were uttered
at the center of W, what would its extension be? It is clear that if
S were uttered in W, it would be true. So S's extended contextual
intension is true at W, and indeed is true at all worlds. So the Core
Thesis is still false for extended contextual intensions.
To get anything like the result that is needed, we would need to
evaluate S's extension in W without S being present in W. But it is
very hard to do that on the contextual model. On the contextual
understanding, 1-intensions are derivative on facts about the
extensions of various possible tokens, as uttered in various possible
contexts. It seems clear that on such an understanding, the
1-intension of a sentence such as 'There are sentence tokens' will
never be false.
I think that the idea of an extended contextual intension is getting
at something important: that we need to be able to evaluate an
expression's 1-intension in centered worlds that do not contain a
token of the expression. But this is the wrong way to achieve the
goal. To do this properly, I think we need to go beyond the
contextual understanding of 1-intensions.
One might suggest that to capture a token's cognitive significance, we
should not focus on a token's broadly linguistic properties, such as
its orthography, its semantic value, and its language. Instead, we
need to focus on its cognitive properties, which correspond to
mental features of the subject that produces the token. Some such
features include: the concept or belief that the token expresses; the
cognitive role associated with the token; and the intentions
associated with the token. Assuming that we have a way of
individuating the mental types in question, we can then classify
expression tokens under corresponding cognitive types.
For a given scheme of cognitive typing, one can then define the
cognitive contextual intension of an expression token as the
intension that maps a world centered on a token of the same cognitive
type to the extension of that token. In the three cases above: a
conceptual contextual intension will be defined at worlds centered
on a token expressing the same concept or belief; a cognitive-role
contextual intension will be defined at worlds centered on a token
associated with the same cognitive role; and an intention-based
contextual intension will be defined at worlds centered on a token
associated with the same intentions.
Assuming that one can make sense of the relevant typing, there is a
natural extension of this idea. One could define a sort of extended
cognitive contextual intension, defined at worlds that do not contain
the token at all, but merely contain the relevant mental feature. For
example, the extended conceptual contextual intension will be defined
at any world that contain the relevant concept at its center,
irrespective of whether it contains any token, and will return the
extension of the concept. (This assumes that concepts have
extensions, which seems reasonable enough.) The extended
cognitive-role contextual intension might be defined at any world
centered on a concept that plays the relevant cognitive role,
returning the concept's extension; and the extended intention-based
contextual intension will be defined at any world centered on a
concept is associated with the same intentions.
This sort of intension has some promise of dealing with the central
problems raised so far. In the case of 'A sentence token exists': one
can make a case that the extended conceptual contextual intension of
this expression is false at some centered worlds: those in which a
subject has the relevant concepts and the relevant thought, but in
which there are no sentence tokens. So the intension is not
necessary, reflecting the aposteriority of the sentence. The same
goes for 'Language exists', and for 'I am uttering now'. By allowing
intensions to be evaluated without relying on language, the
metalinguistic element of contextual intensions has been reduced or
eliminated.
Still, analogous problems arise. 'I am thinking now' will plausibly
have a necessary conceptual contextual intension, but it is plausibly
a posteriori: the thought itself is justified only by experience,
albeit by introspective experience. The same goes for 'I exist'. And
the same will apply to specific attributions of mental features: a
thought such as 'I have the concept concept' will be true whenever
it is thought, but it is not justifiable a priori. Something similar
applies to thoughts attributing certain cognitive roles or certain
intentions. So even here, some a posteriori sentences and thoughts
will have a necessary 1-intension.
As for the other main sort of problem discussed so far, that
associated with 'Water is H2O': a proponent might hold that although
Oscar and Twin Oscar do not have the same word 'water', their words
express the same concept, at least under one reasonable way of
individuating concept types. If so, then the conceptual contextual
intension of Oscar's token 'Water is H2O' will be false at the world
centered on Twin Oscar, as the Fregean conception requires. At the
same time, it might be undefined at the world centered on Steel Oscar
(since he seems to have a different concept), as required.
It is controversial, however, whether concepts (or roles or
intensions) can be individuated in a way that yields these results.
Many theorists hold that even a token concept expressed by 'water' has
its extension essentially, and that all concepts of the same type have
the same extension. If so, then a statement such as 'Water is H2O'
will have a necessary intension. They might concede that concepts or
thoughts can also be individuated syntactically or formally; but on
this way of doing things, 'All bachelors are unmarried' will have a
contingent intension. So either way, the Core Thesis is false.
One might argue that there is an intermediate way of individuating
concept types that yields the right results. But many will deny this.
It might be objected that this requires individuating concepts by
their narrow content (that aspect of their content that is
determined by a subject's intrinsic properties), and it is highly
controversial whether narrow content exists. Some think that the
two-dimensional framework can be used to give an account of narrow
content; but in this context, it seems illegitimate for the framework
to presuppose narrow content. This is a precise analog of the problem
that arose for the Fregean version of semantic contextual intensions
above.
I think that the situation here is not entirely clear. One could
argue with some plausibility that there is an intuitive sense in
which Oscar and Twin Oscar have the same concept, where there is no
corresponding intuitive sense that they have the same word. If so,
one could appeal to this intuitive sort of concept individuation to
ground some sort of conceptual contextual intension here. One might
arguably be able to do the same sort of thing with cognitive roles, or
intentions. But the intuitions in question are likely to be disputed
by many, so this approach will be at best weakly-grounded, unless one
can give some sort of independent account of the relevant concept
types.
On my view, (extended) cognitive contextual intensions are the sort of
contextual intensions that are closest to satisfying the Core Thesis.
But ultimately, the central problems arise for them too. One might
try appealing to related notions that carry features of the subject
across worlds: for example, an evidential contextual intension,
requiring sameness of evidence; a fixing contextual intension,
requiring sameness of reference-fixing procedures or intentions; a
physical contextual intension, requiring that subjects be physical
duplicates; functional, phenomenal, physical-phenomenal
contextual intensions, which require that subjects be functional,
phenomenal, and physical-phenomenal duplicates; and so on. But it is
not hard to see that all of these suggestions are subject to versions
of the problems mentioned above. So we still need an account of the
relevant intensions.
[One can also define other sorts of contextual intensions. One can
define hybrid contextual intensions, which type sentences according to
combinations of their orthographic, semantic, or linguistic
properties. One can define token-reflexive contextual intensions,
which turn on the extension of the original sentence token (not
type-identical tokens) in other contexts. One can define extended
contextual intensions, which turn on the extension that a sentence of
the relevant type would have had if it had been uttered in a
context. And one can define cognitive contextual intensions, which
turn on holding fixed a speaker's cognitive properties (as opposed to
a speaker's utterances) across centered worlds. I discuss intensions
of these sorts in Chalmers (2004). Some of them have interesting
properties, but a detailed examination suggests that none of them
satisfy the Core Thesis.]
Overall, it seems that there is no way to define contextual intensions
so that they satisfy the Core Thesis. Two central problems have
arisen repeatedly. First, by building in a token of the relevant
mental or linguistic type into the world of evaluation, the
constitutive connection with the a priori is lost. Second, for a
contextual intension to behave in a quasi-Fregean manner, we need to
antecedently classify tokens under some sort of quasi-Fregean type, so
that the framework cannot independently ground quasi-Fregean notions,
as was originally hoped.
Contextual intensions may still be useful for many purposes. But they
do not yield any restoration of the golden triangle, and in particular
they do not deliver a notion of meaning that is deeply tied to reason.
The fundamental problem is that although some contextual intensions
yield a reasonably strong correlation with the epistemic domain,
none are constitutively connected to the epistemic domain. To
restore the connection between meaning and reason, we need to approach
the two-dimensional framework in epistemic terms.
On the epistemic understanding of two-dimensional semantics, the
possibilities involved in the first dimension are understood as
epistemic possibilities, and the intensions involved in the first
dimension represent the epistemic dependence of the extension of our
expressions on the state of the world.
There are two key ideas here. The first is the idea of epistemic
space: there are many ways the world might turn out to be, and there
is a corresponding space of epistemic possibilities. The second is
the idea of scrutability: once we know how the world has turned out,
or once we know which epistemic possibility is actual, we are in a
position to determine the extensions of our expressions. Together,
these two ideas suggest than at expression can be associated with a
function from epistemic possibilities to extensions: an epistemic
intension.
Take the first idea first. There are many ways the world might be,
for all we know. And there are even more ways the world might be, for
all we know a priori. The oceans might contain H2O or they might
contain XYZ; the evening star might be identical to the morning star
or it might not. These ways the world might be correspond to
epistemically possible hypotheses, in a broad sense. Let us say that
a claim is epistemically possible (in the broad sense) when it is
not ruled out a priori. Then it is epistemically possible that water
is H2O, and it is epistemically possible that water is XYZ. It is
epistemically possible that Hesperus is Phosphorus, and epistemically
possible that Hesperus is not Phosphorus.
Just as one can think of metaphysically possible hypotheses as
corresponding to an overarching space of metaphysical possibilities,
one can think of epistemically possible hypotheses as corresponding to
an overarching space of epistemic possibilities. Some possibilities
in the space of metaphysical possibilities are maximally specific:
these can be thought of as maximal metaphysical possibilities, or as
they are often known, possible worlds. In a similar way, some
possibilities in the space of epistemic possibilities are maximally
specific: these can be thought of as maximal epistemic
possibilities, or as I will call them, scenarios.
A scenario corresponds, intuitively, to a maximally specific way the
world might be, for all one can know a priori. Scenarios stand to
epistemic possibility as possible worlds stand to metaphysical
possibility. Indeed, it is natural to think of a scenario as a sort
of possible world, or better, as a centered possible world. There
are some complications here, but for the moment it is helpful to think
of scenarios intuitively in such terms.
For any scenario, it is epistemically possible that the scenario is
actual. Intuitively speaking, for any world W, it is epistemically
possible that W is actual. And for any centered world W, it is
epistemically possible that W is actual. Here the center represents a
hypothesis about my own location within the world. In entertaining
the hypothesis that W is actual, I entertain the hypothesis that the
actual world is qualitatively just like W, that I am the subject at
the center of W, and that now is the time at the center of W.
For example, let the XYZ-world be a specific centered "Twin Earth"
world, in which the subject at the center is surrounded by XYZ in the
oceans and lakes. Then no amount of a priori reasoning can rule out
the hypothesis that the XYZ-world is my actual world: i.e., that I am
in fact living in such a world, where the liquid in the oceans and
lakes around me is XYZ. So the XYZ-world represents a highly
specific epistemic possibility.
When we think of a world as an epistemic possibility in this way, we
are considering it as actual. On the epistemic understanding, to
consider a world W as actual is to consider the hypothesis that W is
one's own world. When one considers such a hypothesis, in effect
considers the hypothesis that D is the case, where D is a statement
giving an appropriate description of W. One can think of D,
intuitively, as a description of W in neutral qualitative terms, along
with a specification in indexical terms of a center's location in W.
I will return to this matter later.
The second key idea is that of scrutability: the idea that there is a
strong epistemic dependence of an expression's extension on the state
of the world. If we come to know that the world has a certain
character, we are in a position to conclude that the expression has a
certain extension. And if we were to learn that the world has a
different character, we would be in a position to conclude the
expression has a different extension. That is: we are in a position
to come to know the extension of an expression, depending on which
epistemic possibility turns out to be actual.
If we take the case of 'Water is H2O': we can say that given that the
world turns out as it actually has, with H2O in the oceans and lakes,
then it turns out that water is H2O. So if the H2O-world is actual,
water is H2O. But if we were to discover that the oceans and lakes in
the actual world contained XYZ, we would judge that water is XYZ. And
even now, we can judge: if it turns out that the liquid in the
oceans and lakes is XYZ, it will turn out that water is XYZ. Or we
can simply say: if the XYZ-world is actual, then water is XYZ.
The same goes more generally. If W1 is a specific scenario in which
the morning and evening star are the same, and W2 is a scenario in
which the morning and evening star are different, then we can say: if
W1 is actual, then Hesperus is Phosphorus; if W2 is actual, then
Hesperus is not Phosphorus. The same goes, in principle, for a very
wide range of scenarios and statements. Given a statement S, and
given enough information about an epistemically possible state of the
world, we are in a position to judge whether, if that state of the
world obtains, S is the case.
All this is reflected in the way we use language to describe and
evaluate epistemic possibilities. It is epistemically possible that
water is XYZ. It is also epistemically possible that the XYZ-world is
actual. And intuitively speaking, the epistemic possibility that the
XYZ-world is actual is an instance of the epistemic possibility that
water is XYZ. We can say as above: if the XYZ-world turns out to be
actual, it will turn out that water is XYZ. We might also use a
straightforward indicative conditional: if the XYZ-world is actual,
then water is XYZ. Or we can use the Ramsey test, commonly used to
evaluate indicative conditionals: if I hypothetically accept that the
XYZ-world is actual, I should hypothetically conclude that water is
XYZ.
We can put all this by saying that the XYZ-world verifies 'Water is
XYZ', where verification is a way of expressing the intuitive relation
between scenarios and sentences described above.[*] Intuitively, a
scenario W verifies a sentence S when the epistemic possibility that W
is actual is an instance of the epistemic possibility that S is the
case; or when we judge that if W turns out to be actual, it will turn
out that S is the case; or if the indicative conditional 'if W is
actual, then S is the case' is rationally assertible, or if
hypothetically accepting that W is actual leads to hypothetically
concluding that S is the case. We can also say that when W verifies
S, W makes S true when it is considered as actual. Verification
captures the way that we use language to describe and evaluate
epistemic possibilities.
*[[The term 'verify' is used for a related idea in Evans 1979. See
also Yablo 1999.]]
This dependence can be represented by the epistemic intension of a
sentence S. This is a function from scenarios to truth-values. If a
scenario W verifies S, then S's epistemic intension is true at W; if W
verifies ~S, then S's epistemic intension is false at W; otherwise,
S's epistemic intension is indeterminate at W. So the epistemic
intension of 'Water is XYZ' is true at the XYZ-world.
Given this intuitive conception of epistemic intensions, there is a
strong prima facie case that they satisfy the Core Thesis. When S is
a priori, we would expect that every scenario verifies S. And when S
is not a priori, ~S is epistemically possible, so we would expect that
there is a scenario that verifies ~S. If these claims hold true, then
S is a priori iff S has a necessary epistemic intension (one that is
true at all scenarios).
Epistemic intensions resemble contextual intensions in some
superficial respects, but they are fundamentally quite different. The
central difference, as we will see, is that epistemic intensions are
defined in epistemic terms. From what we have seen so far, epistemic
intensions behave at least somewhat as one would like a quasi-Fregean
1-intension to behave. But to investigate this matter, we must define
the relevant notions more precisely.
The intuitive picture of the epistemic understanding above can be
regarded as capturing what is essential to an epistemic understanding.
To fill in the picture, however, a more precise analysis is required.
What follows is one way to flesh out these details. Not all of the
details that follow are essential to an epistemic account per se,
but they provide a natural way of elaborating such an account.[*]
*[[Note that some of these details are necessarily complex, and some
readers may prefer to skim the remainder of this section or skip ahead
to section 4 on a first reading. Some other papers cover some of this
material in more depth: notably, "The Nature of Epistemic Space"
(Chalmers forthcoming), which covers the issues in 3.4 in more detail;
"Conceptual Analysis and Reductive Explanation" (Chalmers and Jackson
2001), which is especially relevant to the issues in 3.6; and "Does
Conceivability Entail Possibility?" and "On Sense and Intension"
(Chalmers 2002a and 2002b), which discuss a number of aspects of these
issues that are not discussed here.]]
Starting with the intuitive picture, we can say that the epistemic
intension of a sentence token is a function from a space of scenarios
to the set of truth-values, such that:
When the conditions specified here obtain, we can also say that W
verifies S. The epistemic intension of S will be false at W when W
verifies ~S, and it will be indeterminate at W when W verifies neither
S nor ~S.
Rather than leaving the notion of "the hypothesis that W is actual" as
primitive, it is useful (although not mandatory) to invoke the notion
of a canonical description of a scenario. We can then characterize
an epistemic intension as follows.
It remains to clarify three notions: the notion of a scenario, that of
a canonical description, and that of epistemic necessitation. I
investigate each of these in what follows.
First, we need to say more about epistemic possibility and necessity.
The epistemic understanding of two-dimensional semantics is grounded
in a notion of deep epistemic possibility, or equivalently, of deep
epistemic necessity. In the ordinary sense, we say that S is
epistemically possible roughly when S may be the case for all we know,
and that S is epistemically necessary roughly when we are in a
position to know that S is the case. A notion of deep epistemic
necessity goes beyond this sort of dependence on the shifting state of
an individual's knowledge, to capture some sort of rational must: a
statement is deeply epistemically necessary when in some sense, it
rationally must be true.
Such a notion can be understood in various ways, but for our purposes
there is a natural candidate. We can say that S is deeply
epistemically necessary when it is a priori: that is, when the
thought expressed by S can be justified independently of experience,
yielding a priori knowledge. (I say more about the notion of
apriority in section 3.9) Then S is deeply epistemically possible when
the negation of S is not epistemically necessary: that is, when the
thought that S expresses cannot be ruled out a priori. Henceforth, I
will usually drop the modifiers "deep" and "deeply", and speak simply
of epistemic possibility and necessity.
In this sense, 'Water is XYZ' is epistemically possible: one cannot
know a priori that water is not XYZ. In the same way, 'Hesperus is
not Phosphorus' is epistemically possible, as is 'I am not a
philosopher'. On the other hand, 'Some bachelors are married' is not
epistemically possible, and 'All bachelors are married' is
epistemically necessary. Similarly, one can argue that 'Hesperus has
never been visible in the evening sky' is epistemically impossible,
and that its negation is epistemically necessary.
A claim is deeply epistemically possible, intuitively speaking, when
it expresses a rationally coherent hypothesis about the actual world.
The standards of rational coherence here are in one sense weaker than
usual: if a hypothesis conflicts with empirical knowledge, it may
still be deeply epistemically possible. The standards are in another
sense stronger than usual: if a hypothesis can be ruled out only by a
great amount of a priori reasoning, it is nevertheless deeply
epistemically impossible. It is possible to define notions of
possibility that meet different standards, but the current standards
are best for our current purposes.
The epistemic necessity operator applies to both sentence types and
sentence tokens. We require this as the sentences S whose epistemic
intensions we are defining are tokens, and it is possible for two
sentence tokens of the same linguistic type to have different
epistemic properties (for the reasons, see section 3.8). The
canonical descriptions D of scenarios, on the other hand, are sentence
types, using expressions whose epistemic properties are fixed by the
language. We also need an epistemic necessitation operator between
sentence types of this sort and sentence tokens.
An epistemic necessity operator of this sort can be seen as a
primitive of the system I am developing. On the picture where
epistemic necessity corresponds to apriority, we can characterize its
properties intuitively as follows. Let us say that thoughts are the
sort of occurrent propositional attitudes expressed by assertive
sentences. Then a sentence token S is epistemically necessary when
the thought expressed by S can be justified independently of
experience, yielding a priori knowledge. A sentence type D is a
priori when it is possible for a token of S to be epistemically
necessary. A sentence type D epistemically necessitates a sentence
token S when a material conditional 'D ⊃ S' is epistemically
necessary, where this is understood as a possible token material
conditional whose constituent token of S expresses the same thought as
the original token. I will say more about the characterization of
epistemic necessity in section 3.9, but this understanding will
suffice for present purposes.
We can now say that a scenario W verifies a sentence token S when a
material conditional 'D ⊃ S' is epistemically necessary, where D is a
canonical description of W. If epistemic necessity is understood as
apriority, then on this model a scenario W verifies a sentence S when
one could in principle rule out a priori the hypothesis that W is
actual but S is not the case.
This definition works naturally with the characterizations we will
give of scenarios and of canonical descriptions, but it should be
noted that this is not the only possible definition. There are
various ways in which an epistemic framework might characterize the
required relationship between D and S in other terms, which need not
appeal directly to notions such as apriority.
For example, one might appeal to the intuitive heuristics described
earlier. One could say that W verifies S when the epistemic
possibility that W is actual is an instance of the epistemic
possibility that S is the case. Or appealing to canonical
descriptions, one could say that W verifies S when the epistemic
possibility that D is the case is an instance of the epistemic
possibility that S is the case. Here one might leave this intuitive
evaluation of epistemic possibilities as a primitive, much as the
intuitive evaluation of counterfactual possibilities is often taken as
a primitive.
Alternatively, one could ground epistemic necessitation in indicative
conditionals: D epistemically necessitates S when the indicative
conditional "if D is the case, then S is the case" is intuitively
acceptable on rational reflection. (See Chalmers 1998 for a
discussion of this approach.) In a closely related idea, one could
ground epistemic necessitation in the Ramsey test: D epistemically
necessitates S (relative to a subject) when if the subject
hypothetically accepts that D is the case, the subject should
rationally conclude that S is the case. The latter approach yields
what we might call the Ramsey intension of an expression: the Ramsey
intension of a subject's expression S is true at W when if the subject
hypothetically accepts that D is the case (where D is a canonical
description of W), the subject should rationally conclude that S is
the case.
Ramsey intensions behave very much like epistemic intensions as
defined above. It is plausible they often yield the same results: for
example, both the epistemic intension and the Ramsey intension of
"water is H2O" are plausibly false at the XYZ-world. There are
arguably some cases where they yield different results. For example,
Yablo (2002) has argued that the indicative conditional "if 'tail'
means leg, then tails are legs" is acceptable. If so, then the Ramsey
intension of 'tails are legs' may be true in a world where 'tail'
means legs, but the epistemic intension will not. (See Chalmers 2002a
for discussion.) Likewise, if I accept that I have recently been
given a drug that corrupts my adding abilities, then I should arguably
suspend judgment about whether 57 plus 46 is 103. If so, the Ramsey
intension of "57+46=103" will plausibly be indeterminate in a scenario
where the subject at the center has been given such a drug, but the
epistemic intension will not. It may that the Ramsey test can be
understood in a way that handles the cases above differently, so that
Ramsey intensions behave in the way that a Fregean intension should,
but the matter is not entirely clear.
Ramsey intensions are a sort of epistemic intension in the
general sense, as they are defined in epistemic terms. But where
epistemic intensions as defined above are grounded in the notion of
apriority, Ramsey intensions are grounded in the notion of rational
inference. This has certain advantages: for example, those who are
skeptical about apriority usually still accept that there is a
coherent notion of rational inference. In what follows I will usually
stay with epistemic intensions grounded in a notion of apriority, but
the possibility of alternative understandings should be kept in mind.
These alternative understandings suggest that the epistemic
understanding of the two-dimensional framework is not entirely
beholden to the notion of apriority. Even if one rejects apriority,
or if one rejects the application of apriority in this context, one
should not reject the epistemic understanding. It is a prima facie
datum that there is an epistemic dependence between
epistemic possibilities and sentences, of the sort that was
intuitively characterized earlier. One who rejects apriority will
simply need to capture this dependence in other ways. My own view is
that the understanding in terms of apriority runs the deepest, but the
alternatives deserve exploration.
We can here note a fundamental difference between all of these sorts
of epistemic evaluation and contextual evaluation. To evaluate a
sentence S in a scenario W, there is no requirement that W contain a
token of S. Even if W contains such a token, the definition gives it
no special role to play. All that matters is the first-order
epistemic relation between D and S, not whether D says something
metalinguistic about a token of S. More generally, metalinguistic
facts about how a token of S would behave in certain possible
circumstances play no role in defining epistemic intensions. We will
see shortly how this enables us to deal straightforwardly with the
problem cases for contextual intensions.
Scenarios are intended to stand to epistemic possibility as possible
worlds stand to metaphysical possibility. This claim can be expressed
by the following:
In effect, the Plenitude Principle says that there are enough
scenarios to verify every epistemically possible claim, and that no
scenario verifies an epistemically impossible claim. It is easy to
see that if we understand epistemic necessity as apriority, the
Plenitude Principle is equivalent to the Core Thesis. (I give it a
different name to leave open the option of understanding epistemic
necessity in different terms.) So the only question is whether we can
understand scenarios and verification so that the Plenitude Principle
is true.
Intuitively, a scenario should correspond to a maximally specific
epistemically possible hypothesis, or (for short) a maximal
hypothesis: a hypothesis such that if one knew that it were true, one
would be in a position to know any truth by reasoning alone. (Note
that talk of "hypotheses" here is intuitive; formalizations of the
relevant notions will follow.) We might say that a hypothesis H1
leaves another hypothesis H2 open if the conjunctions of H1 with
both H2 and its negation are epistemically possible. A maximal
hypothesis is one that leaves no possible hypothesis open. To every
scenario, there should correspond a maximal hypothesis, and vice
versa.
There are two concrete ways in which we might understand scenarios.
The first is the way we have already sketched: as centered possible
worlds. The uncentered part of the world corresponds to a hypothesis
about the objective character of one's world. The centered part is
needed to handle indexical claims, such as "I am in Australia". If we
are given only a full objective description of a world, numerous
indexical hypotheses will be left open, so such a description does not
correspond to a maximal hypothesis. Correspondingly, there are
numerous epistemically possible (but incompatible) objective-indexical
claims: e.g. "the world is objectively thus and I am a philosopher"
and "the world is objectively thus and I am not a philosopher". We
need distinct scenarios to verify these claims: hence centered worlds.
There is good reason to believe that for every centered world, there
is a corresponding maximal hypothesis, at least if we describe worlds
under the right sort of canonical description. (It is arguable that
for certain indexical hypotheses involving demonstratives, one may
need further information in the center of the world: marked
experiences, as well as a marked subject and time. But I will leave
this matter to one side.) And one can easily make the case that an
epistemically impossible sentence will be verified by no centered
world (if it were so verified, it would not be epistemically
impossible). The residual question is whether there are enough
centered worlds to correspond to all maximal hypotheses, and to
verify all epistemically possible statements. This matters turns on
the following thesis:
The standard Kripkean cases of statements that are epistemically
possible but metaphysically impossible are straightforwardly
compatible with this thesis. For each such statement S, there is
some way the world could turn out such that if things turn out that
way, it will turn out that S is the case; and each of these ways the
world could turn out can be seen as a centered world. In the case of
'Water is XYZ', the XYZ-world is such a world; something similar
applies to other cases. One might worry about how a metaphysically
possible world (the XYZ-world) can verify a metaphysically impossible
statement ('Water is XYZ')? But two-dimensional evaluation makes this
straightforward: 'Water is XYZ' is true at the XYZ-world considered as
actual, but false at the XYZ-world considered as counterfactual. The
metaphysical impossibility of 'Water is XYZ' reflects the fact that it
is false at all worlds considered as counterfactual. But this is
quite compatible with its being true at some worlds considered as
actual.
Are there any counterexamples to the Metaphysical Plenitude thesis? I
have argued elsewhere (Chalmers 2002a) that there are no such
counterexamples. Certainly, there are no clear cases of
epistemically possible claims that are verified by no centered world.
Still, some controversial philosophical views entail that there are
such cases. For example, some theists hold that it is necessary that
an omniscient being exists, while also holding that it is not a priori
that an omniscient being exists. If so, "No omniscient being exists"
will be a counterexample to Metaphysical Plenitude: it will be an
epistemically possible statement that is verified by no possible
world. In effect, on this view the space of metaphysical
possibilities is smaller in some respects than the space of
epistemic possibilities.
The same goes for some other philosophical views. On some views on
which the laws of nature of our world are the laws of all worlds, for
example, the negation of a law of nature will be a counterexample to
Metaphysical Plenitude. On views on which a mathematical claim (such
as the Continuum Hypothesis) can be necessarily true but not knowable
a priori, the negation of such a claim will be a counterexample to
Metaphysical Plenitude. On some versions of the epistemic theory of
vagueness, some claims involving vague terms (e.g. the statement that
someone of a certain height is tall) may be a counterexample to
Metaphysical Plenitude. On some materialist views about
consciousness, the claim that there are zombies (unconscious physical
duplicates of conscious beings) may be a counterexample to
Metaphysical Plenitude. If these views are correct, there will be
epistemically possible claims that are not verified by any centered
metaphysically possible worlds. If so, Metaphysical Plenitude (and
the Core Thesis for epistemic intensions over centered metaphysically
possible worlds) will be false.
All of these views are highly controversial, and I have argued
elsewhere (Chalmers 2002a) that all of them are incorrect. One can
plausibly argue in reverse: the Metaphysical Plenitude thesis, which
appears to fit all standard cases, gives us reason to reject these
controversial views. More deeply, one can argue that these views rest
on a mistaken conception of metaphysical possibility and necessity.
My own view is that a careful analysis of the roots of our modal
concepts supports constitutive links between epistemic and
metaphysical modal notions, and thereby grounds the Metaphysical
Plenitude thesis. If this is correct, then understanding scenarios in
terms of centered worlds yields epistemic intensions that satisfy the
Core Thesis.
It is nevertheless useful to have an approach to the space of
epistemic possibilities that is neutral on these substantive questions
about metaphysical possibility. This allows even those philosophers
who deny Metaphysical Plenitude to make use of the notion of an
epistemic intension, and allows a maximally general defense of the
epistemic understanding of two-dimensional semantics.
The alternative is to understand scenarios in purely epistemic terms
from the start. One might reasonably hold that since we want
epistemic intensions to be constitutively connected to the epistemic
realm, we need not invoke the metaphysical modality at all. Instead,
we can do things wholly in terms of the epistemic modality. There are
a couple of ways one might proceed here. One could introduce the
notion of a scenario (a maximal epistemic possibility) as a modal
primitive, in the same way that some philosophers introduce the notion
of a world (a maximal metaphysical possibility) as a modal primitive.
Or one could try to construct scenarios directly out of materials
that are already at hand.
I take the second course in Chalmers (forthcoming), examining a
detailed construction. I do not have space to do that here, but I can
give a brief idea of how one might proceed. The idea I will outline
is a linguistic construction of scenarios, constructed out of
linguistic expressions in an idealized language, along with a basic
operator of epistemic possibility.
Let us say that a sentence D of a language L is epistemically
complete when (i) D is epistemically possible, and (ii) there is no
sentence S of L such that both D&S and D&~S are epistemically
possible. When D is epistemically complete, it is in effect as
specific as an epistemically possible sentence can be. Let us say
that D is compatible with H when D&H is epistemically possible, and
D implies H when D&~H is epistemically impossible (that is, when
there is an a priori entailment from D to H). Then if D is
epistemically incomplete, it leaves questions open: there will be H
such that D is compatible with H but D does not imply H. If D is
epistemically complete, D leaves no questions open: if D is compatible
with H, D implies H. Note that D need not explicitly include every
such hypothesis as a conjunct; these hypotheses need only be implied.
Intuitively, scenarios should correspond to epistemically complete
hypotheses, whether or not they are expressible in a language such
as English. It is likely that actual languages do not have the
expressive resources to express an epistemically complete hypothesis,
as they are restricted to finite sentences and have a limited lexicon.
So for the purposes of this construction, we need to presuppose an
idealized language that can express arbitrary hypotheses. In
particular, our language L should allow infinitary sentences (at least
infinitary conjunctions) and should have terms that express every
possible concept, or at least every concept of a certain sort. It is
also important that expressions in L are epistemically invariant, so
that there cannot be two tokens S1 and S2 of the same sentence type
(used with full competence) such that S1 is epistemically necessary
and S2 is not. The exact requirements for L raise subtle issues, but
we can pass over them here.
We can then focus on epistemically complete sentences of L. By the
idealization, every such sentence will express a maximally specific
hypothesis, and vice versa. So scenarios should correspond to
epistemically complete sentences in L, although perhaps with more than
one such sentence per scenario. We can say that two sentences S and T
are equivalent when S implies T and T implies S (that is, when S&~T
and T&~S are epistemically impossible). Any epistemically complete
sentences in L will then fall into an equivalence class. We can now
identify scenarios with equivalence classes of epistemically complete
sentences in L. To anticipate the definition of verification: we can
also say that a scenario verifies a sentence S (of an arbitrary
language) when D implies S, where D is an epistemically complete
sentence of L in the scenario's equivalence class.
Defined this way, scenarios are tailor-made to satisfy the Plenitude
Principle. This principle requires the following:
Here S may be a sentence token in any language (not necessarily in L).
To see the plausibility of this thesis, first note that because L has
unlimited expressive power, some epistemically possible sentence S1 of
L will imply S. Second, it is plausible that any epistemically
possible sentence S1 of L is implied by some epistemically complete
sentence D of L. Intuitively, to obtain D from S1, one simply
conjoins arbitrary sentences that are epistemically compatible with S1
(and other conjoined sentences) until one can conjoin no more. The
issue is not completely trivial, there might be endless infinitary
conjunction with no maximal point, but under certain reasonable
assumptions, such a sentence will exist. If so, then every
epistemically possible sentence is verified by some scenario. In
reverse, it is clear that any sentence verified by a scenario is
epistemically possible. So the corresponding version of the Plenitude
Principle is plausibly true.
In effect, this construction formalizes the intuitive idea of a
maximal hypothesis: a maximal hypothesis is equivalent to an
equivalence class of epistemically complete sentences in an idealized
language. We might say that where the first-approach takes a
metaphysical approach to scenarios, on which they correspond to
centered metaphysically possible worlds, the second approach takes an
epistemic approach to scenarios, on which they correspond to maximal
hypotheses.
What is the relationship between the two constructions? My own view
is there is a close correspondence: every centered world corresponds
to a maximal hypothesis, and every maximal hypothesis corresponds to a
centered world. (Not quite one-to-one: in certain cases there may be
more than one centered world per maximal hypothesis, for example when
there are symmetrical worlds with symmetrically corresponding
centers.[*]) If so, then the Plenitude Principle will plausibly be
satisfied either way. But philosophers who deny Metaphysical
Plenitude will deny the close correspondence, holding that there are
maximal hypotheses that correspond to no centered world. For example,
a philosopher who holds that 'There is an omniscient being' is
necessary but not a priori will hold that there is a maximal
hypothesis that verifies the sentence in question, but that there is
no centered metaphysically possible world in the vicinity. Such a
philosopher should embrace the epistemic approach to scenarios.
*[[See Chalmers forthcoming, section 4(4) for more on ways in which
there could be more than one centered world per maximal hypothesis.
Schroeter (2004) raises the possibility that there are intrinsic
properties for which there is no semantically neutral conception. If
there are such properties, then this is another source of a
many-to-one correspondence. If such properties exist, then an
epistemically complete description of a centered world may not need to
specify their precise distribution. If so, then an epistemically
complete description need not be ontologically complete, and more than
one centered world (with different but isomorphic distributions of
intrinsic properties) may correspond to the same maximal
hypothesis.]]
The epistemic approach to scenarios is grounded more purely in the
epistemic realm, and its central theses require fewer commitments than
the metaphysical approach. For this reason, one can argue that the
epistemic approach to scenarios is more basic. Centered worlds are
more familiar and are useful for various applications, however, so I
will use both understandings of scenarios in what follows.
On either understanding, one scenario will be privileged with respect
to any statement token as the actualized scenario at that token. On
the world-based view, this will be the world centered on the speaker
and the time of utterance. On the epistemic view, this will
correspond to the maximal hypothesis that is true of the world from
the speaker's perspective at the time of utterance. In general, we
expect that when an expression token's epistemic intension is
evaluated at the scenario that is actualized at that token, the result
will be the token's extension.
When we consider a scenario as actual, in order to evaluate an
expression, we always grasp it under a description. This raises an
issue. A scenario can be described in multiple ways, and it is not
obvious that all such descriptions will give equivalent results. So
we have to isolate a special class of canonical descriptions of
scenarios under which they must be considered.
If we take the epistemic approach to scenarios by the second
construction above, the choice will be straightforward. A scenario
will correspond to an equivalence class of epistemically complete
sentences. Here, we can say that a canonical description of the
scenario is any sentence in the corresponding equivalence class.
Because all of these sentences are equivalent under implication, they
will all give the same results under verification.
If we take the metaphysical approach to scenarios, things are more
complicated. Here, we require that a canonical description be a
complete neutral description of the world. Both neutrality and
completeness need explanation.
First, neutrality. To describe a world, we must choose sentences that
are true of it. But will these be sentences true of the world
considered as actual, or of the world considered as counterfactual?
If we choose the first, there is a danger of circularity: evaluation
of a world considered as actual will be defined in terms of canonical
descriptions, which will be defined in terms of evaluation of worlds
considered as actual. If we choose the second, there is a danger of
incoherence: the framework requires that the XYZ-world verifies 'water
is not H2O', but 'Water is H2O' is true of the XYZ-world considered as
counterfactual. Either way, we need to ensure that sentences such as
'Water is H2O' are not present within canonical descriptions of the
XYZ-world.
The solution is to restrict canonical descriptions to semantically
neutral expressions. Intuitively, a semantically neutral expression
is one that behaves the same whether one considers a world as actual
or as counterfactual. We cannot simply define a semantically
neutral expression in this way, since the definition presupposes
evaluation in a world considered as actual, and this evaluation (as
developed here) presupposes the notion of a canonical description.
But nevertheless we have a good grasp on the notion. For example,
'water' and 'Hesperus' are not semantically neutral; but 'and',
'philosopher', 'friend', 'consciousness', and 'cause' plausibly are.
One could rely on our intuitive grasp of this notion for current
purposes, or one could seek to define it.
One promising approach is to define such an expression as one that is
not "Twin-Earthable". We can say that two possible individuals (at
times) are twins if they are physical and phenomenal duplicates; we
can say that two possible expression tokens are twins if they are
produced by corresponding acts of twin speakers. Then a token is
Twin-Earthable if it has a twin with a different 2-intension. This
test works for many purposes. A semantically neutral term (in the
intuitive sense) is never Twin-Earthable. But the reverse is not
quite the case. For example, let L be an expression that functions to
rigidly designate the speaker's height. Then any twin of L will have
the same 2-intension (since a twin speaker will have the same height),
but L is not semantically neutral. One might respond by watering down
the requirements of physical and phenomenal duplication (perhaps to
some sort of mental duplication), but similar cases will still arise:
e.g. if M is an expression that rigidly picks out 1 if the speaker
has visual experience, and 0 if not, then M will be Twin-Earthable
even by this sort of standard, but not semantically neutral.[*]
*[[Non-Twin-Earthability is related to Bealer's (1996) notion of
semantic stability: "an expression is semantically stable iff,
necessarily, in any language group in an epistemic situation
qualitatively identical to ours, the expression would mean the same
thing" (Bealer 1996, p. 134). It is clear that semantic stability
cannot be used to characterize semantic neutrality, for same reasons
as in the case of non-Twin-Earthability. For example, the expression
M in the text is semantically stable but not semantically neutral.]]
A better characterization might be as follows: a semantically neutral
expression is one whose extension in counterfactual worlds does not
depend on how the actual world turns out (that is, on which
epistemically possible scenario turns out to be actual). This is an
intuitive characterization rather than a formal characterization: it
invokes the intuitive idea of dependence of counterfactual extensions
on the actual world, and formalizing this idea would require something
equivalent to the two-dimensional framework (with ensuing
circularity). But nevertheless, we have a good grip on the notion.
In this sense, it is clear that most names, natural kind terms, and
indexicals are not semantically neutral (and neither are L or M
above), while numerous other terms (such as those listed above) are
semantically neutral.
A precise formal characterization of semantic neutrality remains an
open question for future research. One might try a characterization
wholly in terms of our modal operators of epistemic and metaphysical
necessity (i.e., apriority and necessity), but it is not entirely
clear how this would work. In the meantime, the intuitive
characterization suffices for our purposes. It is also useful to
stipulate that terms with context-dependent behavior, such as "heavy",
are not semantically neutral. This allows us to describe worlds using
expression types and not just expression tokens.
To characterize a centered world, semantically neutral terms must be
supplemented by some indexical terms, to characterize the location of
a center. The best way to do this is the following. We can say that
a statement is in canonical form when it has the form D & 'I am D1' &
'now is D2', where D, D1, and D2 are all semantically neutral, and D1
and D2 are identifying predicates relative to the information in D
(that is: D implies 'Exactly one individual is D1' and 'Exactly one
time is D2'). We can say that a neutral description of a centered
world is a statement in canonical form such that D is true of the
world, D1 is true of the subject at the center, and D2 is true of the
time at the center. (If the center of a centered world includes
entities other than an individual and a time, then one can extend
similar treatment to these entities.)
In a few cases involving completely symmetrical worlds, there may be
no identifying predicates available: that is, there may be no
semantically neutral predicates true only of the individual (or time)
at the center. In that case, one can invoke a maximally specific
predicate instead: a predicate D1 such that for all D2 true of the
center, D entails 'everything that is D1 is D2'. Here, two centered
worlds that differ only in symmetrical placement of the center may
yield the same canonical description. This is reasonable, as
intuitively both worlds correspond to the same maximal hypothesis.
Second, completeness. We require that a canonical description be a
complete neutral description of a centered world. There are two
possibilities here. First, we can appeal to a criterion in terms of
(metaphysical) necessity. Let us say that a semantically neutral
description of a world is ontologically full when it (metaphysically)
necessitates all semantically neutral truths about that world, and is
minimal among the class of descriptions with this property. For
example, if physicalism is true, a full semantically neutral
specification of fundamental physical truths will be ontologically
full. Then an ontologically complete neutral description of a
centered world is a neutral description where the first
(non-indexical) component of the description is ontologically full.
Alternatively, we can appeal to epistemic completeness. In this
sense, a complete neutral description of a centered world is simply a
neutral description that is epistemically complete. This requires the
claim that for any centered world, there exists an epistemically
complete neutral description. This claim is nontrivial, but there are
good grounds to accept it. One can argue that although non-neutral
terms are modally distinctive, they do not add fundamentally new
epistemic power to a language, so that neutral terms constitute what
I call an epistemic basis (see section 3.6) for the space of
epistemic possibilities.
It is not hard to see that if Metaphysical Plenitude is correct, then
an ontologically complete neutral description will also be a
epistemically complete neutral description.[*] If so, we can then use
either criterion for a canonical description. There will arguably be
more explanatory power, however, in using a complete description in
the ontological sense, and then allowing this description to
epistemically determine all truths about a world considered as actual.
*[[The statement of Metaphysical Plenitude uses the notion of
verification, which in turn requires the notion of a canonical
description. For the purposes of interpreting Metaphysical
Plenitude, we can assume that the canonical descriptions are required
to be epistemically complete. If Metaphysical Plenitude formulated
this way is correct, ontologically complete descriptions will give the
same results as epistemically complete descriptions.]]
If Metaphysical Plenitude is false, then the two criteria will not
coincide. An ontologically complete neutral description will not be
epistemically complete, and it will leave some hypotheses unsettled
(e.g. the complete physical truth about the world may leave the
Continuum Hypothesis unsettled, even if it is necessarily true). If
we require that canonical descriptions be ontologically complete, the
epistemic intensions of these hypotheses will have an indeterminate
truth-value. A consequence may be that when an expression's epistemic
intension is evaluated at the actual centered world of the expression,
it does not yield the expression's extension (e.g., the epistemic
intension of CH may be indeterminate at the actual world, even if CH
is true). If, on the other hand, we require epistemic completeness,
then the epistemic intensions of the relevant claims will have a
determinate truth-value (e.g. the epistemic intension of CH will be
true or false at the world according to whether CH itself is true or
false there). One might do things either way, depending on one's
purposes, although perhaps the second is best overall. In any case,
this situation will not matter much for our purposes, since we already
know that if Metaphysical Plenitude is false, then the Core Thesis
will be false when scenarios are understood as centered worlds.
(A third alternative is to require "qualitative completeness", where
this is characterized as in Chalmers (2002a) in terms of a notion of
positive conceivability. This yields a notion that is usefully
intermediate between epistemic completeness and ontological
completeness. But I will leave this option aside here.)
It is clear that if scenarios are understood as centered worlds, the
characterization of canonical descriptions is significantly more
complicated than if scenarios are understood in wholly epistemic
terms. This may be another point in favor of the purely epistemic
understanding of scenarios.
Given the epistemic understanding of scenarios, one might have the
following worry: the epistemic intension of a sentence may be
well-defined, but it is trivial. The triviality comes from the
requirement that descriptions be epistemically complete. In may worry
that in order for a description to be epistemically complete, it will
need to specify the truth or falsity of most sentences S explicitly.
For example, 'Water is H2O' will be true precisely in those scenarios
that have 'Water is H2O' in their canonical description, and it will
be false precisely in those scenarios that have 'Water is not H2O' in
their canonical description. If this sort of thing is typical, then
epistemic evaluation as defined will have an uninteresting structure.
A related worry arises on the metaphysical understanding of scenarios.
Here, the issue concerns the thesis (mentioned in the previous
section) that there is an epistemically complete neutral description
of any centered world. If one had the worry just mentioned about
'Water is H2O', one might worry that an epistemically complete
description of a centered world requires non-neutral terms, such as
'water'. The key question is whether the truth-value of all sentences
S is epistemically necessitated by a description of a centered world
in terms of semantically neutral expressions plus indexicals. If this
is not the case, then as defined, the epistemic intension of the
relevant sentences will be indeterminate at the relevant centered
worlds.
These worries are reasonable enough, but I think that they are
ultimately unfounded. In what follows, I will concentrate on the
worry that applies to the epistemic understanding, but similar
considerations also apply to the metaphysical understanding. To
answer the worry, one needs to make the case that epistemically
complete descriptions do not need to specify the truth or falsity of
most statements explicitly, so that epistemic evaluation does not have
a trivial structure. To see this, it is useful to focus on the
actual world, and consider what an epistemically complete
description of this world must contain. The sort of argument I give
here is presented in much more depth by Chalmers and Jackson (2001)
and Chalmers (2002a); but here I will give the basic idea.[*]
*[[Chalmers and Jackson (2001) can be seen as be seen as providing a
crucial part of the foundation for the two-dimensional framework as it
is understood here, even though the framework is hardly mentioned in
the paper (which is packaged as a response to Block and Stalnaker on
the explanatory gap). Section 3 of the paper in effect argues for
the scrutability thesis in a general form, and sections 4 and 5 defend
a specific version of the thesis. The reply to objection 6 in section
5 is particularly important in defending the a priori entailment
version of the scrutability thesis. Sections 8 and 9 of Chalmers
(2002a) provide a further defence of a version of the thesis.]]
The second principle underlying the epistemic understanding of the
two-dimensional framework was what we might call the scrutability of
truth. This can be put informally as the thesis that once we know
enough about the state of the world, we are in a position to know the
truth-values of our sentences. Furthermore, we usually need not be
informed about a sentence explicitly in order to know whether it is
true. We could put this somewhat more precisely as follows:
Here, we can say that D is independent of T when D does not contain T
or any close cognates. Of course this notion is somewhat vague, as is
the notion of "most" above, but this does not matter for our purposes.
To save breath, we can abbreviate "knowing that D is the case puts the
speaker in a position to know (without further empirical information,
on idealized rational reflection) that S is the case" as "D is
epistemically sufficient for S".
Take the case of 'water'. Here, we can let D be a truth specifying an
appropriate amount of information about the appearance, behavior,
composition, and distribution of objects and substances in one's
environment, as well as information about their relationship to
oneself. D need not contain the term 'water' at any point: appearance
can be specified in phenomenal terms, behavior and distribution in
spatiotemporal terms, composition in microphysical or chemical terms.
Then D is epistemically sufficient for 'Water is H2O'. When one knows
that D is the case, one will be in a position to know all about the
chemical makeup of various liquids with various superficial properties
in one's environment, and will thereby be able to infer that water is
H2O. After all, this information about appearance, behavior,
composition, and distribution is roughly what we need in the case of
ordinary knowledge, to determine that water is H2O. And there is no
need for further empirical information to play a role here: even if we
suspend all other empirical beliefs, we can know that if D is the
case, then water is H2O.
Similarly for terms such as 'Hesperus'. Once again, if D contains
appropriate information about the appearance, behavior, composition,
and distribution of various objects in the world, then D is
epistemically sufficient for 'Hesperus is Venus', for 'All renates are
cordates', and so on. The information in D enables one to know that
the object that presents a certain appearance in the evening is the
same as the object that presents a certain appearance in the morning,
and so enables us to know that Hesperus is Phosphorus. Something
similar applies to 'heat', 'renate', and so on. Here, the base
information need not contain terms such as 'Hesperus' or 'renate', or
any cognates. And no further empirical information is required: the
information in the base is all that is needed.
Something similar applies for terms like 'philosopher', or even names
like 'Gödel' or 'Feynman'. Here, the base information D may need more
than in the cases above: for example, it may need to include
information about people and their mental states, and the use of
certain names, and so on. For example, once I know enough about the
history of the use of the name 'Gödel' by others in my community,
about the properties of relevant individuals, and so on, then I will
be in a position to know that Gödel was a mathematician, even if I had
no substantive knowledge of Gödel beforehand. And again, my
information need not use the terms 'Gödel' or 'mathematician' to do
this. It might use the quite different term "'Gödel'", in order for
me to track down the referent via those from who I obtained the name,
but that is legitimate in this context.
This pattern may not apply to all expressions. There are plausibly
some primitive terms (perhaps 'and', 'cause', and 'conscious', for
example) such that to know whether a sentence involving these terms is
true, one needs a base that includes those terms or relevant cognates
that invoke them implicitly. But as long as the principle applies
reasonably widely, it is good enough.
By the sort of reasoning above, one can infer a slightly stronger
claim. Let us say that a vocabulary is a set of terms, and that a
V-truth is a truth that uses only terms in V. Then we can say: there
is a relatively limited vocabulary V such that for any truth S, there
is a V-truth D such that D is epistemically sufficient for S. To
arrive at V, intuitively, we might simply eliminate terms one by one
from the language according to the scrutability principle laid out
above, until we cannot eliminate any further. Exactly how limited V
must be is an open question, but I think the sort of reasoning above
gives good ground to accept that it will involve only a small fraction
of the original language. One can put the claim in a slightly
stronger form:
Here, we have moved from "D is epistemically sufficient for S" to "D
implies S": that is, that the material conditional 'D ⊃ S' is a
priori. This is a stronger but not a vastly stronger claim, given
that epistemic sufficiency involved "no further empirical
information". One can argue for it along much the same lines as
above, suggesting that even a speaker who suspends all empirical
beliefs can know that if D is the case, then S is the case.
Chalmers and Jackson (2001) argue in much more depth that this
sort of conditional is a priori (for a specific choice of V). A
points made there is worth noting here: this sort of a priori
entailment does not require that there is an explicit definition of
the terms in S using the terms in V.[*]
*[[For this reason, the epistemic two-dimensional framework set out
here does not require or entail that the epistemic intension of an
expression be analyzable in terms of some explicit description: for
example, it is not required that a name or a natural kind term N be
analyzable as 'the actual D' for some description D. Likewise, an
expression's epistemic intension need not correspond directly to any
descriptive belief of the speaker: for example, it is not required
that one who uses a term N has a priori "identifying knowledge" to the
effect the referent of N is φ, for some property φ. All that is
required is that certain conditionals be epistemically necessary.
This bears on criticisms of two-dimensionalism raised by Soames 2004
and by Byrne and Pryor 2004. A number of Soames's arguments rest on
criticizing the thesis that names are analyzable as rigidified
descriptions. The central arguments of Byrne and Pryor rest on
criticizing the thesis that users of names and natural kind terms have
a priori identifying knowledge. The framework I have outlined is not
committed to these theses (in fact, I think that the theses are
probably false), so the corresponding arguments do nothing to
undermine the framework I have outlined.
(Note that even if one is skeptical about apriority, the general point
about epistemic sufficiency is still plausible. Such a skeptic can
instead appeal to an alternative notion of epistemic necessitation,
such as one understood in terms of rational inference. Corresponding
theses about scrutability and nontriviality will remain plausible
given such a notion.)
It is also plausible that there is some V-truth D that implies all
V-truths. Of course D may need to be an infinitary conjunction, but
we may as well stipulate that V is part of our idealized language, so
this is no problem. We can think of D as a conjunction of the simple
V-truths about the world, or as a conjunction of all V-truths of up to
a certain level of complexity. There is plausibly a level such that
any more complex V-truth will be implied by this sort of conjunction.
If so, it follows that D implies all truths about the world. It
follows plausibly that D is epistemically complete (if D is compatible
with H and ~H, then all truths about the world are compatible with H
and with ~H, which is plausibly impossible.)
Exactly what is required for the vocabulary V and the description D is
an open question. Chalmers and Jackson (2001) and Chalmers (2002a)
argue that a specific description D will work here: PQTI, the
conjunction of microphysical and phenomenal truths with certain
indexical truths and a "that's-all" truth. If this is right, then V
requires only the vocabulary required for PQTI. It is possible that
the vocabulary might be stripped down further, if Q is implied by P
(as some physicalists hold), or if P is implied by a description in a
more limited vocabulary, such as one in terms of space, time, and
causal connections (an appropriate Ramsey sentence, for example). But
in any case, this specific claim is not required here. The only claim
required is that some limited vocabulary V suffices for this
purpose.
What goes for the actual world goes also for any epistemic
possibility. There is nothing special about the actual world here.
Given any class of epistemically compatible sentences in our idealized
language, one can strip down the vocabulary involved in it in the same
sort of way as before, until one has a limited vocabulary V' such that
each of the original sentences is implied by a V'-sentence. It
follows by similar reasoning to the above that for any scenario W,
there will be a limited vocabulary V' such that there is an
epistemically complete V-truth that corresponds to the scenario. Of
course the vocabulary may differ between scenarios. For example,
there are presumably epistemically possible scenarios that involve
conceptually basic kinds that are alien to our worlds. If so, the
vocabulary required to describe our world must be expanded to describe
this scenario. But the resulting vocabulary will still be limited.
Let us say that a basic vocabulary is a minimal vocabulary V' such
that every epistemically possible sentence is implied by some
V'-sentence. We can think of such a vocabulary as providing an
epistemic basis: the terms in it express a set of concepts
sufficient to cover all of epistemic space. Given the reasoning
above, there is reason to believe that a basic vocabulary will be a
relatively limited vocabulary. Exactly how small a basic vocabulary
can be is again an open question, but it may well involve only a very
small fraction of the terms of the original language. With such a
vocabulary in place, we can think of a scenario as corresponding to an
equivalence class of epistemically complete V'-sentences, rather than
of arbitrary epistemically complete sentences.
(Note that there is no need to appeal to a basic vocabulary for the
definition of epistemic intensions. The canonical descriptions
invoked in the definition are not restricted to a basic vocabulary,
although it is easy to see that any such description will be
epistemically equivalent to a description in a basic vocabulary.)
If a reasonably limited basic vocabulary exists, it follows that
epistemic intensions are nontrivial. An epistemically complete
description need not specify the status of most sentences explicitly.
Most terms, such as 'water' and 'H2O', will plausibly not be required
in a basic vocabulary, so sentences involving these terms will be
nontrivially true or false in scenarios. For all we have said here,
it may be that some claims (e.g. 'there is space') are in a sense
trivially true in some scenarios and trivially false in others, but
this is only to be expected: it is analogous to the trivial truth or
falsity (in an analogous sense) of claims about ontologically
fundamental properties in metaphysically possible worlds. So there
will be plenty of interesting structure to epistemic intensions in
general.
So far I have defined epistemic intensions only for sentences. It is
not too hard to define them for subsentential expressions, such as
singular and general terms, kind terms, and predicates, but there are
a few complexities. I will take it that we have already decided on
independent grounds what sort of extensions these expressions should
have: e.g. individuals, classes, kinds, and properties. Differences
choices could be made here, but the same sort of treatment will work.
The details depend to some extent on whether we take the metaphysical
or the epistemic approach to scenarios. The difference is that
centered worlds already come populated with individuals and the like
(or at least we are familiar with how to regard them as so populated),
whereas maximal hypotheses do not (or at least we are less familiar
with how to populate them).
If we take the metaphysical approach to scenarios: let W be a centered
world with canonical description D, and let T be a singular term. In
most cases, D will imply a claim of the form 'T=T*', where T* is a
semantically neutral singular term. If so, the epistemic intension of
T picks out the referent of T* in W (that is, it picks out the
individual that T* picks out when W is considered as counterfactual).
In some symmetrical worlds, it may be that there is no such
semantically neutral T*, but there is a T* that involves semantically
neutral terms plus 'I' and 'now' (plus other basic indexicals, if
any). In this case, one can replace the indexicals in T* by labels
for the entities at the center of the world, yielding an expression
T** such that the epistemic intension of T picks out the referent of
T** in W. If there is no such T*, then the epistemic intension of T
is null in W.
One can do the same for general terms, appealing to claims of the form
'For all x, x is a T iff x is a T*', and holding that the epistemic
intension of T in W picks out the referent of T*, for a T* that is
semantically neutral (perhaps plus indexicals). For kind terms, we
again appeal to identities 'T is T*'. For predicates, we can appeal
to claims of the form 'For all x, x is T iff x is T*'. This delivers
extensions for the epistemic intensions straightforwardly.
If we take the epistemic view of scenarios: then we need to populate
scenarios with individuals and the like. If we simply admit scenarios
as a basic sort of abstract object with certain properties, one could
simply stipulate that they contain individuals that can serve as the
extensions of relevant expressions — much as many of those who
introduce possible worlds simply stipulate something similar. But it
is useful to go through an explicit construction.
Let W be a scenario with canonical description D. Let us say that two
singular terms T1 and T2 are equivalent under W if D implies 'T1 is
T2'. Then we can identify every equivalence class of singular terms
under W with an individual in W, and hold that the epistemic intension
of T in W picks out the individual corresponding to T's equivalence
class in W. As for general terms: every general term G will pick out
a class of individuals. One of the individuals defined above will be
in G precisely when D implies 'T is a G', for some T that picks out
the individual. One can do something similar for predicates and kind
terms: the details will depend on the precise view one takes of
properties and kinds and their relation to individuals, so I will not
go into them here.
There is one worry: what if the truth of certain existentially
quantified claims in a scenario requires individuals that are not the
referent of any singular term? For example, there may be a predicate
φ such that D implies '∃x φ(x)', and D does not imply any
claim of the form 'φ(T)', where T is a singular term. Of course
since D is epistemically complete, it will tell us exactly how many
individuals have φ, whether some individuals with φ also have ψ
and some do not, and so on. It is not hard to see that this sort of
case will ultimately require predicates φ (perhaps an infinitely
conjunctive predicate) such that D implies that there exists more than
one individual with φ, and such that for all predicates ψ, D
implies that these individuals are indistinguishable with respect to
ψ. In this case, the individuals will be indistinguishable even in
our idealized language, presumably because of deep symmetries in the
world. In such a case, if D implies that there are n individuals with
φ, one can arbitrarily construct n individuals, perhaps as ordered
pairs (φ', 1) ... (φ', n), where φ' is the equivalence class
containing φ, and stipulate that all of these individuals fall under
the extension of φ, and of other predicates and general terms as
specified by the relevant D-implied universally quantified truths
about individuals with φ.
In this way, we can construct the relevant classes of individuals and
the like, and specify the extensions of various expressions' epistemic
intensions. The construction ensures that where the extension of a
complex expression is a compositional function of the extensions of
its parts, then the same will be true of the extension of a complex
expression relative to a scenario. For an identity (e.g. 'T1=T2'),
compositionality will be ensured by the equivalence class
construction. For a predication (e.g. 'T is a G', or φ(T)) this
will be ensured by the appropriate construction of extensions for
general terms (as above) or predicates. The machinations two
paragraphs above ensure that existential quantification will work
straightforwardly, and universal quantification is guaranteed to work
(if D implies ∀x φ(x), then every individual constructed above
will have φ). Logical compositionality is guaranteed at the
sentential level (if D implies both S and T, D will imply S&T, and so
on). So the epistemic intension of a complex expression will be a
compositional function of the epistemic intension of its parts.
Of course once one has engaged in this sort of construction, one need
not usually bother with the details again. It is perfectly reasonable
thereafter to speak of a scenario as containing individuals and the
like, and to speak about terms as picking out various individuals in a
scenario, quite independently of the details of the construction. On
the epistemic approach to scenarios, for most purposes one can think
of them as abstract objects that may behave somewhat differently from
possible worlds, but that have the same sort of status in our
ontology.
As I have approached things, epistemic intensions have been assigned
to expression tokens rather than expression types (such as linguistic
types). The reason for this is straightforward. It is often the case
that two tokens of the same linguistic type can have different
epistemic intensions. This difference arises from the fact that
different speakers may use the same expression so that it applies to
epistemic possibilities in different ways. And this difference
arises in turn from the fact that different speakers may use the same
term with different a priori connections.
For example, it is often the case that two speakers will use the same
name with different a priori connections. The canonical case is
that of Leverrier's use of 'Neptune', which he introduced as a name
for (roughly) whatever perturbed the orbit of Uranus. For Leverrier,
'If Neptune exists, it perturbs the orbit of Uranus' was a priori. On
the other hand, later speakers used the term (and still do) so that
this sentence is not a priori for them: it is epistemically possible
for me that Neptune does not perturb the orbit of Uranus. We can even
imagine that when Leverrier's wife acquired the name, she did not
acquire the association with Uranus, so that she is in no position to
know the truth of this sentence a priori.
How can we characterize the epistemic intension of Leverrier's tokens
of 'Neptune'? To a first approximation, we can say that in any
scenario, Neptune picks out whatever perturbs the orbit of Uranus in
that scenario. How can we characterize the epistemic intension for
Leverrier's wife? This is a bit trickier, but we can assume that for
his wife to determine the reference of 'Neptune', she would examine
Leverrier's own use and see what satisfies it. So to a first
approximation, his wife's epistemic intension picks out whatever
Leverrier refers to as 'Neptune' in a given scenario. One can find a
similar (although less stark) variation in the epistemic intensions of
many names, and perhaps natural kind terms.
Something similar applies to many uses of context-dependent terms,
such as 'heavy'. What I count as heavy varies with different uses of
the term. In some contexts, 'My computer is heavy' may be true, and
in other contexts it may be false, even though it is the same computer
with the same weight. Correspondingly, the way I apply a term across
epistemic possibilities will vary with these uses: if I suppose that
my computer weighs such-and-such, I may hold the utterance true in
the first case but not the second.
As we have defined epistemic intensions, they are grounded in the
behavior of sentences under an epistemic necessity operator. So the
variation in epistemic intensions of two expressions of the same type
is traceable to variations in the epistemic necessity of two
type-identical sentences. In particular, it will be traceable to
variations in the apriority of two type-identical sentences. And this
variation is traceable to variations in the apriority of the thoughts
that the two sentences express.
Here we need to say a little more about thoughts. A thought is
understood here as a token mental state, and in particular as a sort
of occurrent propositional attitude: roughly, an entertaining of a
content. The idea is that this is the sort of propositional attitude
that is generally expressed by utterances of assertive sentences.
Such utterances typically express occurrent beliefs, but they do not
always express occurrent beliefs, as subjects do not always believe
what they say. Even in these cases, however, the subject entertains
the relevant content: a thought is an entertaining of this sort. Like
beliefs, thoughts are assessible for truth. Thoughts can come to be
accepted, yielding beliefs, and thoughts can come to be justified,
often yielding knowledge. When an utterance expresses a thought, the
truth-values of the utterance and the thought always coincide.
On this way of approaching things, we assume a relation of expression
between statements and thoughts, and we assume a notion of epistemic
necessity as applied to thoughts. The latter notion might be seen as
the true conceptual primitive of the approach. On the account where
epistemic necessity is tied to apriority, we can characterize it
further by saying: a thought is epistemically necessary when it can be
justified independently of experience, yielding a priori knowledge.
We can then say that a thought is epistemically possible when its
negation is epistemically necessary. Two thoughts are epistemically
compatible when their conjunction is epistemically possible. One
thought implies another when the first is epistemically incompatible
with the negation of the second. Here we assume that two thoughts of
the same subject can stand in a relation of negation, and that a
thought can stand in a relation of conjunction or disjunction to a set
of two or more other thoughts of the same subject.
With these notions in hand, we can characterize epistemic necessity
and necessitation as applied to sentences. A sentence token is
epistemically necessary iff it expresses an epistemically necessary
thought. A sentence type is epistemically necessary iff any token of
the type (used competently and literally) is epistemically necessary.
If D and E are sentence types, we can say that D epistemically
necessitates E when D&~E is epistemically impossible. If D is a
sentence type and S is a sentence token: let us say that a thought is
a D-thought if it is the sort apt to be expressed by D. Then D
epistemically necessitates S when a possible D-thought of the subject
will imply the thought expressed by S. Equivalently, D epistemically
necessitates S when if the thought expressed by S were to be disjoined
with a ~D-thought, the resulting thought would be epistemically
necessary.
We can also use this framework to directly define epistemic intensions
for thoughts as well as utterances. Much as above, we can say that a
scenario verifies a thought when disjunction of the thought with a
~D-thought is epistemically necessary, where D is a canonical
description of the scenario. This yield a notion of mental content
that can be applied to beliefs, thoughts, and any propositional
attitude with a mind-to-world direction of fit (see Chalmers 2002c).
Using the definitions above, we can see that when an utterance
expresses a thought, the epistemic intension of the utterance will be
identical to the epistemic intension of the thought.
This framework enables us to see how two tokens of the same type can
differ in apriority. When Leverrier says 'If Neptune exists, it
perturbs the orbit of Uranus', his statement presumably expresses a
priori knowledge, and certainly expresses a thought that can be
justified a priori. If his wife utters the same sentence, no amount
of a priori rational reflection alone could justify the thought she
expresses. Similarly, it is possible that two names for a single
individual ('Bill Smith' and 'William Smith') are used completely
interchangeably by one person, so that an utterance of an identity
statement involving the names expresses a trivial thought. Such an
utterance will then be a priori. But there clearly may be others for
whom a corresponding utterance expresses a nontrivial thought and is a
posteriori.[*] Finally, if I say 'someone with 1000 hairs on their head
is bald' on one occasion, it may express an a priori false thought
(one whose negation is a priori justifiable), while if I say it on
another occasion, it may express a thought that is not a priori false,
and may be plausibly true.
*[[This sort of case is discussed in Chalmers 2002b, section 9.]]
In a similar way, this framework enables us to see how two tokens of
the same type can have different epistemic intensions. Let S be the
sentence 'Neptune is an asteroid', and let D be a canonical
description of a scenario W in which the orbit of Uranus is perturbed
by an asteroid and in which no-one has ever used the term 'Neptune'.
(We can abstract away from complications involving the intension of
'Uranus' and 'asteroid'.) Then D epistemically necessitates
Leverrier's utterance of S: a thought that D obtains would imply the
thought Leverrier expresses with S. But D does not epistemically
necessitate Leverrier's wife's utterance of S: a thought that D
obtains would not imply the thought that his wife expresses with S.
(Note that D itself will not exhibit this sort of variation, as
expressions in the idealized language are required to be epistemically
invariant.) So Leverrier's utterance of S is verified by W, while his
wife's utterance is not. So the two utterances have different
epistemic intensions.
One might reasonably ask: in languages such as English, what sorts of
simple terms have epistemic intensions that vary between speakers and
occasions of use? This happens most clearly for: (i) proper names
(such as 'Neptune' and 'Gödel'); (ii) ordinary natural kind terms
(such as 'water' and 'gold'); (iii) demonstratives (such as 'that' and
'there'); and (iv) many context-dependent terms (such as 'heavy' and
'bald'). For terms like this, it is clear that an epistemic intension
is not part of a term's "standing meaning", where this is understood
as the sort of meaning that is common to all tokens of a type in a
language. Instead, it is a sort of "utterance meaning" or "utterance
content". Some theorists use the term "meaning" only for standing
meaning, but this is a terminological matter. The substantive point
is that the framework yields a useful and interesting sort of semantic
value in the broad sense, one that can be associated with utterances
and that can play a useful explanatory role. (There is more
discussion of this matter in Chalmers 2002b, section 8.)
Are there terms for which an epistemic intension is common to all
tokens of a type? This is perhaps most plausible for certain
indexicals, such as 'I' and 'today' (at least setting aside unusual
uses, and any context-dependence at the boundaries). It may also hold
for some descriptive terms, such as 'circle'. Most of these have some
context-dependence, but this can be regimented out more
straightforwardly than the epistemic variability of names and natural
kind terms. Finally, it may hold for some descriptive names (e.g.
'Jack the Ripper'), at least for a certain period of their existence.
For terms like these, an epistemic intension might be seen as part of
their standing meaning.
On the main approach advocated here, epistemic necessity is regarded
as a sort of apriority. This requires us to say a bit more about the
notion of apriority. There are various ways in which apriority can be
understood, but current purposes require a fairly specific
understanding of it. A characterization of the relevant notion of
apriority might run something like this. A sentence token is a priori
when it expresses an a priori thought. A thought is a priori when it
can be conclusively non-experientially justified on ideal rational
reflection.
There are five distinctive features of this conception of apriority
that deserve comment. The first feature is that the relevant sort of
apriority is token-relative. The second is that apriority is
mode-of-presentation-sensitive. The third is that apriority is
idealized. The fourth is that apriority is non-introspective.
The fifth is that apriority is conclusive. The first feature was
been discussed in the previous section. Here I will say a little
about the other four.
Mode-of-presentation sensitivity: Intuitively, sentences such as
'Hesperus is Phosphorus', are a posteriori. But some theorists
(e.g. Salmon 1986; Soames 2002) hold that such sentences is a priori,
on the grounds that they express a trivial singular propositions that
can be known a priori (e.g. by knowing that Venus is Venus). On the
current definition of apriority, tokens of such a sentence are not a
priori. The thought expressed by an utterance of 'Hesperus is
Phosphorus' clearly cannot be justified independently of experience.
At best, a different thought associated with the same singular
proposition can be so justified. So on the current definition, the
utterance is not a priori. On this approach, as on the intuitive
understanding, apriority is sensitive to mode of presentations. The
apriority of an utterance is grounded in the epistemic properties of a
corresponding thought, which are tied to the inferential role of that
thought in cognition.[*]
*[[Note that to say that a token of a sentence S produced by speaker A
is a priori is not to say that a knowledge ascription of the form 'A
knows a priori that S' (or 'A can know a priori that S') is true.
(Clearly a token of 'If I exist and am located, I am here' may be a
priori for a speaker even if that speaker cannot know a priori that if
I exist and am located, I am here. The criteria may also come apart
in cases where ascriber and ascribee associate different modes of
presentation with the expressions in S.) The current construal of
apriority requires no commitment on the semantics of attitude
ascriptions: what I have said here about the non-apriority of
'Hesperus is Phosphorus' is even consistent with Salmon and Soames'
counterintuitive Millian semantics for attitude ascriptions, on which
'A knows a priori that Hesperus is Phosphorus' is true.]]
Idealization. Here the notion of apriority is understood so that it
idealizes away from a speaker's contingent cognitive limitations. A
sentence token (of a complex mathematical sentence, for example) may
be a priori even if the speaker's actual cognitive capacities are too
limited to justify the corresponding thought a priori. What matters
is that it is possible that the corresponding thought be justified a
priori.[*]
*[[The characterization of the idealized a priori in terms of the
possibility that a corresponding thought be justified a priori should
not be regarded as a definition. Rather, should be seen as an
intuitive characterization of a notion that is being taken as
primitive. To take it as a definition would lead to a proliferation
of primitive notions, and also could lead to problems on views on
which certain conceivable cognitive capacities are not metaphysically
possible. For example, if it turns out that there are strong
necessities entailing that no being can construct a proof with more
than a million steps, then a statement whose proof requires more steps
than this will not satisfy the putative definition, but it will still
count as epistemically necessary in the idealized sense I am invoking
here.]]
Non-introspectiveness. On some conceptions of apriority,
introspective knowledge (e.g. my knowledge that I am thinking, or my
knowledge that I believe I am Australian) qualifies as a priori. On
the current conception, introspective knowledge does not qualify as a
priori. We can stipulate that experiential justification should be
understood in such a way to include both perceptual and introspective
justification. It follows that in excluding experiential
justification, apriority rules out both perceptual and introspective
justification.
Conclusiveness. On the current conception, a priori justification
must meet the sort of conclusive standard associated with proof and
analysis, rather than the weaker standard associated with induction
and abduction. On this conception, an inductive generalization from
instances each of which is known a priori does not possess the
relevant sort of a priori justification (even though it might be held
to be a priori in some reasonable sense), Likewise, neither does an
abductive conditional from total evidence to a conclusion that is
grounded in and goes beyond the evidence. Intuitively, in such cases
one may have non-experiential justification for believing a
conclusion, but one is unable to conclusively rule out the possibility
that the conclusion is false. As understood here, apriority is tied
to the sort of justification that conclusively rules out the
possibility that the relevant sentence is false.[*]
*[[Again, this intuitive characterization should not be understood as
an analysis of conclusive justification. It merely points to an
intuitive distinction. A more detailed characterization might analyze
conclusive justification of a belief in terms of the nonexistence of
certain sorts of skeptical hypotheses under which the belief would be
false.]]
Of the five features above, the first two are necessary in order to
capture the close tie between apriority and rational significance: it
seems clear that rational significance is token-relative and
mode-of-presentation sensitive. The last three are necessary in order
to capture the idea that apriority should correspond to a sort of
epistemic necessity. We want epistemic necessity to capture the
intuitive idea that some thoughts are true under all coherent
hypotheses about the actual world. Inductive knowledge and
introspective knowledge do not have this property (intuitively, they
are false in some scenarios), while idealized mathematical knowledge
does have this property. So our conception of apriority should
exclude the first two and include the third.
This conception of apriority should be understood as stipulative. One
can define 'a priori' in different ways, so that it is type-relative,
or so that it is not sensitive to modes of presentation, or that it is
not idealized, or so that it allows introspective knowledge or
inductive knowledge. There is no need to adjudicate the
terminological question of which of these conceptions is the "correct"
one. In fact, nothing rests on the use of the term "a priori": one
could simply use the term "epistemically necessary" for the stipulated
notion throughout.
I have concentrated almost wholly on the first dimension of the
two-dimensional framework. This is because the second dimension is
already well-understood. But I will say a few words about it here.
It is worth examining how it can be understood in a way that is
parallel to the way we have understood the first dimension.
Like the first dimension, the second dimension is founded on a certain
sort of possibility and necessity. For the first dimension, this is
epistemic possibility and necessity, tied to what might be the case.
For the second dimension, this is what we might call subjunctive
possibility and necessity, tied to what might have been the case.
We can say that S is subjunctively possible when it might have been
the case that S (more strictly, when an utterance of 'it might have
been the case that S' by the speaker, with the modal operator adjusted
for the relevant language, would be true). Kripke is explicit that
this is the basic notion of possibility and necessity with which he is
working, and almost all of his modal arguments are directly grounded
in intuitions about what might have been the case.
With this basic modal operator in hand, we can proceed as before. For
example, one can define a subjunctively complete sentence parallel
to the way we defined an epistemically complete sentence. One can
construct equivalence classes of subjunctively complete sentences in
an idealized language. One can identify these classes as maximal
metaphysical possibilities, or as possible worlds. One can give
possible worlds canonical descriptions, which will be subjunctively
complete sentences in their equivalence class.
Just as one can consider a scenario as actual, by supposing that it
actually obtains, one can consider a world as counterfactual, by
supposing that it had obtained. That is, instead of thinking "if D is
the case, then...", one thinks "if D had been the case, then..."
(where D is a canonical description of a world W). For example, for a
given sentence S, one can entertain and evaluate the subjunctive
conditional: "if D had been the case, would S have been the case?".
In some cases, the answer will intuitively be yes: in this case, we
can say that W satisfies S. This is a distinctive sort of
counterfactual evaluation. When W satisfies S, we can say the
subjunctive intension of S is true at W.
For example, if we accept Kripke's intuitions, then we will say: if
the bright object visible in the evening had been Mars, then it would
not have been the case that Hesperus was Mars (Hesperus would still
have been Venus). In this way, our subjunctive intuitions are quite
different from our epistemic intuitions. Likewise, if we accept
Putnam's intuitions, then we will say: if the clear liquid in the
oceans and lakes had been XYZ, then it would not have been the case
that water was XYZ (water would still have been H2O). If we accept
these intuitions, we will say that the subjunctive intension of
'Hesperus is Venus' is true at all worlds (or at all worlds where
Venus exists), as is the subjunctive intension of 'Water is H2O'.
These intensions differ markedly from the epistemic intensions of
'Hesperus is Venus' and 'Water is H2O', both of which are plausible
false at many scenarios.
The subjunctive intension of a sentence S is a function from worlds to
truth-values, true at W if and only if W satisfies S. Satisfaction
can be intuitively characterized as above. Formally, we can say that
W satisfies S when D subjunctively necessitates S, where D is a
canonical description of W. We could define subjunctive necessitation
by the subjunctive conditional heuristic above. Or more formally, one
might say that D subjunctively necessitates S when D&~S is
subjunctively impossible.
With a possible world as constructed, we can construct a space of
individuals much as we did with scenarios. We can then define
subjunctive intensions for subsentential expressions
straightforwardly. Subjunctive intensions are defined in the first
instance for expression tokens, since subjunctive necessity judgments
can vary between tokens of a type. For some expression types, all
tokens of the type will have the same subjunctive intension: this is
arguably so for names and natural kind terms (e.g. 'Hesperus' and
'water'), logical and mathematical terms, and some descriptive terms
(e.g. 'circle'). For other expression types, subjunctive intensions
will vary between tokens of the type: this is so for indexicals
(e.g. 'I') and many context-dependent terms (e.g. 'heavy'). In the
first case, subjunctive intension may be an aspect of linguistic
meaning; in the second case, it is not.
The basic ideas here are parallel between the two cases. The explicit
construction of possible worlds and the like may seem like
unnecessarily heavy weather; but this seems so only because possible
worlds are more familiar. Perhaps one does not really need any such
construction to legitimize the appeal to possible worlds; but if so,
the same applies to scenarios. In both cases, one takes a modal
notion as basic, and invokes a corresponding modal space as a tool of
analysis.
There is one important difference between worlds and scenarios. We
have a means of reidentifying individuals across worlds, but in
general there is no such means of reidentifying individuals across
scenarios. In the case of worlds, these claims are grounded in de
re subjunctive intuitions of the form 'x might have been F' — read
so that they are distinct in their form from de dicto subjunctive
intuitions such as 'it might have been that T was F' where T denotes
x. We can use these claims in conjunction with the construction above
to identify certain objects in alternative possible worlds as
identical to certain objects in the actual world (or alternatively, to
identify objects with equivalence classes across worlds; or at least
to set up counterpart relations across worlds). There is no clear
analog of a de re modal intuition in the epistemic case: 'Hesperus
is the evening star' may be a priori, but it is not clear what it
means to say that that Hesperus (i.e. Venus) is such that it is a
priori that it is the evening star.
In the subjunctive case, one can also ground the reidentification of
individuals across worlds in de dicto subjunctive intuitions involving
a privileged class of designators, i.e. names. Judgments of the form
'it might have been that N was F' where N is a name for the relevant
object, arguably give the same result for any name of the object, and
if so can ground a sort of crossworld identification. In the
epistemic case, there is in general no analog to this privileged class
of designators: different names for an individual are not generally a
priori equivalent, so come apart in different scenarios, and there is
no way in general to isolate a privileged class of epistemically
equivalent designators here. At best this may be possible in special
cases, such as canonical designators for phenomenal states and
abstract entities. A consequence is that quantified modal claims will
not generally be well-defined in the epistemic case, and quantified
modal logic will be largely inapplicable in this domain.
In many cases, a term's subjunctive intension will depend on its
actual extension, or on other aspects of the actual world. This is
particularly clearly in the case of rigid designators such as names
and indexicals. If Kripke is correct, these pick out the same
individual in all possible worlds, and so pick out the term's actual
extension in all possible worlds (for example, the subjunctive
intension of 'Hesperus' will pick out Venus in all worlds). In these
cases, the subjunctive intension of a term itself depends on the
character of the actual world. Here, in effect, a term's subjunctive
intension depends on which epistemic possibility turns out to be
actual.
One can naturally encapsulate this behavior in a two-dimensional
intension. This can be seen as a mapping from scenarios to
subjunctive intensions, or equivalently as a mapping from (scenario,
world) pairs to extensions. We can say: the two-dimensional intension
of a statement S is true at (V, W) if V verifies the claim that W
satisfies S. If D1 and D2 are canonical descriptions of V and W, we
say that the two-dimensional intension is true at (V, W) if D1
epistemically necessitates that D2 subjunctively necessitates S. A
good heuristic here is "If D1 is the case, then if D2 had been the
case, would S have been the case?". Formally, we can say that the
two-dimensional intension is true iff []1(D1 ⊃ []2(D2⊃S)),
where '[]1' and '[]2' express epistemic and subjunctive necessity
respectively. One can define two-dimensional intensions for
subsentential expressions by an extension of this idea.
(One complication: the construction so far makes the space of possible
world derive from subjunctive modal claims. The truth of some
subjunctive modal claims depends on the character of the actual world,
so one might think that the space of possible worlds will do so as
well (that is, the space of W's may depend on V). Whether this will
be so depends on further substantive philosophical issues.
If (i) every possible world can be completely specified by
semantically neutral terms (and if this is a priori), then one can
require that canonical descriptions be given in these terms, and can
use these descriptions to identify worlds across the spaces
corresponding to each scenario. If also (ii) the truth of subjunctive
modal claims in semantically neutral language is a priori, so that it
does not depend on the which scenario is actual, then one can identify
the spaces themselves. If (i) holds but not (ii), then while we can
identify worlds across spaces, some of these spaces will differ in
their extent. (Note that if Metaphysical Plenitude is a priori, as I
hold, then this option is excluded.) If (i) does not hold
(e.g. because there are pure haecceitistic differences between worlds,
or because there are fundamental intrinsic properties that cannot be
specified in semantically neutral terms), then it is probably best to
see each scenario as being associated with a relativized space of
possible worlds (putative worlds, in the case of non-actual
scenarios). In this case, canonical descriptions of worlds on the
second dimension will sometimes use non-neutral language, and the
worlds will not always be identifiable across spaces.
In effect, this two-dimensional structure will represent the space of
epistemic possibilities concerning the space of metaphysical
possibilities. If (i) and (ii) hold, the extent and nature of the
space of metaphysical possibilities will be determined a priori, so
that we will have the same space of worlds corresponding to every
scenario. If (i) or (ii) fail to hold, then the space of metaphysical
possibilities will depend to some extent on which epistemic
possibility turns out to be actual, and we may have different spaces
of worlds corresponding to different scenarios.
Note that this worry does not affect the earlier use of semantically
neutral descriptions of centered worlds for epistemic purposes. The
cases where semantically neutral resources do not fully describe a
world will generally correspond to cases where two centered worlds
have the same canonical description for epistemic purposes, so that
they correspond to a single maximal hypothesis (and to a single
scenario, on the epistemic construction). The case of two
haecceitistically different but qualitatively identical worlds
illustrates this: the haecceitistic differences are irrelevant for
epistemic purposes.[*])
*[[This bears on the issue about intrinsic properties raised by
Schroeter (2004). I would like to think that there is a semantically
neutral conception of fundamental intrinsic properties, but the
framework is not committed to this. If there is no such conception,
then one will have to use non-neutral language to fully characterize
worlds on the second dimension. The first dimension will be
unaffected, however: at worst, a single maximal hypothesis will
correspond to an equivalence class of centered worlds (see footnote
XX). At most, what is affected is the alignment between epistemic
space and subjunctive space: epistemic space will be in this respect
smaller than subjunctive space. There will still be a reasonably
robust link between epistemic and metaphysical possibility: the
resulting position will be what Chalmers (2002a) calls "strong modal
rationalism" without "pure modal rationalism" (on this position,
conceivability entails possibility, but possibility does not entail
conceivability, due to the existence of "open inconceivabilities").
This is an instance of the general point that semantic neutrality is
relevant to the alignment between the epistemic and the subjunctive,
but is inessential to purely epistemic issues.]]
For every scenario, one world (in the scenario's space of worlds) will
be the world associated with the scenario. Intuitively, this is the
world that will be actual if the scenario obtains. If scenarios are
centered worlds, a scenario's associated world will be the scenario
stripped of its center. On the epistemic view of scenarios, we can
say that (to a first approximation) W will be associated with V when
canonical descriptions of V and W are epistemically compatible. (Note
that this definition allows that in principle more than one world
could be associated with a scenario, if scenarios are relevantly less
fine-grained than worlds.[*])
*[[For example, if intrinsic properties operate as in the previous
note, then two worlds with different but isomorphic distributions of
intrinsic qualities may be associated with the same scenario.]]
Given the association relation between scenarios and worlds, one can
define the diagonal intension of a sentence's two-dimensional
intension. This will be a mapping from scenarios to truth-values,
mapping V to the value of the two-dimensional intension at (V, W),
where W is associated with V. (If there is more than one such W for
the reasons above, it is not hard to see that they will all give the
same results.) The diagonal intension of a sentence will
straightforwardly be equivalent to its epistemic intension. One can
therefore reconstruct an expression's epistemic intension from its
two-dimensional intension by diagonalizing, just as one can
reconstruct its subjunctive intension by holding fixed the actualized
scenario.
It should be clear, however, that this diagonal construction in no
sense gives the definition of an epistemic intension. Epistemic
intensions are defined in purely epistemic terms: they are in no sense
derivative on subjunctive notions. The diagonal construction is
conceptually much more complex, involving subjunctive evaluation,
association of worlds with scenarios. In effect, the relation is akin
to that between the functions f(x) = s3, g(x, y) = s3 +
sin(x-y), and g'(x) = g(x, x). Here, g' is the "diagonal" of
g, and is the same function as f. But it would obviously be
incorrect to hold that f is fundamentally the diagonal of g, or
that it is derivative on trigonometric notions. For exactly the same
reasons, it is incorrect to hold that an epistemic intension is
fundamentally a diagonal intension, or that it is derivative on
subjunctive notions.
There is a sense in which the two-dimensional intension represents the
full modal structure of an expression, capturing how it behaves under
epistemic evaluation, modal evaluation, and combinations of the two.
Just as an epistemic intension can be evaluated a priori, a
two-dimensional intension can be evaluated a priori. A subjunctive
intension cannot be evaluated a priori, but it can be evaluated when
the actualized scenario is specified.
We can think of all of these intensions as aspects of the content of a
sentence token. A sentence is in no sense ambiguous for having both
epistemic intensions and subjunctive intensions; rather, it has a
complex semantic value. Different aspects of this semantic value will
be relevant to the evaluation of the sentence in difference contexts.
In certain epistemic contexts ('it is a priori that S'; 'it might turn
out that S'; 'if S is the case, then T is the case'), the epistemic
intension of S may play a key role in determining the truth-value of
the complex sentence. In subjunctive contexts ('it might have been
that S'; 'if it had been that S, it would have been that T'), the
subjunctive intension of S may play the most important role. In
combined epistemic-subjunctive contexts, truth-value may depend on the
two-dimensional intension of S. As usual, there is no need to settle
the question of which of these, if any, is the meaning or content of
an expression.
Let me summarize where things stand with respect to the Core Thesis:
that S is a priori iff S has a necessary 1-intension.
(i) If S is a priori: then for all W with canonical description D, D
implies S. (If S is a priori, D implies S for any D.) So S is
verified by all W, and has a necessary 1-intension.
(ii) If S is not a priori: then ~S is epistemically possible. Under
small assumptions (see 3.2), it follows that there is an epistemically
complete D such that D implies ~S.
(iia) On the epistemic approach to scenarios, any epistemically
complete sentence describes a scenario, so there is a scenario W that
verifies ~S. So S does not have a necessary 1-intension.
(iib) On the metaphysical approach to scenarios, then if Metaphysical
Plenitude is true, any epistemically complete D describes a scenario,
so S does not have a necessary 1-intension. If Metaphysical Plenitude
is false, this does not follow: some epistemically possible statements
will not be verified by any centered world, so the Core Thesis will be
false.
It follows that the Core Thesis is true on the epistemic approach to
scenarios, and that it is true on the metaphysical approach iff
Metaphysical Plenitude is true. I think there is good reason to hold
that Metaphysical Plenitude is true; but even if it is not, we may
simply adopt the epistemic approach to scenarios. Either way, the
epistemic understanding of two-dimensional semantics plausibly yields
an understanding of 1-intensions that satisfies the Core Thesis.
In effect, the epistemic understanding of two-dimensional semantics
reconstructs the golden triangle by taking certain epistemic notions
as basic and defining certain semantic notions in terms of them, with
the aid of modal notions. On the epistemic approach to scenarios, the
order of explication is as follows: we take an epistemic notion (such
as apriority) as basic, use this to define a modal space (the space of
epistemic possibilities), and use this to define corresponding
semantic entities (epistemic intensions). On the metaphysical
approach to scenarios, we take both an epistemic notion (such as
apriority) and a modal notion (metaphysical possibility) as basic, and
combine the two to define corresponding semantic entities. On the
former approach, the strong connection to the epistemic domain is more
or less guaranteed by the construction. On the latter approach, it is
grounded in the construction along with the thesis of Metaphysical
Plenitude, which articulates a connection between the epistemic and
modal domains.
On this approach, the connection between meaning and reason is built
in to a large extent by definition. This suggests that we should not
make the claim embodied in the golden triangle too strong: a semantic
pluralist should accept that there are many other aspects of meaning
that are not connected in this way to the epistemic domain. But at
the same time, it does not render the analysis trivial. Sense is
definitionally connected to cognitive significance, and (subjunctive)
modal intensions are definitionally connected to metaphysical
possibility, but each of these semantic notions has a powerful role to
play. Their cash value is grounded in the phenomena that they help us
to analyze. Likewise, in the case of epistemic intensions, the fact
that there is a semantic value that bears these connections to the
epistemic and modal domains allows us to use semantic and modal tools
to play an important role in analyzing the epistemic properties of
language and thought.
This role for epistemic intensions can be brought out in a number of
applications that I will simply summarize here.
(i) Fregean sense (see Chalmers 2002b): Because they satisfy the
Core Thesis, epistemic intensions also satisfy the Neo-Fregean Thesis:
'A' and 'B' have the same intension iff 'A == B' is a priori. So
epistemic intensions behave broadly like a sort of Fregean sense, tied
to the rational notion of apriority. There are some differences.
First, sentence-level Fregean senses are supposed to be true or false
absolutely, but sentence-level epistemic intensions are true or false
relative to a speaker and time (witness 'I am hungry now'). Second,
apriority is weaker than cognitive insignificance, so epistemic
intensions are less fine-grained than Fregean senses. (One might
adapt the current framework to yield a more fine-grained sort of
epistemic intension, by starting with a less idealized notion of
epistemic possibility; see Chalmers forthcoming.) Nonetheless,
epistemic intensions can serve as a broadly Fregean semantic value.
(ii) Narrow content (see Chalmers 2002c): One can extend the current
framework from language to thought in an obvious way. One can define
epistemic intensions for beliefs and thoughts in the manner suggested
in 3.8. The result can be seen as a sort of content of thought. It
is very plausible that what results is a sort of narrow content,
such that two physical and phenomenal duplicates will have thoughts
with the same epistemic intension. (This narrowness is grounded in
the narrowness of deep epistemic possibility: if a thought is
epistemically necessary, then the corresponding thought of a physical
and phenomenal duplicate will also be epistemically necessary.) This
sort of content is much more closely tied to cognition and reasoning than
"wide content", and is well-suited to play a central role in
explaining behavior.
(iii) Modes of presentation (see Chalmers 2002c, section 8): In
analyzing the behavior of belief ascription, it is common to appeal to
a notion of "mode of presentation", but there is little agreement on
what sort of thing a mode of presentation is. Schiffer (1990)
suggests that a mode of presentation must satisfy "Frege's
constraint": roughly, that one cannot rationally believe and
disbelieve something under the same mode of presentation. Because
they satisfy the neo-Fregean thesis, epistemic intensions satisfy
Frege's constraint perfectly, at least if one invokes an idealized
notion of rationality that builds in arbitrary a priori reasoning. So
it is natural to suggest that modes of presentation are epistemic
intensions. In this way, one can use epistemic intensions to analyze
ascriptions of belief.
The current framework is compatible with a number of different
proposals that give modes of presentation a role in belief ascription.
A naive first account might suggest that 'X believes that S' is true
if the subject specified has a belief whose epistemic intension is the
epistemic intension of S (for the ascriber), but numerous
counterexamples to this claim immediately present themselves.[*] A more
plausible account follows the general shape of so-called
"hidden-indexical" accounts (Schiffer 1990). On such an account, at a
first approximation, 'X believes that S' will be true if the subject
specified has a belief whose subjunctive intension is that of S, and
whose epistemic intension falls into a certain "S-appropriate" class,
which may be contextually determined.
*[[Soames 2004 attributes this naive account of belief ascriptions to
"strong two-dimensionalism", and criticizes the resulting view. These
criticisms have no force against the view of belief ascriptions laid
out in Chalmers 1995 and Chalmers 2002c.]]
(iv) Indicative conditionals (see Chalmers 1998): One can use
epistemic intensions to give a semantics for indicative conditionals
that parallels in certain respects the common possible-worlds
semantics for subjunctive conditionals. As a first approximation, one
can suggest that an indicative conditional 'If S, then T' uttered by a
subject is correct if the epistemically closest scenario that verifies
S also verifies T, where epistemic closeness will be defined in terms
of the beliefs or knowledge of the subject. (Weatherson 2001 pursues
a closely related idea.)
(v) Conceivability and possibility (see Chalmers 2002a): The Core
Thesis makes possible a certain sort of move from conceivability to
possibility. If we say that S is conceivable when its negation is not
a priori, then when S is conceivable, there will be a scenario
verifying S. If we understand scenarios as possible worlds and if
Metaphysical Plenitude is true, then when S is conceivable, there will
be a centered possible world verifying S. This makes it possible to
move from epistemic premises to modal conclusions, as is often done.
Of course it is possible to embrace the current framework while
rejecting Metaphysical Plenitude and so rejecting the relevant move
from conceivability to possibility. But the current framework at
least shows how a certain sort of link between conceivability and
possibility is tenable in light of the Kripkean phenomena that are
often thought to be the greatest threat to such a connection.
We have seen that there are two very different ways of understanding
two-dimensional semantics: the epistemic understanding and the
contextual understanding. On the epistemic understanding,
1-intensions are constitutively tied to the epistemic domain and
satisfy the Core Thesis. On the contextual understanding,
1-intensions are not constitutively tied to the epistemic domain and
do not satisfy the Core Thesis.
It is useful to examine the relationship between the two in somewhat
more depth. First I will examine how the epistemic understanding
deals with the problems that arise for the contextual understanding.
Then I will examine to what grounds the resemblance of certain
contextual intensions to epistemic intensions.
The first main problem area for contextual intensions involved
sentences such as 'A sentence token exists', which are a posteriori,
but have a necessary contextual intension. These problems arose
because contextual intensions require a token of the evaluated
expression in the evaluated world. There is no such requirement for
epistemic intensions, so the problem does not arise.
For example, there will be many language-free scenarios: there are
many centered worlds with no sentence tokens, and there are many
epistemically possible hypotheses according to which there are no
sentence tokens. If D is a canonical description of such a scenario,
D will verify 'There are no sentence tokens'. Intuitively, if we
consider such a scenario W as actual, we can say that if W is
actual, then there are no sentence tokens. So the epistemic intension
of 'A sentence token exists' will be contingent, as required.
The same goes for 'words exist', and something similar applies to 'I
am uttering now'. In the latter case, there will be many centered
worlds in which the subject at the center is not uttering, and there
will be many epistemically possible hypotheses (for me) under which I
am not uttering. If D is a canonical description of such a scenario,
D will verify 'I am not uttering now'. So this expression will also
have a contingent epistemic intension. The same applies even to 'I am
thinking now'.
'I exist' is a slightly trickier case. If 'I exist' is a priori,
there is no problem. If 'I exist' is a posteriori (as I think is the
case), then there will be various epistemically possible hypotheses
for me under which I do not exist: for example, a hypothesis under
which nothing exists (which is arguably itself not ruled out a
priori). So on the epistemic view, there will be corresponding
scenarios that verify 'I do not exist', and 'I exist' will have a
contingent epistemic intension, as required.
On the world-based view, there is a worry: one might think that any
centered world will verify 'I exist', since there is always a subject
at the center. This raises a subtlety. In the general case,
centering is optional: on the world-based view, the space of
scenarios contains worlds without a marked subject and time, and
perhaps worlds with only a marked subject or only a marked time. A
world without a marked subject will then verify 'I do not exist'. The
exact choices here will depend on exactly which indexical claims one
holds to be a priori, but it should be possible to arrange things so
that there is a verifying centered world for every epistemically
possible claim.
In any case, we see that problems that arise due to the required
presence of a token do not arise here. At most there are problems due
to the required presence of a subject in a centered world; but these
will not arise on the epistemic view, and can be dealt with reasonably
straightforwardly on the world-based view. So the epistemic
understanding does not suffer from the problems of the contextual
understanding here.
Another problem, at least for orthographic contextual intensions,
concerned worlds where the subject at the center uses 'bachelor' to
mean something different, such as horse, so that the 1-intension picks
out horse there, which is not the desired result. Again, this problem
will not arise for epistemic intensions. In general, to evaluate the
epistemic intension of 'bachelor' at a scenario, the presence or
absence of tokens of 'bachelor' in that scenario will be irrelevant
(with one qualification to be outlined shortly). What the epistemic
intension of 'bachelor' picks out in a Steel Earth scenario will
depend on a number of other factors, especially the appearance and
behavior of substances located around the center of the scenario, but
there is no danger that it will pick out steel.
Note that this analysis requires that "My term 'bachelor' means
bachelor" and similar claims are not a priori. If such a claim was a
priori, then because a canonical description of the Steel Earth
scenario will contain something like "My term 'bachelor' means horse",
the scenario would verify 'bachelors are horses', which is the wrong
result. But it is independently plausible that these claims are not a
priori — at least if "'bachelor'" is understood in purely
orthographic terms. It is a posteriori that the string has any
meaning at all, and it is a posteriori that it means what it does. If
"'bachelor'" is understood in partly semantic terms, so that it is
constitutively tied to a given meaning for 'bachelor', then the claim
in question may be a priori; but this is not a problem, since in this
sense the Steel Earth scenario will not verify "My term 'bachelor'
refers to horse". For more on this matter, see Chalmers (2002a) and
Yablo (2002).
Note also that there is one case where evaluating an expression's
epistemic intension may turn on the presence of tokens of that
expression in a world: expressions used deferentially. It may be
that Leverrier uses 'Neptune' to (rigidly) pick out whatever her
husband refers to as 'Neptune'. If so, then in a given scenario, the
epistemic intension of 'Neptune' will pick out roughly the referent of
her husband's term 'Neptune' in that scenario (abstracting away from
issues about the epistemic intension of 'my husband', etc). In this
case, something like "If Neptune exists, my husband refers to it as
'Neptune'" will be a priori for her. Something similar to this will
apply to other terms used deferentially, such as a non-expert's use of
'arthritis', although the details may be less clean. But here, we get
only the results that would be expected. For example, if I use
'water' wholly deferentially, then if I consider as actual a Steel
Earth scenario where those around me use 'water' for steel, then this
scenario verifies 'Water is steel' for me. This seems correct: for a
deferential user, although perhaps not for a nondeferential user,
'Water is steel' expresses an epistemically possible thought.
(Note that even in deferential cases, evaluation turns on the referent
of others' use of the expression. It may be that evaluation could
also turn on one's own past use of the expression; but it cannot
happen that evaluation will turn on the referent of one's own current
use of the expression, since such a circular criterion cannot secure a
referent. (I set aside pathological nonreferring cases, such as 'the
referent of this expression'.) So even in a strongly deferential
case, the epistemic intension of 'water' will not turn on the referent
of a use of 'water' at the very center of a scenario.)
There is also the Twin Earth case, where Twin Oscar uses 'water' to
refer to XYZ. This was a problem for linguistic and semantic
contextual intensions, since these are arguably not defined at such a
world, whereas we would like the 1-intension of Oscar's term to return
XYZ at this world. Again, the epistemic framework handles this
unproblematically. The epistemic intension of 'water' returns XYZ at
this world, not because Twin Oscar's term 'water' refers to XYZ
(Twin Oscar's term is irrelevant), but because the scenario verifies
the claim that XYZ has a certain appearance, behavior, relation to
oneself, and so on, which in turn verifies 'Water is XYZ'.
Finally, there was the problem of Fregean typing. It seemed that in
order for contextual intensions to give roughly Fregean results, then
one had to classify expression tokens under some sort of Fregean type.
For a semantic contextual intension to give the right results, for
example, one needed to appeal to some sort of prior Fregean semantic
notion, which is unhelpful in the current context. No such problem
applies to epistemic intensions. Because these intensions do not rely
on tokens of the same type being present within scenarios, there is no
need to isolate the common type under which these tokens fall. All
one needs is the expression token itself, and its epistemic
properties. This approach may ground an account of a sort of
Fregean semantic value, but it need not presuppose any such account.
These advantages of the epistemic account over the contextual account
are all grounded in the fact that the contextual understanding is an
essentially metalinguistic understanding, while the epistemic
understanding is not. The contextual understanding concerns content
that an expression might have had; but the epistemic understanding
reveals aspects of the content that it has. Everything is grounded in
certain first-order epistemic claims, which we use as tools to reveal
an expression's content, just as in the familiar modal case, various
first-order subjunctive claims are used as tools to reveal an
expression's content. As before, the cases are parallel.
We saw earlier that some versions of a semantic contextual intension
presupposed a quasi-Fregean notion of content. We can now turn the
picture the other way around, and using the quasi-Fregean notion of
content developed here to ground a semantic contextual intension.
Let us say that an epistemic contextual intension of an expression
is the semantic contextual intension that derives from the use of
epistemic intensions as the relevant semantic value. The epistemic
intension of an expression token is a function from centered worlds to
extensions, defined at worlds that have a token at the center with the
same epistemic intension as the original token, and returning the
extension of that token in that world.
It is easy to see that at the worlds where it is defined, an
expression's epistemic contextual intension yields the same extension
as its epistemic intension. If W is a centered world containing a
token S' with the same epistemic intension as the original token S:
let E be the extension of S'. Then the epistemic contextual intension
of S returns E at W. Further, the epistemic intension of S' (on the
world-based view of scenarios) returns E at W, since W is actualized
at S'. By identity of epistemic intensions, the epistemic intension
of S also returns E at W. So S's epistemic contextual intension and
epistemic intension are coextensive at W. Something similar applies
on the epistemic view of scenarios, if we invoke the scenario
corresponding to the centered world W.
So an expression's epistemic contextual intension is a restriction of
the term's epistemic intension. For this reason, it will give
appropriate quasi-Fregean results in many cases. It will not satisfy
the Core Thesis: it will have the usual problems with 'A sentence
token exists' and other metalinguistic claims, as it will not be
defined at scenarios without the token at the center, or where the
token has a different content. But it will be reasonably close for
many purposes.
One could also define a epistemic version of the cognitive
contextual intension of a token, defined at all worlds centered on a
concept or thought with the same epistemic intension as the token,
and returning the extension of that concept or thought. This would
again be a restriction of the expression's epistemic intension, but it
would be less of a restriction, since it would not require a
linguistic token in the evaluated world. The Core Thesis will still
be false due to various metacognitive claims and the like; but it will
not be far off. I think this last notion is the best approximation
that a contextual intension can yield to a quasi-Fregean content that
satisfies the Core Thesis. It is clear, however, that this notion is
essentially derivative of that of an epistemic intension.
This way of seeing things also helps to explain why some other
contextual intensions give approximately Fregean results. It may be
that there are various other features of type F of a subject or a
token that at least correlate with an epistemic intension to some
degree. We can then set up an F-based contextual intension, defined
at worlds centered on a subject or token with the same F features as
the original, and returning the extension of the relevant token. Then
in each such world, the token at the center will have at least
approximately the same epistemic intension as the original token, and
so in most cases will return the same or similar extension at that
world. So the F-based contextual intension will approximate the
behavior of a restriction of the original epistemic intension.
This applies especially to some cognitive contextual intensions. It
may be that possession of a concept with a given epistemic intension
is itself determined by features such as a concept's cognitive role
and/or associated phenomenology, or more deeply by the subject's
physical state, or functional state, or physical/phenomenal state. To
know exactly which features are crucial would require a solution to
the problem of intentionality, which is not yet available. But one
can say: insofar as epistemic intensions are determined by features
such as cognitive role or physical/phenomenal state, then
corresponding contextual intensions (here, cognitive-role contextual
intensions or physical/phenomenal contextual intensions) will be
restrictions of the original epistemic intension, and so will behave
in a quasi-Fregean manner. Again, however, the epistemic intension is
the more fundamental notion of content.
We saw earlier (in section 2.2) that for some expressions, a
linguistic contextual intension behaves in a quasi-Fregean manner. We
are now in a position to see why this is.
For some expressions, their epistemic intension is part of (or
determined by) their linguistic meaning. That is, some linguistic
expression types are such that every token of that type has the same
epistemic intension. As noted in section 3.7, something like this
appears to apply to some pure indexicals, such as 'I', 'now', and
'today', to some descriptive terms, such as 'circular', and to some
descriptive names, such as 'Jack the Ripper'.
When an expression token's epistemic intension is part of its
linguistic meaning, then the token's linguistic contextual intension
will be a restriction of its epistemic intension. This can be seen by
the same sort of reason as in the previous section. Or one can simply
apply the point there directly: if any token of S's linguistic type
has the same epistemic intension, then S's linguistic contextual
intension will be a restriction of its epistemic contextual intension,
which is a restriction of its epistemic intension.
It follows that in cases such as 'I', 'now', 'circular', and 'Jack the
Ripper', the terms' linguistic contextual intensions will be
quasi-Fregean. They will not satisfy the Core Thesis because of the
restriction to worlds containing relevant tokens, but they will be
reasonably close. This explains the phenomenon noted in section 2.2:
the quasi-Fregean behavior is a direct consequence of the fact that
for these tokens, epistemic intension is an aspect of linguistic
meaning. Once again, a contextual intension is interesting largely
because of the degree to which it approximates an epistemic intension.
With this analysis of the contextual and epistemic understandings on
the table, we are now in a position to turn to existing
two-dimensional proposals to see how they fit into this analysis, and
to use this analysis to help understand their foundations. I should
say at the start that although I will occasionally criticize these
approaches and argue that the approach I have recommended has certain
advantages, any advantages are due largely to building on the insights
that these approaches embody.
The diagonal proposition of Stalnaker (1978) is characterized as
follows. We start with an understanding of propositions as sets of
possible worlds, and with the idea that any utterance has a
proposition as its content. (This propositional content coincides
roughly with what I have called a subjunctive intension.) We can then
say: the utterance could have had different propositional content. So
there are worlds where the utterance has different propositional
content. This allows us to define an utterance's propositional
concept, which is a function from possible worlds to propositions,
defined at any world containing the utterance, returning the
propositional content of the utterance at a world. We can then define
the utterance's diagonal proposition as the set of worlds such that
the utterance's propositional concept, evaluated at that world, yields
a proposition that is true at that world.
As defined here, a diagonal proposition is much like a token-reflexive
contextual intension. There are minor differences. A token-reflexive
contextual intension was defined directly in terms of what an
utterance's truth-value would be at a world, rather than in terms
whether the proposition it expresses would be true at that world, but
it is clear that within the propositional framework, these yield the
same results. A diagonal proposition is a set of possible worlds or
equivalently a function from worlds to truth-values, whereas a
token-reflexive proposition was a function from centered worlds to
truth-values. But again, that is a minor difference: one can
translate between the relevant worlds and centered worlds either by
"marking" the location of the token as a center, or by removing the
marked center from the location of the token. (Token-reflexive
contextual intensions uniquely do not need a center to specify the
relevant token, since the token is independently identified by
transworld identity with the original token.) So diagonal
propositions are equivalent to token-reflexive contextual intensions.
The behavior of a token-reflexive contextual intension is not clear
unless we know which properties are essential to a token and which
properties are inessential. It is clear that Stalnaker holds that a
token's semantic properties are not essential to it, since he holds
that a token could have had different semantic content. It seems
plausible that on his picture, a token's orthographic properties are
essential to it; at least, in all examples, a token's orthographic
properties are held constant across its possible occurrences, so I
will assume this in what follows. It is not entirely clear which
other properties are essential (language? probably not. speaker?
maybe), but we need not settle that issue for now.
From what we have said here, it appears that a token's token-reflexive
contextual intension will be a restriction of its orthographic
contextual intension, restricted to cases where the orthographically
identical token is the original token. One might think that it's
general behavior will be very much like that of an orthographic
contextual intension: for my utterance 'Water is H2O', there will be
worlds at which it means that steel is orange; if so, its
token-reflexive contextual intension will be defined and presumably
false there.
However, this sort understanding is inconsistent with a central point
in Stalnaker's 1978 paper, where he says that for a sentence to have a
necessary diagonal proposition is for it to be an a priori truth. He
also says that an official's utterance of 'this bar is one meter long'
could not have expressed a false proposition. It is unclear how this
can be justified. Why could not the utterance have meant something
like "that boat is two miles long", and been false? It is natural to
suppose that that Stalnaker is holding fixed some intuitive sort of
meaning and content. (Thus yielding something that behaves like a
semantic/orthographic contextual intension, for an intuitive Fregean
semantic value.) But it is not clear what aspect this could be: the
only content that his account officially recognizes is propositional
content, which is explicitly held to vary with possible occurrences of
an utterance; and even if there were some further aspect of content,
it is unclear why this sort of content should be essential to an
utterance and the other sort inessential. Alternatively, it may be
that Stalnaker is assuming that some sort of cognitive factor
(e.g. associated cognitive role?) is essential to an utterance (thus
yielding something that behaves like a cognitive/orthographic
contextual intension), but this is nowhere specified. In this
article, the connection between apriority and diagonal propositions
appears to be ungrounded.
In later work, Stalnaker does not repeat the claim about apriority,
and he allows a much wider range of behavior for an utterance across
possible worlds. For example, in Stalnaker (1999) he allows where
that there are worlds where 'Julius', used in the actual world as a
descriptive name for the inventor of the zip, is used instead for the
inventor of bifocals. And in Stalnaker (2001) he allows that there
are worlds where our word 'tiger' refers to pieces of furniture. In
both of these articles he explicitly denies that necessity of diagonal
proposition corresponds to apriority, as seems reasonable. In effect,
this diagonal proposition behaves very much like an orthographic
contextual intension, or a straightforward restriction thereof.
As such, a diagonal proposition is clearly useful. For example,
Stalnaker often uses diagonal propositions to model situations of
communication, in which a hearer hears an utterance but is unsure what
the speaker meant by it, or has false beliefs about what the speaker
meant by it. It seems clear that this sort of metalinguistic use
requires something quite different from a quasi-Fregean notion, so
this is reasonable. It is less clear that diagonal propositions are
useful for addressing matters of cognitive significance, rational
inference, apriority, and the like, especially when divorced from
issues about communication. Stalnaker sometimes suggests this sort of
use, but I think the grounds here are weaker.
For example, in a recent paper (2001), Stalnaker holds that the
"metasemantic" framework with diagonal propositions can "provide an
explanation for the phenomena that Kripke's work brought to light" —
where this phenomenon is the distinctive behavior of the class of a
posteriori necessities such as 'Hesperus is Phosphorus', 'Water is
H2O', and so on. This is a surprising claim. What is most
distinctive about these phenomena are the differences with standard
necessities such as 'All bachelors are unmarried', '2+2=4', and so on.
If diagonal propositions function as Stalnaker (1978) suggests, the
distinction would be straightforwardly represented by the fact that
the second class have necessary diagonal propositions and the first do
not. But on the metasemantic understanding, there seems to be no way
to draw the distinction using diagonal propositions alone. For both
sorts of necessity, there will be many worlds at which the diagonal is
false, and there are no clear patterns that are distinctive to the
first class. So it is not clear how the "explanation" is supposed to
work.
In a brief ensuing discussion of 'Hesperus is Phosphorus', Stalnaker
appeals to the fact that there is a world where the diagonal
proposition is false. But clearly this holds equally for 'all
bachelors are unmarried'. One might find some differences if one
focuses on a restriction of the diagonal proposition. It is notable
that in the worlds Stalnaker discusses, 'Hesperus' and the like appear
to be used with the same reference-fixing intentions as the original
term, for example. It may be that under this sort of restriction, the
two sorts of necessities behave differently: there are counterexamples
to the diagonal for one class but not the other. But the restriction
is doing all the work: in effect, it invokes something more like a
cognitive contextual intension, rather than a diagonal proposition per
se. Such intensions may be able to model the Kripkean distinction at
least approximately, if imperfectly. Stalnaker appears to use similar
tacit restrictions in some other cases; in all these cases, it seems
that in effect a restricted contextual intension does the explanatory
work.
The explanatory power of restricted contextual intensions here itself
plausibly derives from that of epistemic intensions. Epistemic
intensions handle these phenomena straightforwardly: for Kripkean
necessities, there is a falsifying scenario, and for standard
necessities there is not. For reasons we have seen, certain
restricted contextual intensions approximate epistemic intensions, and
so approximate this behavior (with some exceptions). So it is
plausible that the usefulness of diagonal propositions in this context
derives indirectly from the usefulness of epistemic intensions.
Stalnaker contrasts his "metasemantic" version of the framework with
"semantic" versions, on which 1-intensions are an aspect of semantic
content, and suggest that the apparent attractions of the latter in
explaining these phenomena derive from the attractions of the former.
The above suggests that this is not quite right: the attractions of
Stalnaker's version of the framework in this domain derive from the
attractions of the epistemic version. As for whether the epistemic
understanding is itself a "semantic" understanding: this matter
depends on what is meant by "semantic". Stalnaker mostly uses the
term to contrast with "metasemantic", indicating an aspect of
first-order content rather than a metalinguistic dependence: in this
sense, epistemic intensions are semantic. Stalnaker also sometimes
uses the term to indicate those aspects of content that are built into
linguistic expression types, rather than varying across tokens: in
this sense, epistemic intensions are not semantic. Stalnaker appears
to assume that his opponent's framework is semantic in both these
senses;[*] but these are very different distinctions. Epistemic
intensions need not be built into linguistic meaning to be a sort of
first-order content that does explanatory work.
*[[The only opponent that Stalnaker cites is Chalmers (1996). I note
that Chalmers 1996 explicitly leaves open (p. 58) the question of
whether different speakers might associate different 1-intensions with
the same word. Stalnaker also argues that the framework cannot yield
an account of the a priori; I agree, and have not claimed that it
can.]]
In any case, I think it is clear that diagonal propositions and
epistemic intensions both have useful roles to play. Diagonal
propositions are best suited to analyzing matters of
context-dependence, and epistemic intensions are best suited to
analyzing the epistemic domain.
Kaplan's notion of character is set out as follows. We assume a prior
notion of the proposition expressed by an utterance: such a
proposition is something in the vicinity of a 2-intension, although it
may be a singular proposition instead. For some linguistic expression
types (e.g. 'I'), utterances of the same type can express different
propositions in different contexts. The character of an expression
type is a function from contexts to propositions, returning the
proposition that an utterance would express in a given context.
At first glance, it may seem that character is much like a linguistic
contextual intension. There are some superficial differences. For
example, Kaplan's contexts are not quite centered worlds, but they
include an "actual-world" and a few other parameters (speaker, time,
etc), so they can be modeled by centered worlds. Also, character is a
function from contexts to propositions, not to extensions. But one
can diagonalize character by evaluating the proposition associated
with a given context in the world of that context, yielding an
associated function from contexts to extensions.
In many cases, (diagonalized) character behaves quite like a
linguistic contextual intension. We have seen that the linguistic
contextual intension of indexicals such as 'I', 'now', and 'today'
pick out the speaker, time, day (and so on) of the center of all
worlds at which they are defined. The same is true for (diagonalized)
character, on Kaplan's account. At the same time, we have seen that
the linguistic contextual intension of a name arguably picks out the
same individual at all worlds where it is defined. Again, the same
applies to character, on Kaplan's account.
One case where the two apparently behave differently is for
demonstratives such as 'that'.[*] If I use 'that' intending to refer to
an object in front of me, then its character will pick out (roughly)
an object in front of the speaker in all contexts. But the linguistic
contextual intension will not: what it picks out in a context will
depend on the underlying demonstration or intention of a speaker in
that context. But in a way, this is the exception that proves the
rule. In Kaplan's formal analysis, he stipulates that different uses
of 'that' (roughly, those corresponding to different demonstrations)
are tokens of different words: 'that1', 'that2', and so on. Under
this stipulation, it is plausible that a linguistic contextual
intension for one of these instances of 'that' will behave as
characterized above.
*[[I use "demonstrative" for expressions such as 'that', 'he', and
'you', while using "indexical" for expressions such as 'I', 'here',
and 'now'.]]
However, there are aspects of Kaplan's discussion that make it clear
that character is fundamentally different from a linguistic contextual
intension. Kaplan stresses that when we evaluate a sentence's
character in a context, we do not evaluate an utterance of that
sentence within the context. Rather, we evaluate an occurrence of
the sentence at the context. An occurrence is in effect an ordered
pair of a sentence and a context. And crucially, the context need not
itself contain an utterance of the sentence. In effect, this is to
allow that the character of an expression can be evaluated directly at
a centered world, whether or not the world contains a token of the
original expression.
Kaplan's reason for doing this are largely tied to his desire for a
logic of demonstratives. He suggested that arguments involving
demonstratives should be valid in virtue of their character: that
is, a conclusion should follow from premises in virtue of an
appropriate relation among their characters. But if the character of
a claim were restricted to contexts containing an utterance of that
claim, then each premise and the conclusion would be defined across
different contexts, so their characters could not stand in the right
sort of relation. He also says that there are sentences that express
a truth in certain contexts, but in no contexts in which they are
uttered: e.g. 'I say nothing'. If so, contexts cannot be required to
contain a token of the relevant utterance.
For these purposes, it is natural to suggest that character should be
something more like an epistemic intension. Validity, at least as
Kaplan uses it here, is a deeply epistemic notion, tied to apriority
and to rationally compelling inferences (in Kaplan's discussion, it is
clear that validity is not tied constitutively to necessity). The
sort of intension that is constitutively tied to validity and to
apriority is an epistemic intension. Similarly, for the intension of
'I say nothing' to be false in the relevant contexts, the best
candidate is a something like an epistemic intension.
It is difficult to adjudicate what Kaplan intends, however, since he
never specifies how to evaluate an expression's character in a
context. He simply stipulates that expressions have a character
associated with them, and then discusses character's properties. He
does say on some occasions that character picks out what the
expression would pick out if uttered in that context, but he retracts
this because of the point about occurrences. (It presumably remains
the case that when a context contains the right sort of utterance,
character returns what the utterance picks out). He also says
(p. 505) that character is set by linguistic conventions and
determines the content in a context, and he suggests that character is
determined by a demonstration (pp. 526-27) or a directing intention
(pp. 587-8). But nothing here tells us how to evaluate character in
contexts not containing the utterance. In some cases the matter seems
reasonably straightforward: 'I' picks out the marked subject in a
context, 'you' picks out a marked addressee. But there seems to be no
general principle here for assigning an evaluation function to an
expression type.
(Another complication is that is not entirely clear what is built into
the relevant context. On a couple of occasions (p. 528, p. 588)
Kaplan entertains the idea that a context explicitly contains a
parameter for a demonstratum, which serves as referent for a
demonstrative. If this is done, it renders the question about how to
evaluate character trivial, but at the cost of trivializing many other
aspects of the framework. It also removes any special role for
demonstrations and directing intentions in contextual evaluation, and
removes the deep connection with cognitive significance. Partly for
these reasons, and partly because it eliminates the connection between
demonstratives and indexicals, this seems not to be Kaplan's
considered view. The alternative is a view on which the referents of
demonstratives are not explicitly specified within a context, but
instead are picked out by a directing intention.)
One way to address the question is to ask: is it constitutive of
character that validity and apriority are governed by character? Or
is this merely a feature that character turns out to have? It seems
that it cannot be constitutive, for the obvious reason that in the
case of proper names, validity and apriority come apart from
character. But now the question arises: what justifies Kaplan's claim
that the character of indexicals and demonstratives must be logically
well-behaved? In effect, it is this claim that determines his
treatment of occurrences. If character were definitionally connected
to validity, the claim would be reasonable; but character is not
definitionally connected to validity. If character is independently
grounded, it seems that one might equally say: character is reasonably
close to reflecting validity and the like, but unfortunately the
correspondence is imperfect, even for indexicals and
demonstratives.
Perhaps the most likely diagnosis is the following. The initial
notion of character is not constitutively connected to the domain of
validity and apriority. (Perhaps it is something like a linguistic
contextual intension.) But at least in the case of indexicals and
demonstratives, this notion of character turns out to come very close
to reflecting this domain. It turns out that a slight modification
makes the correspondence precise, so at least in this case we adopt
the modified notion. The resulting notion appears to be something
quite close to an epistemic intension. It is not exactly an epistemic
intension, for example because of the use of further parameters in a
context. But it seems to behave in a quite similar way.
This raises the question: why not do the same for names? If character
is to be connected to apriority, why not understand the character of a
name so that it behaves something like an epistemic intension? The
initial answer is that Kaplan thinks that names do not behave this
way: their contents are essential to them, so they do not pick out
different contents in different contexts. In discussing the matter,
Kaplan notes especially (p. 562) that occurrences of 'Aristotle' that
refer to different people are different words. One might respond that
this would be relevant if we were defining the contextual intension
of names, but we are now dealing with a modified notion. The fact
that a name has its referent essentially (and the point about
'Aristotle') is compatible with its epistemic intension picking out
different referents in different contexts.[*] But the crucial point may
in fact be something different: character is supposed to be a sort of
linguistic meaning, but the names as linguistic types do not have
epistemic intensions (at best, epistemic intensions vary between
tokens).[*] So character cannot be epistemic intension.
*[[I have not mentioned Kaplan's 'Fregean theory of demonstrations',
according to which a demonstration does not have its referent
essentially. It seems that this point would be highly relevant to a
contextual understanding of demonstratives, but it is not so clear
that it is required for an epistemic understanding.]]
*[[This sort of point about the difference in cognitive significance
between different tokens of a name is never mentioned explicitly in
Kaplan's article, but it may be playing a role implicitly in his claim
that names do not have nontrivial character semantically associated
with them. A useful diagnostic question would be whether descriptive
names (if there are any), such as 'Jack the Ripper', can have
nontrivial character. If yes, then variability is plausibly the key
reason that standard names have trivial character. If no, then
essentiality of referent is plausibly the key reason.]]
Still, an obvious response is that the same holds for demonstratives.
Kaplan's formal move of stipulating that different tokens of a
demonstratives are different words is clearly something of a
convenient trick: the force of this move is to suggest that character
need not really be associated with a linguistic type, but with a
token.[*] If so, then we could say the same for names, perhaps making a
similar stipulation, or perhaps not. It is not clear exactly how the
cases are relevantly different. One suggestion is that different
tokens of a name seem to be more closely tied together than different
tokens of a demonstrative, with some sort of associated assumption of
communication, agreement and disagreement, and so on. If so, then
assigning all these name tokens a different linguistic type might be
even more counterintuitive than for demonstratives. But it is not
clear exactly what the rules are here. And it is not clear why one
should not take the real moral of the demonstrative case to be that
character is fundamentally a property of tokens rather than linguistic
types, in which case it is no longer obvious that names must have
trivial character.
*[[See Braun 1996 on this topic. Braun notes that Kaplan sometimes
adopts the informal strategy of taking 'that' to be a single word
(type), associating character not with the word but with a
word-plus-demonstration pair. This raises the question: since the
relevant demonstrations (especially according to the later Kaplan) are
a sort of intention, why not analogously associate character with a
name-plus-intention pair? Then one will in effect have character for
utterances of names.
One might even note: for a use of a name, there can be a directly
linked demonstrative. This can happen with an anaphoric use in
'John...he...', or better, with a simple non-anaphoric 'he' backed by
the intention to refer to John (perhaps this can be a mild
counterfactual variant on the original utterance). It does not seem
entirely unreasonable to say that this last demonstrative has
nontrivial character. If so, one could use this character to motivate
a nontrivial character in the vicinity of any token of 'John'. If
not, then it seems to follow that the Fregean theory of demonstrations
is false in at least some cases, and one wants to know more about the
rules for associating character with demonstratives and
demonstrations.
In any case, my best guess as to what constitutes character is the
following: character is something like an epistemic intension in cases
where it is reasonable (perhaps at a stretch) to assign an epistemic
intension to a linguistic type. If not, because of variability of
epistemic properties between tokens, then character is something else,
perhaps more like a contextual intension, or perhaps stipulated to be
a function that returns an expression's actual content (whatever it
is) at all contexts. Alternatively, if character really is something
like "epistemic intension insofar as it is associated with a
linguistic type", one might equally simply say that names have no
character, rather than saying that they have constant character. That
is not Kaplan's official view, but it does not seem wholly contrary to
the spirit of his discussion.
There are a couple of interesting diagnostic cases. First, what is
the character of a descriptive name, such as 'Jack the Ripper'?
Second, what is the character of a context-sensitive predicate such as
'heavy'? Kaplan is silent about these matters, but the behavior of
character in these cases might help decide just how the notion of
character is grounded.
The distinction between the contextual and epistemic understandings
also helps bears on a recent controversy about occurrences.
Garcia-Carpintero (1998) argues for the superiority of a
Reichenbachian token-reflexive account of indexicals over an account
that relies on Kaplan's occurrences. In effect, he suggests that a
sort of token-reflexive contextual intension (requiring the token in a
context) is truer to the data than an account that does not require
tokens. As part of his argument, he denies that there is any
reasonable intuition that there are contexts in which 'I am not
uttering now' is true. Our discussion makes it possible to render a
split verdict here. On a contextual understanding of evaluation in
contexts, there is no such intuition. But on an epistemic
understanding, there is such an intuition. The intuition, I think, is
that 'I am not uttering now' is not false a priori, so that there are
epistemic possibilities in which it is true. These epistemic
possibilities are scenarios in which the subject at the center is not
uttering. The difference between Kaplan's and Reichenbach's
frameworks may then be grounded in the fact that Kaplan's semantic
value for an indexical is constitutively tied to its epistemic
properties, while Reichenbach's is tied to its contextual
properties.[*]
*[[Note, though, that on the framework I have suggested, epistemic
intensions are fundamentally assigned to utterances, not to
occurrences. Occurrences play a role in that epistemic intensions are
evaluated at scenarios that need not contain the relevant utterance.
This suggests that there are two quite distinct issues dividing the
Reichenbachian and the Kaplanian: the issue of whether semantic values
should be assigned to utterances or occurrences, and the issue of
whether these semantic values can be evaluated in worlds (or contexts)
in which the utterance is absent.]]
In any case, it seems plausible that there are elements of both the
contextual understanding and the epistemic understanding in Kaplan's
account, not always disentangled. Perhaps character is fundamentally
an extension of a linguistic contextual intension; perhaps it is
fundamentally a sort of epistemic intension; or perhaps there is no
fact of the matter. But it is clear in any case that much of the
value of character in the case of demonstratives that in this case, it
behaves much as an epistemic intension does (whereas in the case of
names, it does not). It does not seem unreasonable to hold that
character is useful for epistemic purposes precisely to the extent
that it approximates or coincides with an epistemic intension.
In addressing Kripke's problems of the contingent a priori, Evans
focuses on the case of descriptive names. He introduces the
descriptive name 'Julius', whose referent is fixed as being whoever
invented the zip. Then 'Julius invented the zip' seems to be a
priori. In analyzing the case, Evans distinguishes between two sorts
of necessity: "deep necessity" and "superficial necessity". Instances
of the "contingent a priori" (such as 'Julius invented the zip') are
superficially contingent but deeply necessary; instances of the
"necessary a posteriori" are superficially necessary but deeply
contingent. Evans says that whether a statement is deeply necessary
or contingent depends on what makes it true; and whether it is
superficially contingent depends on how it embeds under modal
operators.
Superficial necessity is defined as follows. A sentence Q is
superficially contingent if '◊~Q' is true, or equivalently, if
there is some world W where Q is not trueW. Here, the possibility
operator is clearly subjunctive possibility ("it might have been
that"), and the possible-worlds evaluation is clearly subjunctive
counterfactual evaluation of the Kripkean sort. So superficial
necessity is a second-dimensional notion: S is superficially necessary
when it has a necessary 2-intension or subjunctive intension.
Deep necessity and contingency are characterized in the following
passage toward the end of Evans' article:
This passage has a strong epistemic element in the first half; and a
strong contextual element in the second half. To understand these we
need to examine the discussion earlier in Evans' article.
Evans introduced the notion of the content of a sentence earlier as
capturing an epistemic element. Evan says that when two sentences
have the same content, they are epistemically equivalent: a person
who understands both cannot believe what one says and disbelieve what
the other says. Evans makes a distinction between the content of a
sentence and the proposition expressed by a sentence, which is a
function from possible worlds to truth-values of the sort associated
with the modal contexts of superficial necessity. He notes that two
sentences that express the same proposition can have different
contents, and argues that two sentences with the same content can
express different propositions: e.g. 'Julius is F' and 'The inventor
of the zip is F'.
Evans holds that there is a notion of "making a sentence true" that is
tied directly to content (which he distinguishes from an alternative
sense tied to proposition expressed). He says:
On this conception, making a sentence true, at least in the case of a
descriptive name, seems to involve something like satisfying its
epistemic intension. In the sense of 'verify' that I tied to
epistemic evaluation, 'Julius invented the zip' will be verified
precisely when the conditions that Evans suggests for "making the
sentence true" obtains. The claim that epistemic equivalence entails
verification (in Evans' sense) by the same states of affairs also
suggests a tie to epistemic intension, and suggests a link between the
two notions of 'verification'. If deep necessity is tied to 'making
true' in this sense, then at least in the case of descriptive names
it seems to be a sort of necessity of epistemic intension.
Evans also characterizes this notion of 'making true' in alternative
terms:
This characterization has a more contextual flavor: "making true" is
characterized in terms of a metalinguistic subjunctive about
truth-values the sentence could have had. This suggests something
like a linguistic contextual intension. But such an understanding
will yield quite different results from the understanding above. For
example, if 'L' is a descriptive name for the number of sentence
tokens ever produced, then no token of 'L>0' could have been false.
If "making true" is understood in terms of the possible truth of
tokens, this will entail that 'L>0' is deeply necessary, even though
it is clearly a posteriori, and will be deeply contingent on the
earlier understanding. It seems doubtful that Evans would allow that
this sentence is deeply necessary.[*]
*[[Evans' letter to Martin Davies (this volume) suggests very strongly
that he would regard sentences such as 'L>0' as deeply contingent, and
that he would reject a contextual interpretation of deep necessity.]]
Alternatively, we might understand the locution "the sentence would
have been true" as invoking an abstract sentence, one that need not be
uttered in the state of affairs in question. But we must tread
carefully here. It is natural to hold that the abstract sentence
'Julius invented the zip' would have been true in a state of affairs
if and only if Julius invented the zip in that state of affairs. But
Evans accepts the Kripkean claim that there are states of affairs such
that if they obtained, Julius did not accept the zip. If follows from
these two claims that the abstract sentence 'Julius invented the zip'
could have been false, so that on this understanding, it is not deeply
necessary. So for this strategy to work, Evans must reject the claim
that the abstract sentence 'Julius invented the zip' is true in a
state of affairs iff Julius invented the zip there, and must give some
other account of the evaluation of abstract sentences in states of
affairs.
*[[To support his claims about which sentences could have been true,
Evans goes to some length to argue that if y had invented the zip
and had been F, y would have been the referent of 'Julius', and
'Julius is F' would have been true as a sentence of English. He
argues that there is no semantic connection between 'Julius' and a
particular referent, so one can suppose that the term could have had a
different referent without supposing a semantical change in English.
He says: "exactly the same theory of meaning serves to describe the
language which would be spoken had y invented the zip, as describes
the language which is actually spoken" (Evans 1979, p. 182). These
passages use claims about counterfactual spoken language to support
claims about "making true", so one might initially read them as
supporting a contextual interpretation of this notion. But they are
arguably also compatible with the second understanding above, if one
conjoins this understanding with the thesis that an abstract sentence
is true in a state of affairs if (although not only if) a token of a
semantically identical sentence is true in that state of affairs.]]
The most natural way to reconcile all this is to interpret the
locution "the sentence would have been true" as meaning that the
content of the abstract sentence would have been true. Then the
result above will follow, given Evans' view that the content of
"Julius invented the zip" is a descriptive content that differs from
the proposition that is contributed to modal contexts. The cost is
that on this approach, we cannot use a prior notion of "making true"
to ground the notion of content, as one can do on some other
approaches. Rather, the notion of "making true" and the consequent
notions of deep necessity and the like are defined in terms of a prior
notion of content.
On Evans' view of content, descriptive names have a descriptive
content, because of their epistemic equivalence to descriptions. In
this case, "making true" behaves like an epistemic intension. In
other cases, it may not. Elsewhere (Evans 1982), Evans rejects the
claim that ordinary proper names have a quasi-descriptive content,
suggests that the referent of an ordinary proper name is part of its
content. On this sort of view, it appears that a sentence such as
'Cicero is Tully' is made true by all states of affairs, so that it is
deeply necessary. If this is correct, then deep necessity can come
apart from apriority, and Evans notion of verification does not in
general behave in the manner of an epistemic intension.
One source of this difference is that Evans associates content with
expression types rather than expression tokens, and imposes a semantic
constraint on content: for Evans, the content of an expression type is
closely tied to what is required for a speaker of a language to
understand it. Given that epistemic intensions are often variable
across competently used tokens of an expression type, it follows that
epistemic intensions cannot be content in Evans' sense. But in cases
such as that of descriptive names, where a specific epistemic
intension is required for competent use of an expression type, one can
expect that Evans' notion of content will behave more like an
epistemic intension, and that deep necessity will coincide more
closely with apriority.
Because of all the dependence on a prior notion of content, Evans'
account is not naturally assimilated to either an epistemic or
contextual understanding of two-dimensionalism. We might think of it
as a broadly "semantic" understanding: Evans' first-dimensional modal
notions are defined in terms of a prior notion of content, and their
grounds depend on the grounds of that notion of content. Given Evans'
own distinctive understanding of content, the result is a
first-dimensional modal notion that lines up with the epistemic
understanding in some cases but not in all. The result is that deep
necessity coincides with apriority in some cases (e.g. cases involving
descriptive names), but not in all cases.
Of course, if invokes a different notion of content, one will get a
different corresponding notion of deep necessity. For example, if one
loosens Evans' epistemic constraint on content and embraces a view on
which the content of a name just involves its referent, then the
corresponding notion of deep necessity may coincide with superficial
necessity. And if one loosens Evans' semantic constraint on content
and embraces a view on which the content of a token is something like
an epistemic intension, then the corresponding notion of deep
necessity may coincide with apriority.
Davies and Humberstone (1980) give a "formal rendering" of Evans'
distinction between deep and superficial necessity, using
independently motivated tools from modal logic developed in Crossley
and Humberstone (1977). The formal framework starts with a necessity
operator N, and supplements it with an "actually" operator A,
meaning "it is actually the case that". This allows one to represents
claims such as 'It is possible for everything which is in fact φ to
be ψ', as '◊∀x (Aφ(x) ⊃ ψ(x)). A model theory for
these operators requires supplementing the space of possible worlds
needed for the necessity operator with a designated "actual world",
where Aα is true at a possible world iff α is true at the
actual world.
This framework naturally suggests a further idea: just as one can ask
whether α is true with respect to a possible world (holding the
actual world fixed), one might ask whether α would be true if a
different world were designated in the actual world. This notion is
modeled by adding a further "fixedly" operator F, where Fα is
true at a world W iff α is true at W no matter which world is
designated as actual. Here, the model theory requires that we have a
"floating" actual world, or alternatively, it can invoke
double-indexed evaluation of sentences at worlds. On the
double-indexing approach, we can say that α is true at (V, W) when
α is true with respect to W, when V is designated as actual.[*]
*[[What follows is a two-dimensional "reconstruction" of Davies and
Humberstone's framework. In their original paper, Davies and
Humberstone's official model theory for the system with F and A
involves one-dimensional evaluation with a "floating" actual world,
although they note the possibility of a model theory with
two-dimensional evaluation.
It is worth observing that it is not obviously correct to say, as is
often said, that the ideas of two-dimensional semantics are grounded
in two-dimensional modal logic. Two-dimensional modal logic per se
does not play a crucial role in grounding the frameworks of Kaplan,
Stalnaker, and Evans; and even in the case of Davies and Humberstone,
two-dimensional modal logic is presented merely as an optional means
of representation. Of course many of these ideas can be naturally
represented using the tools of two-dimensional modal logic, and one
there is plausibly a relationship between the conceptual bases of
these frameworks and of two-dimensional modal logic.
The double-indexed evaluation can be formally defined in terms of its
interaction with the relevant modal operators.[*] When α is a
simple sentence, α is true at (V, W) iff α is true at W
according to single-indexed evaluation. When α has the form
Fβ, α is true at (V, W) when for all V', β is true at (V',
W). When α has the form Aβ, α is true at (V, W) when
α is true at (V, V). When α has the form []β, α is
true at (V, W) when for all W', β is true at (V, W'). The truth of
other complex sentences at (V, W) is the obvious function of the truth
of their parts at (V, W). It follows that when α does not contain
F or A, the evaluation of α at (V, W) is independent of V. In
these cases, the double-indexed evaluation of α at (V, W) is the
same as the single-indexed evaluation of α at W. If α
contains F or A, double-indexed and single-indexed evaluation may
come apart.
*[[This definition of two-dimensional evaluation is not given
explicitly by Davies and Humberstone, but it is easy to see that it
gives the intended results.]]
One can then introduce the combined operator FA, which functions
so that FAα is true at (V, W) iff for all worlds V', α is
true at (V', V'). Or more simply, FAα is true when α is
true at all worlds when that world is designated as actual. Davies
and Humberstone note that this operator can be seen as yielding a sort
of necessity. We might say that a sentence α is FA-necessary when
FAα is true. For sentences that do not contain F or A,
FA-necessity and ordinary necessity coincide: for all such sentences
α, FAα is equivalent to []α. But for sentences
containing F or A, FA-necessity and ordinary necessity behave
differently. For example, if α has the form Aβ, then
FAα is equivalent to []β.
The A operator can be used to represent some contingent a priori
truths. For example, if φ is a contingent truth, then 'Aφ ↔
φ' is contingent but a priori. Truths of this sort are not
necessary, but they are FA-necessary: for example,
FA(Aφ↔φ) is equivalent to [](φ↔φ), which is true.
This behavior parallels Evans' observation that contingent a priori
sentences are not superficially necessary, but they are deeply
necessary.
Davies and Humberstone extend the parallel between deep necessity and
FA-necessity to the case of descriptive names, by suggesting that
descriptive names are abbreviations of descriptions of the form 'the
actual G', for an appropriate G. On this view, 'Julius' abbreviates
'the actual inventor of the zip'. Then the contingent a priori
sentence 'if anyone uniquely invented the zip, Julius did' (which
Evans holds is superficially contingent but deeply necessary) is
equivalent to 'if anything uniquely has G, the actual G has G'. In
Davies and Humberstone's formal framework, this sentence is contingent
but FA-necessary. In light of these parallels, Davies and Humberstone
put forward the hypothesis that a sentence is deeply necessary in
Evans' sense iff it is FA-necessary.
Using this framework, one can define a corresponding sort of
1-intension. We can say the FA-intension of a sentence α is true
at W when α is true at (W, W) according to Davies and
Humberstone's method of evaluation. In the case of sentences with
descriptive names, FA-intensions behave something like a quasi-Fregean
semantic value. Davies and Humberstone also suggest (without
endorsing the suggestion) that one might extend this treatment to
other terms, such as 'water', 'red', or 'good', analyzing these as
equivalent to 'actually'-involving descriptions. This raises the
question: do FA-intensions satisfy the Core Thesis? Or: is a sentence
a priori iff it is FA-necessary?
Addressing this sort of question, Davies and Humberstone say that they
have found no examples of FA-contingent a priori sentences, and they
appear to be sympathetic with the claim that there are no such
sentences. But they say that there are many FA-necessary a posteriori
sentences, including identities between ordinary proper names ('Cicero
= Tully'). This asymmetrical attitude toward the FA-necessary a
posteriori and the FA-contingent a priori mirrors Evans' attitude
concerning deep necessity. Still, it is prima facie surprising that a
formally defined notion such as FA-necessity should yield this
asymmetry. So it is worthwhile to assess these claims independently.
A simple approach to these questions runs as follows. Let us say that
a sentence of natural language is A-involving if its logical form
contains an occurrence of 'A' or an occurrence of 'F' (in practice
there will be few occurrences of 'F', or at least few occurrences of
'F' unaccompanied by 'A'). If there exist non-A-involving
sentences that are necessary a posteriori, then these sentences are
FA-necessary a posteriori. If there exist non-A-involving sentences
that are contingent a priori, then these sentences are FA-contingent a
priori. If no non-A-involving sentences fall into either of these
classes, then no A-involving sentences fall into either of these
classes. So FA-necessity and apriority are co-extensive if and only
if necessity and apriority are coextensive for non-A-involving
sentences.
Are there non-A-involving necessary a posteriori sentences? On the
face of it, it seems so. For example, identities between ordinary
proper names can plausibly be necessary and a posteriori, and such
names are plausibly non-A-involving (as Davies and Humberstone
themselves note). To resist this claim, one would need to maintain
that that ordinary proper names, like descriptive names, abbreviate
(or are equivalent in logical form to) descriptions of the form 'the
actual G'. But there are numerous reasons to doubt such a claim, even
on the broadly Fregean view that I have outlined. For example, we
have seen that the epistemic intension of a name can vary from speaker
to speaker in ways that the epistemic intension of a description does
not, so there can be no equivalence in standing meaning between names
and descriptions. Even for a single speaker, there may be no
expression in the language that encapsulates the epistemic intension
of the name as used by that speaker. Further, it is plausible that
names have their referents essentially, but descriptions of the form
'the actual G' do not. If this is correct, then ordinary proper names
are not A-involving, and identities between them are examples of the
FA-necessary a posteriori.
Are there non-A-involving contingent a priori sentences? On the face
of it, it seems so. For example, ordinary indexicals such as 'I',
'here', and 'now' give rise to instances of the contingent a priori,
and such indexicals are plausibly non-A-involving. For example, 'I am
here now (if I exist and am spatiotemporally located)' appears to be
both contingent and a priori. Perhaps one could hold that at least
one of the indexicals as A-involving: for example, one could suggest
that 'I' is equivalent in logical form to 'the actual speaker', or
that 'here' is equivalent in logical form to 'the place where I
actually am now'. But these suggestions are unappealing in a number
of respects,[*] and are widely rejected in semantics. If these
indexicals are not A-involving, then the sentence is plausibly
FA-contingent a priori.[*]
*[[For example, the claim that 'I' is equivalent to 'the actual
speaker' has the unappealing consequence that 'if I exist now, I am
speaking' is a priori. The 'claim' that 'here' is equivalent in
logical form to 'the place where I actually am now' introduces an
unappealing asymmetry between the logical forms of 'here' and 'now'
that appears to be ad hoc and otherwise unmotivated.]]
*[[For other examples of non-A-involving contingent a priori
sentences, one might try sentences with complex demonstratives or
partially descriptive names: for example, 'that picture (if it exists)
is a picture', or 'Pine Street (if it exists) is a street'. These
sentences are plausibly contingent and are not obviously A-involving.
On some views (but not all), these sentences are a priori. If so,
these sentences are plausibly FA-contingent a priori.]]
These conclusions accord with Davies and Humberstone's view of the
FA-necessary a posteriori, but not with their view of the
FA-contingent a priori. If correct, these conclusions case doubt on
Davies and Humberstone's claim that FA-necessity is equivalent to
Evans' deep necessity. For Evans, the existence of a deeply
contingent a priori sentence is "intolerable": it appears to be a
conceptual constraint on his notion of content that any a priori
sentence has a content that is verified by any state of affairs. If
so, and if there are FA-contingent a priori sentences, then it seems
that deep necessity is not the same as FA-necessity.
Is the two-dimensional framework of Davies and Humberstone
fundamentally a contextual approach or an epistemic approach? As
Davies (2004) notes, it seems to be neither. It is clearly not a
contextual approach: sentence tokens present in counterfactual worlds
play no special role here.[*] And it seems not to be an epistemic
approach: epistemic notions play no role in defining the key concepts.
I think it is best regarded as a formal approach: FA-necessity is in
effect defined in terms of its interaction with 'A' and 'F' operators
in a sentence's logical form. This formal definition yields results
that are consonant with those of an epistemic interpretation in some
cases, but not in all cases.
*[[Surprisingly, Evans seems to have understood Davies and
Humberstone's notions as broadly contextual notions. See his letter
to Martin Davies (included in this volume), in which he raises
"utterance difficulties" for the framework, involving sentences such
as 'I exist' and 'There are no speakers'. These parallel the issues
raised concerning the contextual understanding in section 2.4 of this
paper.]]
This consonance stems from the fact that where the 'A' and 'F'
operators are concerned, FA-intensions behave very much like epistemic
intensions. If the only source of a posteriori necessary and
contingent a priori sentences were the 'A' and 'F' operators, then
FA-intensions and epistemic intensions would coincide. But we have
seen that these operators appear not to be the only source of these
phenomena. Because of this, the two intensions do not coincide, and
the Core Thesis fails for FA-necessity.
Of course one might hold that even in the cases of non-A-involving
terms that generate a posteriori necessary and contingent a priori
sentences, there is something relevant in common with the behavior of
A-involving sentences. For example, one might hold that utterances of
indexicals and ordinary proper names involve the rigidification of
some sort of Fregean content, even if these expressions are not
equivalent in logical form to corresponding A-involving descriptions.
If so, one could use this behavior to define a broader sort of
two-dimensional evaluation of sentences that does not turn entirely on
the presence of 'F' and 'A' operators. If one generalized Davies
and Humberstone's framework in this way, the resulting framework would
more closely resemble the epistemic framework that I have outlined.
In The Conscious Mind (Chalmers, 1996 pp. 56-65), I present "a
synthesis of ideas suggested by Kripke, Putnam, Kaplan, Stalnaker,
Lewis, Evans, and others".[*] I distinguish what the "primary
intension" and the "secondary intension" of a concept (where a concept
is understood as either a linguistic or a mental token). How are
these intensions to be understood? Here I will examine the text from
the outside, leaving autobiographical remarks until the end.
*[[In retrospect, the "synthesis" remark is unfortunate. As we have
seen, the formal similarities between the different frameworks mask
deep conceptual differences, which are largely ignored in Chalmers
1996. One moral of this paper is that a blanket citation of theorists
who have worked on two-dimensional ideas has the potential to confuse
more than it clarifies.]]
The two intensions are initially characterized as follows (p. 57):
The secondary intension seems to be the familiar sort of intension
(2-intension, subjunctive intension) across possible worlds. The
nature of the primary intension is somewhat less clear. The
characterization above has both contextual and epistemic elements.
The reference to what "a concept will pick out" under certain
circumstances suggests a sort of contextual intension; but reference
to how the world "turns out" suggests an epistemic element.
I also say (p. 57) that a concept's primary intension is "a function
from worlds to extensions", such that "in a given world, it picks out
what the referent of the concept would be if that world turned out to
be actual". (The "worlds" are later refined to centered worlds.)
This is similar to the characterization above, although the use of
"turned out" and "would be" arguably has a slightly different (more
subjunctive, less epistemic?) flavor than the use of "turns out" and
"will". Again, the referent to potential reference of a concept
suggests some sort of contextual intension. This is also suggested by
a later discussion (p. 60) which casts the worlds in the domain of a
primary intension as Kaplanian "contexts of utterance", and which asks
"how things would be if the context of the expression turned out to be
W"? And again (p. 63): "the primary truth-conditions tell us how the
actual world has to be for an utterance to be true in that world; that
is, they specify those contexts in which the statement would turn
out to be true".
If a primary intension is a contextual intension, what sort of
contextual intension is it? The discussion suggests an intension that
exhibits the sort of quasi-Fregean behavior described in section 1 of
this paper. It seems clear that a primary intension is not intended
to be an orthographic contextual intension: nothing in the discussion
suggests that in a world where 'water' means steel, the primary
intension of our term 'water' picks out steel. It may be intended to
be a linguistic contextual intension: footnote 21 on p. 364 suggests
sympathy with the view that the word 'water' as used on Twin Earth is
of the same linguistic type as ours, in which case a linguistic
contextual intension may give quasi-Fregean results. It may also be
that some sort of cognitive contextual intension is intended, where
one holds fixed the epistemic situation of the subject. But the
matter is not at all clear.
There are also a number of elements in the discussion that suggest an
epistemic understanding. The expression "what a concept will refer to
if the world turns out" carries an epistemic flavor that is quite
different from the subjunctive "what a concept would refer to if the
world turned out"; as Kripke (1980, p. xxx) suggests, there is
arguably more plausibility in the idea that it could turn out that
'water' refers to XYZ than that it could have turned out that
'water' refers to XYZ. So perhaps there is a sort of amalgam of
epistemic and contextual ideas at work in this phrase.
More clearly, the discussion of how to evaluate a primary intension
has a strong epistemic element. I say:
Here, the suggestion seems to be that a term's primary intension is
constituted to a speaker's or a community's dispositions to apply the
term, depending on what is discovered to be the case. This suggests
something at least in the vicinity of an epistemic intension. There
is still a metalinguistic element in "what would we say?"; for this
reason, it seems hard to extend this heuristic to such cases as
evaluating "language exists" in a language-free world, and so on. But
the idea of capturing the dependence of judgments about extension on
discoveries about the actual world suggests something fundamentally
epistemic.
Further evidence for an epistemic interpretation stems from two
endnotes (notes 26 and 29, p. 366) in which it is stated that one can
evaluate a primary intension in worlds that do not contain the
original concept. I give the example of "I am in a coma", suggesting
that the primary intension should be true of centered worlds where the
individual at the center is in a coma and not thinking anything. This
is more compatible with an epistemic interpretation than with a
contextual interpretation.
The strongest evidence is in footnote 21 (p. 364), which responds to
an objector who holds that 'water' on Twin Earth is a different word:
This response suggests the basis of an epistemic understanding, albeit
in quite sketchy terms.[*] This interpretation also fits the claim
(p. 64) that a sentence is a priori when it has a necessary primary
proposition (where here a proposition is an intension for a
statement), and the use of primary intensions to make an inference
from conceivability to possibility (roughly, from a claim's a priori
coherence to the existence of a world satisfying a claim's primary
intension). These moves will be invalid in general if primary
intensions are contextual intensions. But if primary intensions are
epistemic intensions, it is possible that they are correct.
*[[I say a bit more to suggest epistemic evaluation in Chalmers 1995,
which develops the framework to yield an account of the narrow content
of thought. Here I say that to evaluate a primary intension, one can
ask questions such as "If W turns out be actual, what will it turn out
that water is"? This is sort of "turns-out" conditional is closely
related to an indicative conditional, and like an indicative
conditional is most naturally interpreted in epistemic terms (see the
discussion in 3.3 of this paper). Chalmers (1995) suggests that that
this sort of conditional in superior in a way to "If W is actual, what
would the concept refer to?", since it makes clear that the concept is
not required to be present in the world. Chalmers (1998) suggests
that indicative conditionals can be used to evaluate primary
intensions. My current view is that indicative conditionals provide a
good heuristic for evaluating primary intensions, but should not be
taken as definitional.]]
Autobiographically: I think that primary intensions as I conceived
them (both in Chalmers 1995 and in Chalmers 1996) were much more like
epistemic intensions than like contextual intensions. But the
distinction between contextual and epistemic understandings was not
sufficiently clear in my mind at the time of writing, and is certainly
not clear on the page. (The current paper is in part a mea culpa.)
Certainly, one must interpret primary intensions as epistemic
intensions to make sense of the applications of the two-dimensional
framework in these works. (For example, the main
conceivability-possibility argument in Chalmers 1996 turns on a
version of the thesis of Metaphysical Plenitude outlined earlier.) If
one does so, I think the resulting arguments are sound.
Jackson (1998) discusses "a distinction between two fundamentally
different senses in which a term can be thought of as applying in
various possible situations". He says:
Here, the talk of "hypotheses about which world is the actual world",
and "given or under the supposition that W is the actual world",
strongly suggests that we are thinking about these worlds as a sort of
epistemic possibility. One might think for a moment that talk of
"what the term applies to under various hypotheses" suggests something
contextual, but on reflection there is no more reason why that should
be the case here than for the corresponding usage about counterfactual
worlds.
Jackson does not say much more about evaluating A-intensions than
this. He does say one thing that might suggest a contextual element:
he says that the A-proposition (A-intension for a sentence) of 'Some
water is H2O' is contingent, because the sentence is "epistemically
possible in the following sense: consistent with what is required to
understand it, the sentence might have expressed something both false
and discoverable to be false". The claim about what the "sentence
might have expressed" strongly suggests something contextual: together
with the talk of understanding, it may suggest a sort of cognitive
contextual intension. But this locution is not used elsewhere.
Overall, most of Jackson's discussion is reasonably consistent with an
epistemic understanding of A-intensions. Further, the purposes to
which he puts the framework strongly suggests constitutive ties with
apriority and the epistemic domains, and epistemic intensions work
best for these purposes. If so, then A-intensions are arguably best
interpreted as epistemic intensions.
Although the work of Kripke (1972; 1980) provided the impetus for many
of the two-dimensional approaches in the literature, Kripke does not
embrace a two-dimensional approach himself. There are numerous
remarks that suggest a tacit element of two-dimensional thinking: for
example, frequent remarks of the form "Given that such-and-such is
the case (empirically), such-and-such is necessary.". But there is
little that formally and explicitly suggests such an approach. While
it is possible to analyze many of Kripke's epistemic claims using
possible worlds, Kripke himself generally stays away from this sort of
analysis.
There is one exception, however. Kripke notes that in cases where P
is the negation of an a posteriori necessary statement, there is some
intuition that "it might have turned out that P", even though P is
strictly speaking impossible. For example, when a table is made of
wood, there is an intuition that the table "might have turned out to
be made of ice", even though that is impossible. Kripke denies the
modal claim involving "might have turned out" is false in these cases,
but he wants to explain it away. Similarly, Kripke notes that for
statements such as 'heat is the motion of molecules', there is a sense
of "apparent contingency", even though the statement is strictly
necessary. Again, Kripke wants to explain this sense of contingency
away.
Kripke suggests the following strategy. In these cases,
although a statement is necessary, we can say that under appropriate
qualitatively identical evidential situations, an appropriate
qualitatively identical statement might have been false. And he
suggests this explains the sense of apparent contingency.
He applies a similar strategy to 'heat is the motion of molecules',
and other cases. The general principle is that when there is an
intuition of apparent contingency associated with a necessary truth P,
there is a qualitatively identical contingent truth P*, such that P*
might have been false in an evidential situation qualitatively
identical to the original situation. Where P is 'heat is the motion
of molecules', P* might be 'heat sensations are caused by the motion
of molecules'.
This apparently innocuous principle packs considerable power: it
enables us to reason from epistemic premises to modal conclusions.
When P is "apparently contingent", or such that it seems that "it
might have turned out that P", P has a distinctive epistemic status:
to a first approximation, these claims come to the claim that P is not
ruled out a priori. But the conclusion here is a modal one: that a
certain state of affairs (involving a subject, evidence, and a
statement) might really have obtained. In effect, Kripke reasons from
a premise about the epistemic status of a statement to a conclusion
about the possible truth of a statement token that shares a type with
the original statement.
This reasoning can be modeled using the two-dimensional framework,
understood contextually. We might say that the evidential contextual
intension of a given statement is a function that is defined at
centered worlds in which there is a subject with qualitatively
identical evidence, uttering a qualitatively identical statement, and
that returns the truth-value of that statement. Then Kripke is in
effect suggesting that when a statement is "apparently contingent",
its evidential contextual intension is contingent.
The intension in question is not completely defined, as Kripke does
not define what it is for evidential situations or statements to be
qualitatively identical. But it is natural to suggest that two
evidential situations are identical when they are phenomenologically
equivalent: that is, when what it is like to be in the first situation
is the same as what it is like to be in the second. As for
qualitatively identical statement: one might first suggest that this
occurs when they have similar descriptive or Fregean content, but that
suggestion might be inappropriate in the current context. An
alternative suggestion is that two statements are qualitatively
identical when they (or corresponding thoughts) play similar cognitive
roles for the subject. This goes beyond Kripke and is somewhat loose,
of course, but it seems at least compatible with his discussion.
Reconstructed this way, Kripke's principle takes on a familiar shape.
In effect, the claim is that when a statement is apparently
contingent, it has a contingent evidential contextual intension. If
one substitutes aposteriority for apparent contingency and rearranges
a little, one gets a familiar-looking result: if a statement has a
necessary evidential contextual intension, it is a priori.
So Kripke's principle here suggests something in the vicinity of the
Core Thesis for an evidential contextual intension. This should raise
alarm bells. We have already seen that the Core Thesis appears to be
false for any sort of contextual intension. Applying the sort of
reasoning from our earlier discussion, one can straightforwardly come
up with a counterexample. 'I have such-and-such evidence' is one
example. For a more interesting example, let 'Bill' be a name that
rigidly designates the phenomenological quality instantiated at the
center of my visual field. Let us say that that quality (for me now)
is phenomenal blueness. Then 'Bill is phenomenal blueness' is
plausibly a posteriori, but it has a necessary evidential contextual
intension.
This point is not simply an artifact of our reconstruction; it equally
to Kripke's original claim. 'Bill is phenomenal blueness' is
apparently contingent in the same sort of way as paradigmatic
apparently contingent statements. We have an intuition that it might
have turned out that Bill was not phenomenal blueness — it might have
been that Bill was phenomenal redness, for example. This intuition
seems to be on a par with our intuitions about the table, heat, and so
on. But there is no qualitatively identical evidential situation in
which a qualitatively identical statement would have been false. So
the Kripkean reasoning is invalid in this case.
Perhaps Kripke could shrug this off and say that the reasoning was
never intended to apply in all cases. But this reply would have a
significant cost, since the reasoning is crucial to Kripke's argument
against mind-body identity theories. We have a strong intuition of
apparent contingency associated with 'pain is C-fibers'; and Kripke
argues that this cannot be explained away by the claim that in a
qualitatively identical evidential situation, a qualitatively
identical statement would have been false:
Kripke uses this point to argue that as the apparent contingency
cannot be explained away, the claim that 'pain is C-fibers' is not
necessary at all. It follows that the claim is not true, since if it
is true, it must be necessary. But it is clear that everything in the
quoted passage applies equally to 'Bill'. To be in the same epistemic
situation that would obtain if one had Bill is to have Bill; and so
on. So the 'Bill' case equally cannot be explained by Kripke's
paradigm. But here, one cannot reason from failure to satisfy
Kripke's paradigm to contingency and thus to falsity: 'Bill is
phenomenal blue' is clearly true and necessary. So by parity, one
cannot apply this reasoning in the case of 'pain'. Insofar as
Kripke's argument against the mind-body identity theory relies on this
reason, it appears that the argument is unsound.
The moral here seems to me that there is nothing special about one's
evidence in diagnosing apparent contingency. This suggests a
natural response: one might weaken Kripke's principle, holding
simply that when a statement is apparently contingent, an appropriate
qualitatively identical statement might have been false. This claim
would cover the standard Kripkean cases, and would also encompass
cases involving contingency of evidence itself, such as that of
'Bill'. One might think that to do this would be to kill off the
argument against the identity theory, which relied crucially on
qualitatively identical evidence. But there is another strand in
Kripke's argument that might still apply.
Immediately after noting the considerations above, Kripke says:
Kripke says that this is the "same point", but in fact it is not. A
close examination suggests that this point has nothing to do with
evidence: it does not rely on the notion of a statement in a
qualitatively identical evidential situation, but rather on that of a
designator with the same manner of reference-determination. So we can
apply the weakened principle suggested above, where a "qualitatively
identical statement" is understood, perhaps, as a statement with the
same reference-fixing intensions. Under this paradigm, the apparent
contingency of 'Bill is phenomenal blue' can be explained away, as
it is possible for a statement associated with the same
reference-fixing intentions — to refer to the quality in the center
of one's visual field — to be false, for example, in a case where the
quality is phenomenal red. But the case of 'pain' cannot be
explained away in these terms. So the argument against the identity
theory would now seem to go through.
Nevertheless, more problems immediately arise. The reasoning here in
effect invokes the claim that an apparently contingent statement has a
contingent qualitative contextual intension, where this sort of
intension is defined at worlds centered on a statement qualitatively
identical to the original, returning the referent of that token. For
familiar reasons, there are counterexamples to this claim. One such
is 'A sentence token exists'. Or let 'L' be a descriptive name that
rigidly designates the number of actual (spoken or written) languages.
Then 'L>0' is apparently contingent: it seems that it might have
turned out that L was zero, and so on. But 'L>0' has a necessary
fixing contextual intension. So the principle is false. Further, it
is easy to see that even the weakened Kripkean reasoning suggested
above does not apply in the case of 'L>0': it is not possible for a
qualitatively identical statement to be true, but the statement is
necessary all the same. So even the weakened reasoning, from failure
to satisfy the weaker paradigm to contingency, is invalid. So
although Kripke's second argument against the identity theory is
different from the first argument, it is also invalid.[*]
*[[Bealer (1996) develops Kripke's proposal using his notion of a
"semantic stable" expression (one such that necessarily, in any
language group in an epistemic situation qualitatively identical to
ours, the expression would mean the same thing). Bealer suggests that
semantically stable expressions are invulnerable to "scientific
essentialism". It is not clear exactly what is required for a
"qualitatively identical epistemic situation" for a language group,
but it is clear that however this notion is understood, terms such as
'L' above will be semantically stable, as will rigid designators for
aspects of a group's epistemic situation. So there will be a
posteriori necessities involving semantically stable expressions. As
in Kripke's discussion and in other cases, a broadly contextual notion
(semantic stability) serves as an imperfect substitute for a broadly
epistemic notion (semantic neutrality).]]
I think that the moral in both cases is that Kripke's diagnosis of
intuitions about apparent contingency is incorrect: they do not turn
essentially on intuitions about qualitatively identical evidential
statements, and they do not turn essentially on intuitions about
intuitions about qualitatively identical statements.[*] Rather, they
turn on intuitions about the direct evaluation of epistemic
possibilities. And we have seen that this sort of epistemic
evaluation does not turn essentially on the status of possible tokens.
This suggests in turn that to reason about apparent contingency, then
instead of the Kripkean principles above, which tacitly involve a
contextual understanding, one should appeal to principles involving an
epistemic understanding: for example, that when a statement is
apparently contingent, there is some scenario (considered as actual)
in which it is false. Or, if we understand scenarios as centered
worlds: that when a statement is apparently contingent, there is some
centered world in which the statement's epistemic intension is true.
I think that once we understand things this way, an argument against
the mind-body identity theory of a sort analogous to Kripke's has a
chance of succeeding. But I have written about that elsewhere.[*]
*[[There is arguably a strand in the passage above that does not turn
directly on qualitatively identical statements. This is the claim
that while heat is picked out by a property it has accidentally, pain
is picked out by a property it has essentially. This suggests that
Kripke's "same point" may come down to three different points, with
potentially three different arguments in the background. I think that
the third argument has the most chance of success. But I think that
to make the argument work in the general case, once has to adopt
something like the (highly non-Kripkean) framework of epistemic
intensions.]]
*[[See e.g. Chalmers 2002a, 2003.]]
In any case, we can see that while Kripke does not explicitly endorse
a two-dimensional approach, these issues are quite close to the
surface in his discussion. One can even see here an instance of a
familiar two-dimensionalist pattern: trying to capture epistemic
phenomena with a contextual approach, coming close, but not quite
succeeding. I think that once again, the moral is that the epistemic
framework is most fundamental for these purposes.
1.2 Two-dimensional semantics
1.3 Varieties of two-dimensional semantics
Kaplan (1978; 1989): character and content
Stalnaker (1978): diagonal proposition and propositional expressed
Evans (1979): deep necessity and superficial necessity
Davies/Humberstone (1981): "fixedly actual" truth and necessary truth
Chalmers (1996): primary intension and secondary intension
Jackson (1998): A-intension and C-intension 1.4 The Core Thesis
Core Thesis: For any sentence S, S is a priori iff S has a necessary
1-intension.
Neo-Fregean Thesis (2D Version): Two expressions 'A' and 'B' have
the same 1-intension iff 'A == B' is a priori.
2 The Contextual Understanding
2.1 Orthographic contextual intensions
2.2 Linguistic contextual intensions
2.3 Semantic contextual intensions
2.4 A further problem
2.5 Hybrid contextual intensions
2.6 Token-reflexive contextual intensions
2.7 Extended contextual intensions
2.8 Cognitive contextual intensions
2.9 Summary
3 The epistemic understanding
3.1 Epistemic dependence
3.2 Epistemic intensions
The epistemic intension of a sentence token S is true at a scenario W
iff the hypothesis that W is actual epistemically necessitates S.
The epistemic intension of a sentence token S is true at a scenario W
iff D epistemically necessitates S, where D is a canonical description
of W.
3.3 Epistemic necessitation
3.4 Scenarios
Plenitude Principle: For all S, S is epistemically possible if and
only if there is a scenario that verifies S.
3.4.1 Scenarios as centered worlds
Metaphysical Plenitude: For all S, if S is epistemically possible,
there is a centered metaphysically possible world that verifies S.
3.4.2 Scenarios as maximal hypotheses
Epistemic Plenitude: For all S, if S is epistemically possible,
then some epistemically complete sentence of L implies S.
3.5 Canonical descriptions
3.6 Scrutability
Scrutability of Truth: For most terms T used by a speaker, then for
any truth S involving T, there exists a truth D such that D is
independent of T, and such that knowing that D is the case puts the
speaker in a position to know (without further empirical information,
on idealized rational reflection) that S is the case.
Scrutability of Truth II: There is a relatively limited vocabulary V
such that for any truth S, there is a V-truth D such that D implies S.
3.7 Subsentential epistemic intensions
3.8 Tokens and types
3.9 Apriority
3.10 The second dimension
3.11 The Core Thesis
3.12 Applications
4 Epistemic intensions and contextual intensions
4.1 Problem cases
4.2 Semantic contextual intensions
4.3 Linguistic contextual intensions
5 Other varieties of two-dimensionalism
5.1 Stalnaker's diagonal
5.2 Kaplan's character
5.3 Evans' deep necessity
We have the idea of a state of affairs, or a set of state of affairs,
determines by the content of a statement as rendering it true, so that
one who understands the sentence and knows it to be true, thereby knows
that such a verifying state of affairs exists. A deeply contingent
statement is one for which there is no guarantee that there exists a
verifying state of affairs. If a deeply contingent statement is true,
there will exist some state of affairs of which we can say both that if
it had not existed the sentence would not have been true, and that it
might not have existed. The truth of the sentence will thus depend on
some contingent feature of reality. (Evans 1979, p. 185)
...if two sentences are epistemically equivalent, they are verified
by exactly the same state of affairs, and what one believes in understanding
the sentence and accepting it as true is precisely that some verifying
state of affairs obtains. On this conception, the same set of states of
affairs makes the sentence 'Julius is F' true as makes the sentence 'The
inventor of the zip is F' true. If x, y, z, ... is a list of all
objects, then any member of the set {x's being the inventor of the zip
& x's being F; y's being the inventor of the zip and y's being F;
z's being the inventor of the zip and z's being F ...} will suffice to
make the sentence true. (Evans 1979, p. 180)
But there is an ineliminable modal element in the notion of what
makes a sentence true. For what can it mean to say that any one
of a set of state of affairs renders a sentence true, other than
to say that, if any one of them obtains, the sentence will be true,
and if any of them had obtained, the sentence would have
been true.
5.4 Davies and Humberstone's "fixedly actually"
5.5 Chalmers' primary intensions
there are two quite distinct patterns of dependence of the referent
of a concept on the state of the world. First, there is the dependence
by which reference is fixed in the actual world, depending on how
the world turns out; if it turns out one way, a concept will pick
out one thing, but if it turns out another way, the concept will
pick out something else. Second, there is the dependence by which
reference in counterfactual worlds is determined, given that
reference in the actual world is already fixed. Corresponding to
each of these dependencies is an intension, which I will call
the primary and secondary intensions, respectively.
The true intension can be determined only from detailed
consideration of specific scenarios: What would we say if
the world turned out this way? What would we say if it
turned out that way? For example, if it had turned out that
the liquid in the lakes was H2O and the liquid in the oceans
was XYZ, then we would probably have said that both were water;
if the stuff in oceans and lakes was a mixture of 95 percent
A and 5 percent B, we would probably have said that A but not
B were water.
If one is worried about this ... one can think of these scenarios
as epistemic possibilities (in a broad sense) and the conditionals
as epistemic conditionals, so that worries about essential properties
of words are bypassed.
5.6 Jackson's A-intensions
We can think of the various situations, particulars, events, or
whatever to which a term applies in two different ways, depending
on whether we are considering what the term applies to under
various hypotheses about which world is the actual world, or whether
we are considering what the term applies to under various
counterfactual hypotheses. In the first case we are considering,
for each world W, what the term applies to in W, given or under
the supposition that W is the actual world, our world. We can
call this the A-extension of term T in world W — 'A' for
actual — and call the function assigning to each world the
A-extension of T in that world, the A-intension of T. In the
second case, we are considering, for each world W, what T
applies to in W given whatever world is in fact the actual
world, and so we are, for all worlds except the actual world,
considering the extension of T in a counterfactual world. We
can call this the C-extension of T in W — 'C' for
counterfactual — and call the function assigning to each world
the C-extension of T in that world, the C-intension of T.
5.7 Kripke's epistemic duplicates
What, then, does the intuition that the table might have turned out
to be made of ice ... amount to? I think it means simply that there
might have been a table looking and feeling just like this one
and placed in this very position in the room, which was in fact made
of ice. (p. 142)
To be in the same epistemic situation that would obtain if one had a
pain is to have a pain; to be in the same epistemic situation that
would obtain in the absence of pain is not to have a pain. The
apparent contingency of the connection between the physical state
and the corresponding brain state thus cannot be explained by some
sort of qualitative analog as in the case of heat. (p. 152)
The same point can be made in terms of the notion of what picks out
the reference of a rigid designator. In the case of the identity of
heat with molecular motion the important consideration was that
although 'heat' is a rigid designator, the reference of that
designator was determined by an accidental property of the referent,
namely the property of producing in us sensation S. It is thus possible
that a phenomenon should have been rigidly designated in the same
way as a phenomenon of heat, with its reference also picked out by means
of the sensation S, without that phenomenon being heat and therefore
without its bring molecular motion. Pain, on the other hand, is not
picked out by one of its accidental properties; rather it is picked
out by the property of being pain itself, by its immediate phenomenological
quality. Thus pain, unlike heat, is not only rigidly designated by
'pain' but the reference of the designator is determined by an
essential property of the referent.